<!DOCTYPE record>
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<article>
<titex><![CDATA[An intersection multiplicity   in terms of $\textrm{Ext}$-modules]]></titex>
<tihtml><![CDATA[An intersection multiplicity   in terms of 
<!-- MATH: $\textrm{Ext}$ -->
<IMG
 WIDTH="38" HEIGHT="20" ALIGN="BOTTOM" BORDER="0"
 SRC="/proc/2002-130-02/S0002-9939-01-06022-1/gif-title0/img1.gif"
 ALT="$\textrm{Ext}$">-modules]]></tihtml>
<tiunicode><![CDATA[An intersection multiplicity   in terms of $\textrm{Ext}$-modules]]></tiunicode>
<tinomath>An intersection multiplicity  in terms of Ext -modules</tinomath>
<resauthor><![CDATA[C-Y. Jean Chan]]></resauthor>
<author>
<autex>
<fntex><![CDATA[C-Y.]]></fntex>
<mntex><![CDATA[Jean]]></mntex>
<lntex><![CDATA[Chan]]></lntex>
</autex>
<auhtml>
<fnhtml><![CDATA[C-Y.]]></fnhtml>
<mnhtml><![CDATA[Jean]]></mnhtml>
<lnhtml><![CDATA[Chan]]></lnhtml>
</auhtml>
<auunicode>
<fnuni><![CDATA[C-Y.]]></fnuni>
<mnuni><![CDATA[Jean]]></mnuni>
<lnuni><![CDATA[Chan]]></lnuni>
</auunicode>
<auascii>
<fnascii>C-Y.</fnascii>
<mnascii>Jean</mnascii>
<lnascii>Chan</lnascii>
</auascii>
<afftex><![CDATA[Department of Mathematics, University of Utah, 155 South 1400 East, Salt Lake City, Utah 84112]]></afftex>
<affhtml><![CDATA[Department of Mathematics, University of Utah, 155 South 1400 East, Salt Lake City, Utah 84112]]></affhtml>
<affunicode><![CDATA[Department of Mathematics, University of Utah, 155 South 1400 East, Salt Lake City, Utah 84112]]></affunicode>
<currafftex><![CDATA[Department of Mathematics, Purdue University,  1395 Mathematical Sciences Building, West Lafayette, Indiana 47907-1395]]></currafftex>
<curraffhtml><![CDATA[Department of Mathematics, Purdue University,  1395 Mathematical Sciences Building, West Lafayette, Indiana 47907-1395]]></curraffhtml>
<curraffunicode><![CDATA[Department of Mathematics, Purdue University,  1395 Mathematical Sciences Building, West Lafayette, Indiana 47907-1395]]></curraffunicode>
<curremail><![CDATA[cyjan@math.utah.edu]]></curremail>
</author>

<cn></cn>
<abstract>
<abstex><![CDATA[
The main aim of this paper is to discuss the relation between 
Serre's intersection multiplicity and the Euler form.
The Euler form is defined to be an alternating sum of the length of 
$\textrm{Ext}$-modules and is used by Mori and Smith to develop 
intersection theory over noncommutative rings. We show that 
they differ by a sign and that this 
relation is closely related to Serre's vanishing theorem.]]></abstex>
<abshtml><![CDATA[<P>
The main aim of this paper is to discuss the relation between 
Serre's intersection multiplicity and the Euler form.
The Euler form is defined to be an alternating sum of the length of 

<!-- MATH: $\textrm{Ext}$ -->
<IMG
 WIDTH="38" HEIGHT="20" ALIGN="BOTTOM" BORDER="0"
 SRC="/proc/2002-130-02/S0002-9939-01-06022-1/gif-abstract0/img1.gif"
 ALT="$\textrm{Ext}$">-modules and is used by Mori and Smith to develop 
intersection theory over noncommutative rings. We show that 
they differ by a sign and that this 
relation is closely related to Serre's vanishing theorem.

<P>
]]></abshtml>
<absascii>The main aim of this paper is to discuss the relation between 
Serre's intersection multiplicity and the Euler form.
The Euler form is defined to be an alternating sum of the length of 
 Ext -modules and is used by Mori and Smith to develop 
intersection theory over noncommutative rings. We show that 
they differ by a sign and that this 
relation is closely related to Serre's vanishing theorem.</absascii>
</abstract>

<reference>
<reftex><![CDATA[{B} {\sc H. Bass,}
\emph{On the ubiquity of Gorenstein rings,} Math. Z. \textbf{82} (1963), 8-28.
 ]]></reftex>
<refascii>B H. Bass, 
 On the ubiquity of Gorenstein rings, Math. Z. 82 (1963), 8-28.
 </refascii>
<refmr>27:3669</refmr>
</reference>
<reference>
<reftex><![CDATA[{D1} {\sc S.~P. Dutta}
\emph{Generalized Intersection Multiplicities of Modules,}
Trans. Amer. Math. Soc., \textbf{276}, no.~2, (1983), 657-669.]]></reftex>
<refascii>D1 S. P. Dutta 
 Generalized Intersection Multiplicities of Modules, 
Trans. Amer. Math. Soc., 276 , no. 2, (1983), 657-669.</refascii>
<refmr>84i:13024</refmr>
</reference>
<reference>
<reftex><![CDATA[{D2} {\sc S.~P. Dutta}
\emph{Generalized Intersection Multiplicities of Modules~II},
Proc. Amer. Math. Soc., \textbf{93}, no.~2, (1985), 203-204.]]></reftex>
<refascii>D2 S. P. Dutta 
 Generalized Intersection Multiplicities of Modules II ,
Proc. Amer. Math. Soc., 93 , no. 2, (1985), 203-204.</refascii>
<refmr>86k:13026</refmr>
</reference>
<reference>
<reftex><![CDATA[{DHM} {\sc S. P. Dutta, M. Hochster and J.E. McLaughlin,}
\emph{Modules of finite projective dimension with negative intersection
 multiplicities,} Invent. Math. \textbf{79} (1985), 253-291. ]]></reftex>
<refascii>DHM S. P. Dutta, M. Hochster and J.E. McLaughlin, 
 Modules of finite projective dimension with negative intersection
 multiplicities, Invent. Math. 79 (1985), 253-291. </refascii>
<refmr>86h:13023</refmr>
</reference>
<reference>
<reftex><![CDATA[{F} {\sc W. Fulton}
\emph{Intersection Theory,} Second edition, Springer-Verlag, Berlin, 1998. ]]></reftex>
<refascii>F W. Fulton 
 Intersection Theory, Second edition, Springer-Verlag, Berlin, 1998. </refascii>
<refmr>99d:14003</refmr>
</reference>
<reference>
<reftex><![CDATA[{GS} {\sc H. Gillet and C. Soul\'{e},}
\emph{K-th\'{e}orie et nullit\'{e} des multiplicit\'{e}s
 d'intersection,} C. R. Acad. Sci. Paris, S\'{e}r. I, no.~3, 
 t.~\textbf{300} (1985), 71-74. 
 ]]></reftex>
<refascii>GS H. Gillet and C. Soule, 
 K-theorie et nullite des multiplicites
 d'intersection, C. R. Acad. Sci. Paris, Ser. I, no. 3, 
 t. 300 (1985), 71-74. 
 </refascii>
<refmr>86k:13027</refmr>
</reference>
<reference>
<reftex><![CDATA[{Mts} {\sc H. Matsumura} \emph{Commutative Ring Theory},
Cambridge University Press, Cambridge, England, 1986. ]]></reftex>
<refascii>Mts H. Matsumura Commutative Ring Theory ,
Cambridge University Press, Cambridge, England, 1986. </refascii>
<refmr>88h:13001</refmr>
</reference>
<reference>
<reftex><![CDATA[{Mori} {\sc I. Mori,}
\emph{Intersection multiplicity over noncommutative algebras,}
to appear in J. Algebra.]]></reftex>
<refascii>Mori I. Mori, 
 Intersection multiplicity over noncommutative algebras, 
to appear in J. Algebra.</refascii>
</reference>
<reference>
<reftex><![CDATA[{MSmith} {\sc I. Mori and S. P. Smith},
\emph{B\'{e}zout's theorem for noncommutative projective spaces,}
J. Pure Appl. Algebra \textbf{157} (2001), 279-299.]]></reftex>
<refascii>MSmith I. Mori and S. P. Smith ,
 Bezout's theorem for noncommutative projective spaces, 
J. Pure Appl. Algebra 157 (2001), 279-299.</refascii>
</reference>
<reference>
<reftex><![CDATA[{R1} {\sc P. C. Roberts},
\emph{Multiplicities and Chern Classes in Local Algebra,} Cambridge
Tracts in Mathematics 133, Cambridge University Press (1998).]]></reftex>
<refascii>R1 P. C. Roberts ,
 Multiplicities and Chern Classes in Local Algebra, Cambridge
Tracts in Mathematics 133, Cambridge University Press (1998).</refascii>
<refcmp>99:13</refcmp>
</reference>
<reference>
<reftex><![CDATA[{R2} {\sc P. Roberts},
\emph{The vanishing of intersection multiplicities of perfect complexes},
Bull. Amer. Math. Soc.~\textbf{13} (1985), 127-130.]]></reftex>
<refascii>R2 P. Roberts ,
 The vanishing of intersection multiplicities of perfect complexes ,
Bull. Amer. Math. Soc. 13 (1985), 127-130.</refascii>
<refmr>87c:13030</refmr>
</reference>
<reference>
<reftex><![CDATA[{R3} {\sc P. Roberts,}
\emph{Intersection Theorems,} Commutative Algebra, Proc. MSRI Microprogram,
Springer-Verlag, 417-436.]]></reftex>
<refascii>R3 P. Roberts, 
 Intersection Theorems, Commutative Algebra, Proc. MSRI Microprogram,
Springer-Verlag, 417-436.</refascii>
<refmr>90j:13024</refmr>
</reference>
<reference>
<reftex><![CDATA[{R4} {\sc P. Roberts,}
\emph{The MacRae Invariant and the First Local Chern Character,}
Trans. Amer. Math. Soc., \textbf{300}, no.~2, (1987), 583-591.]]></reftex>
<refascii>R4 P. Roberts, 
 The MacRae Invariant and the First Local Chern Character, 
Trans. Amer. Math. Soc., 300 , no. 2, (1987), 583-591.</refascii>
<refmr>88c:14010</refmr>
</reference>
<reference>
<reftex><![CDATA[{R5} {\sc P. Roberts,}
\emph{Local Chern Characters and Intersection Multiplicities,}
Proceedings of Symposia in Pure Mathematics, \textbf{46}, (1987), 389-400.]]></reftex>
<refascii>R5 P. Roberts, 
 Local Chern Characters and Intersection Multiplicities, 
Proceedings of Symposia in Pure Mathematics, 46 , (1987), 389-400.</refascii>
<refmr>89a:14011</refmr>
</reference>
<reference>
<reftex><![CDATA[{Rot} {\sc J. Rotman},
\emph{An Introduction to Homological Algebra} Academic Press, New York,
1979.]]></reftex>
<refascii>Rot J. Rotman ,
 An Introduction to Homological Algebra Academic Press, New York,
1979.</refascii>
<refmr>80k:18001</refmr>
</reference>
<reference>
<reftex><![CDATA[{S} {\sc J.-P. Serre},
\emph{Alg\`{e}bre Locale-multiplicit\'{e}s,}
Lecture Notes in Mathematics \textbf{11}, Springer-Verlag, New York, 1961.]]></reftex>
<refascii>S J.-P. Serre ,
 Algebre Locale-multiplicites, 
Lecture Notes in Mathematics 11 , Springer-Verlag, New York, 1961.</refascii>
<refmr>34:1352</refmr>
</reference>

<refhtml><![CDATA[
<DL COMPACT><DD>
<P>
<DT><A NAME=B><STRONG>1.</STRONG></A><DD>  H. B<SMALL>ASS,</SMALL> 
<EM>On the ubiquity of Gorenstein rings,</EM> Math. Z. <B>82</B> (1963), 8-28.
<A HREF="http://www.ams.org/mathscinet-getitem?mr=27:3669">MR <STRONG>27:3669</STRONG></A> 

<P>
<DT><A NAME=D1><STRONG>2.</STRONG></A><DD>  S. P. D<SMALL>UTTA</SMALL>
<EM>Generalized Intersection Multiplicities of Modules,</EM>
Trans. Amer. Math. Soc., <B>276</B>, no. 2, (1983), 657-669. <A HREF="http://www.ams.org/mathscinet-getitem?mr=84i:13024">MR <STRONG>84i:13024</STRONG></A>

<P>
<DT><A NAME=D2><STRONG>3.</STRONG></A><DD>  S. P. D<SMALL>UTTA</SMALL>
<EM>Generalized Intersection Multiplicities of Modules II</EM>,
Proc. Amer. Math. Soc., <B>93</B>, no. 2, (1985), 203-204. <A HREF="http://www.ams.org/mathscinet-getitem?mr=86k:13026">MR <STRONG>86k:13026</STRONG></A>

<P>
<DT><A NAME=DHM><STRONG>4.</STRONG></A><DD>  S. P. D<SMALL>UTTA, </SMALL>M. H<SMALL>OCHSTER AND </SMALL>J.E. M<SMALL>C</SMALL>L<SMALL>AUGHLIN,</SMALL>
<EM>Modules of finite projective dimension with negative intersection 
  multiplicities,</EM> Invent. Math. <B>79</B> (1985), 253-291.   <A HREF="http://www.ams.org/mathscinet-getitem?mr=86h:13023">MR <STRONG>86h:13023</STRONG></A>

<P>
<DT><A NAME=F><STRONG>5.</STRONG></A><DD>  W. F<SMALL>ULTON</SMALL> 
<EM>Intersection Theory,</EM> Second edition, Springer-Verlag, Berlin, 1998. 
<A HREF="http://www.ams.org/mathscinet-getitem?mr=99d:14003">MR <STRONG>99d:14003</STRONG></A>

<P>
<DT><A NAME=GS><STRONG>6.</STRONG></A><DD>  H. G<SMALL>ILLET AND </SMALL>C. S<SMALL>OUL&#180;E</SMALL>,
<EM>K-th&#233;orie et nullit&#233; des multiplicit&#233;s 
 d'intersection,</EM> C. R. Acad. Sci. Paris, S&#233;r. I, no. 3, 
 t. <B>300</B> (1985), 71-74. <A HREF="http://www.ams.org/mathscinet-getitem?mr=86k:13027">MR <STRONG>86k:13027</STRONG></A>

<DT><A NAME=Mts><STRONG>7.</STRONG></A><DD>  H. M<SMALL>ATSUMURA</SMALL> <EM>Commutative Ring Theory</EM>, 
Cambridge University Press, Cambridge, England, 1986. <A HREF="http://www.ams.org/mathscinet-getitem?mr=88h:13001">MR <STRONG>88h:13001</STRONG></A>

<P>
<DT><A NAME=Mori><STRONG>8.</STRONG></A><DD>  I. M<SMALL>ORI,</SMALL>
<EM>Intersection multiplicity over noncommutative algebras,</EM>
to appear in J. Algebra.

<P>
<DT><A NAME=MSmith><STRONG>9.</STRONG></A><DD>  I. M<SMALL>ORI AND </SMALL>S. P. S<SMALL>MITH</SMALL>,
<EM>B&#233;zout's theorem for noncommutative projective spaces,</EM>
J. Pure Appl. Algebra <B>157</B> (2001), 279-299.

<P>
<DT><A NAME=R1><STRONG>10.</STRONG></A><DD>  P. C. R<SMALL>OBERTS</SMALL>,
<EM>Multiplicities and Chern Classes in Local Algebra,</EM> Cambridge
Tracts in Mathematics 133, Cambridge University Press (1998).  CMP <STRONG>99:13</STRONG>

<P>
<DT><A NAME=R2><STRONG>11.</STRONG></A><DD>  P. R<SMALL>OBERTS</SMALL>,
<EM>The vanishing of intersection multiplicities of perfect complexes</EM>,
Bull. Amer. Math. Soc. <B>13</B> (1985), 127-130. <A HREF="http://www.ams.org/mathscinet-getitem?mr=87c:13030">MR <STRONG>87c:13030</STRONG></A>

<P>
<DT><A NAME=R3><STRONG>12.</STRONG></A><DD>  P. R<SMALL>OBERTS,</SMALL>
<EM>Intersection Theorems,</EM> Commutative Algebra, Proc. MSRI Microprogram,
Springer-Verlag, 417-436. <A HREF="http://www.ams.org/mathscinet-getitem?mr=90j:13024">MR <STRONG>90j:13024</STRONG></A>

<P>
<DT><A NAME=R4><STRONG>13.</STRONG></A><DD>  P. R<SMALL>OBERTS,</SMALL>
<EM>The MacRae Invariant and the First Local Chern Character,</EM>
Trans. Amer. Math. Soc., <B>300</B>, no. 2, (1987), 583-591. <A HREF="http://www.ams.org/mathscinet-getitem?mr=88c:14010">MR <STRONG>88c:14010</STRONG></A>

<P>
<DT><A NAME=R5><STRONG>14.</STRONG></A><DD>  P. R<SMALL>OBERTS,</SMALL>
<EM>Local Chern Characters and Intersection Multiplicities,</EM>
Proceedings of Symposia in Pure Mathematics, <B>46</B>, (1987), 389-400.
<A HREF="http://www.ams.org/mathscinet-getitem?mr=89a:14011">MR <STRONG>89a:14011</STRONG></A>

<P>
<DT><A NAME=Rot><STRONG>15.</STRONG></A><DD>  J. R<SMALL>OTMAN</SMALL>,
<EM>An Introduction to Homological Algebra</EM> Academic Press, New York,
1979. <A HREF="http://www.ams.org/mathscinet-getitem?mr=80k:18001">MR <STRONG>80k:18001</STRONG></A>

<P>
<DT><A NAME=S><STRONG>16.</STRONG></A><DD>  J.-P. S<SMALL>ERRE</SMALL>, 
<EM>Alg&#232;bre Locale-multiplicit&#233;s,</EM>
Lecture Notes in Mathematics <B>11</B>, Springer-Verlag, New York, 1961.
<A HREF="http://www.ams.org/mathscinet-getitem?mr=34:1352">MR <STRONG>34:1352</STRONG></A>
</DL>]]></refhtml>
<copyrightyr>2001</copyrightyr>
<copyrtholder>American Mathematical Society</copyrtholder>
<series></series>
<journal>Proceedings of the American Mathematical Society</journal>
<jnl>Proc. Amer. Math. Soc.</jnl>
<publjnl>proc</publjnl>
<volume>130</volume>
<issue1>02</issue1>
<issue2></issue2>
<pubdate>20010525</pubdate>
<received>October 11, 1999</received>
<revised>June 15, 2000</revised>
<postdate>May 25, 2001</postdate>
<thanks></thanks>
<thankshtml></thankshtml>
<dedicate></dedicate>
<dedicatehtml></dedicatehtml>
<commby><![CDATA[Wolmer V. Vasconcelos]]></commby>

<commbyhtml><![CDATA[Wolmer V. Vasconcelos]]></commbyhtml>

<keyword><![CDATA[Intersection multiplicity]]></keyword>
<keyword><![CDATA[Chern character]]></keyword>
<keyword><![CDATA[Euler characteristic]]></keyword>
<keyword><![CDATA[Euler form]]></keyword>

<fpage>327</fpage>
<dpage>327-336</dpage>
<pgcount>10</pgcount>
<pii>S0002-9939-01-06022-1</pii>
<doi>10.1090/S0002-9939-01-06022-1</doi>
<issnp>0002-9939</issnp>
<issne>1088-6826</issne>
<seealso></seealso>
<language>English</language>
<doctype></doctype>
<msc>13D22 13H15 14C17 13D07</msc>
<mscsec></mscsec>
<msctype>2000</msctype>
<vno></vno>
<mr></mr>
<hline></hline>
<ftlink>http://www.ams.org/jourcgi/jour-getitem?pii=S0002-9939-01-06022-1</ftlink>
<sequence></sequence>
<erratum></erratum>
<corrigendum></corrigendum>
<addendum></addendum>
<supplement></supplement>
<comments></comments>
<corrections></corrections>
<misc><misclabel></misclabel><miscurl></miscurl><misctext></misctext></misc>
<origpub></origpub>
<origarticle></origarticle>
<doctext>Introduction 
Assume A is a regular local ring.
Let M and N be finitely generated A -modules such
that M N has finite length. 
In the 1950s, Serre defined the
intersection multiplicity of M and N as 
 ( M, N) (-1) i( i (M, N) ). 
To develop intersection theory over noncommutative
rings, Mori and Smith attempted to generalize intersection
multiplicity using the Euler form 
 (M,N) (-1) i ( i (M, N)) 
for two arbitrary finitely generated Noetherian right modules.
The intersection multiplicity is defined as 
 (-1) N (M,N), 
where the dimension of modules over a noncommutative ring
is defined by using the Euler form ( cf. MSmith ).
It should be pointed out that the tensor product of two right
modules is not well-defined. Therefore the -modules
cannot be applied in noncommutative cases. 
Mori and Smith established Bezout's Theorem for noncommutative
spaces for this intersection multiplicity. 
We refer the readers to Mori and Smith's paper MSmith for 
complete details. 
Since the idea is to generalize results in commutative algebraic geometry, 
there should be relations between these two intersection multiplicities. 
In Mori , Mori conjectured 
 (M, N) (-1) M (M,N). 
This paper presents the study of the relation between (M,N) and
 (M, N) over commutative Noetherian rings. More generally, we
will see that the formula relating (M,N) and (M,N) is
closely related to Serre's vanishing theorem.
In section 2, we prove that the above formula holds over a regular local ring.
Our proof relies on Serre's vanishing theorem.
 theorem Vanishing, Roberts R2 , 
 Gillet and Soule GS vanishing 
Assume M and N are finitely generated modules over a
complete intersection A such that M and N both have finite 
projective dimension and M N has finite length. 
If M N A , then
 (M, N) 0. 
 theorem 
However, as we try to generalize the result over a complete 
intersection, the original proof cannot be applied
in this generality. The properties of complete intersections
and the formula itself suggest that we apply an argument
similar to the one used 
in Roberts' proof of the vanishing theorem. This will be discussed
in the third section. We further prove the formula for a Gorenstein
ring of dimension 5 . This is also inspired by the vanishing theorem
under the same condition R3 .
From the discussion in the earlier sections,
it seems likely that a proof of 
the vanishing theorem will also give a proof of the formula
that we are interested in:
 equation eq:1st 
 ( M, N) (-1) M (M,N). 
 equation 
In the last section, we investigate the relation between 
the vanishing theorem and this formula. 
We will see that they are equivalent over a regular local ring. 
The equivalence is not known in general.
It is known that all finitely generated modules over a regular
local ring have finite projective dimension, so the sum in the 
definitions of both multiplicities have finitely many terms involved. 
Over a more general ring, even if the two modules satisfy the same 
conditions as in Serre's definition, it is not necessary that the 
expressions for (M,N) and (M,N) are only finite sums. 
There are many ways to fix this. We mainly discuss the case with the 
condition that both modules have finite projective dimension added
to the assumption, except the discussion in section 4. 
After the earlier version of this paper was done, the author found
that S. P. Dutta has similar results. In D1 and D2 
Dutta proved the vanishing theorem for Gorenstein rings of
dimension 5 by proving that a formula holds true. This formula is
equivalent to Formula ( eq:1st ) under certain conditions. 
We will discuss this in section 2 and section 4.
 The relation between (M,N) and (M,N) 1 over a
regular local ring 
We first state the main theorem in this section.
 theorem thm:regular 
Let A be a regular local ring and let M and N 
be finitely generated A -modules such that 
 M N has finite length. 
Let M denote A - M . Then,
 equation eq:2 
 (M,N) (-1) M (M, N). equation 
 theorem 
 rem 
Let A be a regular local ring and let M and
 N satisfy the hypotheses of Theorem thm:regular . Serre proved
that
 M N A. 
When the ring is not regular, whether or not this
inequality is true remains unknown if both modules have finite
projective dimension.
 rem 
To relate Serre's intersection multiplicity
and the Euler form, we write (M,N) as the Euler characteristic
of the total complex of the tensor product of the finite resolutions
of both modules. Then, we claim that (M, N) is equal to the
Euler characteristic described above with the resolution of M 
replaced by its dual. By reducing M to the case of the ring modulo
a prime ideal and computing the latter Euler characteristic, the
theorem will be proven. Before proving the theorem, we explain the
above idea in detail starting with some background on homological
algebra.
Recall that a perfect complex, G , is a bounded
complex of finitely generated free modules. Let (G ) 
denote the support of the complex G , which is the set 
p (A) : (G ) p is not exact .
We define the dimension of a complex to be the length of largest
 such that p 0, , p are distinct in
 (G ) and p 0 p . If G is a complex supported only at
the maximal ideal, let (G ) i (-1) i (
H i(G ) ) , where H i(G ) is the i - th 
homology of G . We call (G ) the Euler
characteristic of G . One can use this to interpret
Serre's intersection multiplicity. Let M and N be assumed as 
above and let E and F be finite free resolutions
of M and N respectively. Then
 equation eq:complex 
 (M,N) ( E F ), 
 equation 
where E F denotes the 
total complex of the tensor product of the two complexes. 
We recall two well-known facts from homological algebra. 
They imply an important
property which allows us to consider the Euler form in terms of
Euler characteristics in the later discussion.
 0.5pc 
 prop homology2 
Let A be a commutative Noetherian local ring. Let N be a finitely
generated module of finite projective dimension and let G 
be a bounded below complex of finitely generated A -free modules such that
 H i(G ) N has finite length for all i . 
Then, 
 (G N) (-1) i (H i(G ), N). 
 prop 
 prop homology 
Let A be a commutative Noetherian local ring of dimension d 
with maximal ideal m . Let M and N be
finitely generated A -modules with finite projective dimension
such that M N has finite length. 
Let E and F be finite free resolutions of M and
 N respectively. Then,
 equation eq:dual 
(M,N) (E F ) 
 i 0 s (-1) i( i (M, A),N) .
 equation 
 prop 
Proposition homology2 is the consequence of the fact that
spectral sequences preserve Euler characteristics. Let G 
in Proposition homology2 be (E ,A) in
Proposition homology . Proposition homology follows from
Proposition homology2 and the fact that (E i, A) N 
(E i, N) for all i . We will use Proposition homology in
the proof of Theorem thm:regular and the following sections.
We now begin to prove Theorem thm:regular .
 proof 
By taking a filtration of M ,
 0 M 0 M r M, 
such that M j M j-1 A p j for some prime ideal p j ,
we have
 (M,N) (A p j , N) 
and
 (M,N) (A p j , N). 
Moreover, for any finitely generated A -module
 P , the vanishing theorem implies that 
 (P, N) A p P 
 (P p ) (A p , N). 
We first assume M is of the form A q , where q is a prime
ideal. Using Formula ( eq:dual ), we conclude
 array ccl (M, N) 
 i 0 s (-1) i ( i (M,N)) 
 i 0 s (-1) i ( i( M,A),N) 
 i 0 s (-1) i 
 ( i A (M, A)
 A q ) ( A q , N), 
 array 
since ( i(E , A)) (M). 
It is known that, if M A q , then
 equation eq:lemma1 
 i A(M,A) A q 
 array cc (A q ) q i A- M , 0 
 otherwise , array .
 equation 
which can be reduced by localization to showing that 
 equation eq:gorenstein 
 i A(k,A) 
 array cc k i A , 
 0 otherwise . array . equation 
(This is a special case of more general results in Bass;
moreover, Formula ( eq:gorenstein ) is often taken as 
a definition of Gorenstein rings.) 
Thus, 
 (A q , N) (-1) A q (A q , N). 
This also shows the
vanishing theorem for the Euler form when the first module is in the
form of A q ; namely,
 (A q , N) 0 
if A q N A .
In general, (M,N) is a sum of (A p j , N) taken over
all p j occurring in a filtration of M . Since M N
A , by the vanishing theorem, those terms with prime ideals
of dimension less than M must vanish; similarly for
 (M,N) . From the result of the special case proved above, we
obtain
 (M,N) (-1) M (M,N). 
 proof 
Let A be a Gorenstein ring of dimension d and let M be a finitely
generated module of dimension m . We define 
 d-m (M,A). 
We say that M is perfect if and only if M is Cohen-Macaulay and 
of finite projective dimension; in this case, proj.dim M M .
If M is perfect, then is also perfect of dimension equal to
 M and M . 
There used to be a general version of the vanishing conjecture, which
we call the generalized vanishing conjecture for simplicity, that 
states that if
either M or N has finite projective dimension and (M
N) , then M N A implies
 (M,N) 0 . The generalized vanishing conjecture is known to be false
due to Dutta, Hochster, and McLaughlin's example DHM . We recall
a theorem in Dutta D1 .
 theorem Dutta thm2.4 
Let A be a Gorenstein ring. The generalized vanishing conjecture is true
if and only if for any perfect module M and any Cohen-Macaulay module
 N with M N A , 
 equation eq:length 
(M N) (M ) .
 equation 
 theorem 
Since the vanishing theorem is true if either M or N is of 
the form A (x 1, , x k) , where x 1,, x k form 
a regular sequence (see Serre ), it is not hard to show that 
 (M,N) (-1) M (M,N) in this case. Using finitely
many short exact sequences with modules of this form, one
can reduce Theorem thm:regular to the case in which
 M is perfect and N is Cohen-Macaulay. In this case, we have 
 (M N) () 
and 
 (M ) 
( ) 
(N). 
It is not hard to see that 
 (M,N) (-1) M (N) and
 (M,N) (MN) 
if M is perfect and N is Cohen-Macaulay with M N A . 
Thus, using Theorem thm2.4 , this approach gives another
proof of Theorem thm:regular . For details we refer to Dutta D1 
and D2 ; at the time these papers were written the vanishing
theorem was still a conjecture. 
 The relation between (M,N) and (M,N) 1 
over a complete intersection 
The relation presented by Formulas ( eq:dual ) and ( eq:lemma1 ), 
and the vanishing theorem are key points in the proof of 
Theorem thm:regular .
Over a complete intersection, these three statements are still true. However, 
not all modules, in particular the type of the ring modulo a prime ideal, have
finite projective dimension. One may not apply the vanishing theorem as over a
regular local ring. Following the proof of the vanishing theorem (see
Roberts R2 ), we use the theory of local Chern characters to do further
generalizations. 
Assume A is a Noetherian local ring.
Let (A) Q k(A) Q 
be the Chow group on A tensored
with rational number field. 
The local Chern character of a perfect complex G is
 (G ) 0( G ) 1(G ) 
where, for each i and k , i(G ) is a map
 i(G ): k(A) Q k-i ((G )) Q 
and A ((G )) is the Chow group on 
 (G ) . The Todd class of G , 
 (G ), 
is an element in ((G )) . 
In particular, if G is supported at the maximal 
ideal m , then
 (G ) (G ) A m . 
In this case, we will identify the image of the Todd class with a
number in Q since ((G )) Q 
Q . The local Riemann-Roch formula (see
Roberts Theorem 12.6.1 R1 ) implies that
 (G ) (G )((A)), 
which relates local Chern characters with Euler characteristics
 (G ) (G )((A)). 
For more details on the definitions and properties, we refer to 
Fulton and Roberts R1 .
 theorem thm:ci 
Let A be a complete intersection and let M and N 
be finitely generated
 A -modules with finite projective dimension such that 
 M N has finite length and
 M N A . 
Then, 
 equation eq:result1 
(M,N) (-1) M (M, N). 
 equation 
 theorem 
 proof 
Assume 
 A d , M m and N n . 
Let E and F be finite free resolutions of 
 M and N respectively. 
From Formulas ( eq:complex ) and ( eq:dual ), 
 (M,N) (E F ). 
It thus suffices to show that 
 equation eq:result2 
( E F ) 
 (-1) M ( E F ). 
 equation 
It is known that (A) A when A is a complete intersection.
Since 
 (E F ) contains the maximal
ideal only, by the local Riemann-Roch formula, we have
 ( E F )
 (E F )((A))
 d(E F )( A ). 
From the multiplicativity of local Chern characters
and the duality property, 
 i(E ) (-1) i i(E ) 
(see Roberts Theorem 9.7.2 and Theorem 12.3.1 R1 ), we have
 array ccl 
 d(E F )( A ) 
 i j d i(E ) j(F )( A ) 
 i j d (-1) i i(E ) j(F )( A ). 
 array 
For any d(A) , j(F )() d-j ((F )) . Since F is a finite free
resolution of N , F N n. Those j with
 j(F )() possibly nonzero are j d -n , which
implies i n for i j d . On the other hand, the multiplicativity
property,
 i(E ) j(F )() 
 j(F ) i(E )() , implies i d-m by
the same argument and we thus have d - m i n . By the
assumption that m n d , we conclude that
 i(E ) j(F )() 0 except possibly when
 m n d , i d-m and j d-n . This argument was first pointed out in
the proof of Serre's vanishing theorem in Roberts R2 . In Serre's
vanishing theorem, m n d , so all terms vanish. 
Similarly, array ccl 
(E F ) i j d 
 i(E ) j(F )( A ) 
 d-m (E ) d-n (F )( A ). array 
Hence,
 ( E F ) 
(-1) d-m d-m (E ) d-n (F )( A ) 
 (-1) d-m (E F ). 
This proves Formula ( eq:result2 ) and completes the proof of the theorem. 
 proof 
The key point of the above proof, as in Roberts R2 , is
to write both (M,N) and (M,N) in terms of local Chern
characters. The condition that the ring is a complete intersection
implies that most terms vanish and the remaining ones are easy to
determine. In R4 Roberts proved that 1(G ) 0 if
 G is a perfect complex with support of codimension
greater than or equal to 2 . Therefore, the vanishing conjecture
holds for Gorenstein rings of dimension less than or equal to 5 (see
Roberts R3 ); namely, (M,N) 0 if M N A and so is (M,N) . This case was also proved by Dutta D1 
and D2 using homological methods. We will come back to Dutta's
proof in the next section. From the proof of
Theorem thm:ci , only one term possibly does not vanish
if M N A and A is a complete intersection. 
Over a Gorenstein ring, more terms remain undetermined in both
 (M,N) and (M,N) . However, they agree with signs. We have 
the following theorem.
 theorem thm:dim5 
Let A be a Gorenstein ring of dimension less than or equal to 5 . 
Let M and N be as in Theorem thm:ci . Then,
 (M,N) (-1) M (M,N). 
 theorem 
 proof 
Let E and F be finite free resolutions of M 
and N respectively and let d , m , and n be as in the previous
proof. We prove the case when d A 5 . The proof for lower
dimensional rings is similar. Since A is a Gorenstein ring,
 d-i (A) 0 if i is odd
(see Proposition 12.4.4 R1 ). Therefore
 (M,N) (E F ) 
 s 1,3,5 C(s), 
where C(s) denotes ch s(E F )( s(A)) 
and is equal to 
 C(s) i j s 
 (-1) i i(E ) j(F )( s(A)). 
If s 5 , 5(A) is the top term of the Todd class; then as in the
proof for complete intersections,
 C(5) array ll 
 (-1) 5-m ch 5-m (E )ch 5-n (F )( A ) 
 if 
 m n 5, 0 otherwise. array . 
If s 3 or 1 , each term has either zeroth Chern character or first
 Chern character. The zeroth Chern character can be identified with
 the alternating sum of the ranks of the free modules of the complex
 and so vanishes if the complex is not supported at a minimal prime
 ideal, namely, if the complex has codimension greater than
 zero. Also, the first Chern character vanishes if the complex has
 codimension 2 as was pointed out earlier R4 . As it
 was shown in Roberts R3 , the local Chern characters in C(s) 
 all vanish if M N A . We summarize the possibly
 nonvanishing cases when the sum of the dimensions reaches A 
 and leave the details to the reader:
 array lcl 
 C(3) array cl 
 2(E ) 1(F )( 3(A)) 
 if E 1 and F 4 , 
 - 3(E ) 0(F )( 3(A)) 
 if E 0 and F 5 , 
 0 otherwise , array . 
 C(1) 0. array 
The same argument holds for (E F ) 
and there are exactly the same terms left with opposite signs as we 
wish to have. Therefore, we have 
 (E F ) (-1) M 
 (E F ) . 
This completes the proof of the theorem. 
 proof 
A similar argument shows the vanishing theorem for the Euler form. One
may also prove it as a corollary to Theorem vanishing (Serre's
vanishing theorem) and Theorem thm:ci or Theorem thm:dim5 . 
 corollary 
Let A , M , and N be as in Theorem thm:ci or
Theorem thm:dim5 . If M N A , then (M,N)
 0 .
 corollary 
 Discussion 
In this section, we further investigate the relation between
the vanishing theorem and the formula relating (M,N) to
 (M,N) .
We remark that an example in Roberts Chap. 13,
Section 3 R1 shows that Theorem thm:ci 
is false over a Cohen-Macaulay ring when both modules have finite
projective dimension. So, the result of Theorem thm:ci remains
unknown only over a Gorenstein ring of dimension greater than 5 .
Over a higher dimensional Gorenstein ring, whether or not the
vanishing theorem holds is still an open problem. Also, we do not know
whether or not Theorem thm:ci is true over an arbitrary
Gorenstein ring. However, in the following theorem, we are able to
show that the fact that the formula holds implies the vanishing
theorem.
Let A be a Gorenstein ring and let M and N be finitely generated
 A -modules. We say M and N have Property A if they satisfy the
following conditions:
 enumerate 
 M N A .
 M N has finite length.
Either M or N has finite projective dimension. 
 enumerate 
We note that condition 2 implies that i(M,N) and
 i(M,N) have finite length and condition 3 ensures that both
expressions for (M, N) and (M, N) have finite sums. In
particular, if A is Gorenstein, a finitely generated module has
finite projective dimension if and only if it has finite injective
dimension. Therefore, with condition 2, it suffices to have one
of the two modules having finite projective dimension in order to have
both (M,N) and (M,N) well-defined. 
The idea of the proof of the following theorem is due to I. Mori. 
 theorem relation 
Let A be a Gorenstein ring of dimension d . 
If the formula
 (M, N) (-1) M (M,N) 
holds for any two modules M and N which have Property A ,
then the vanishing theorem holds; namely, if any two modules P 
and Q have Property A , then
 P Q A implies
 (P,Q) 0. 
 theorem 
 proof Let P and Q be two modules which have
Property A and P Q A . Suppose there exists an
 A -module P 1 such that P 1 and Q have Property A and P 1 P 1 . Therefore, PP 1 and Q also have
Property A and the formula holds by the assumption. Thus, we may
apply ( , Q) and (, Q) on P P 1 , which
has dimension equal to P 1 , and get
 array lcl 
 (P,Q) (P 1, Q) (P P 1, Q) 
 (-1) P 1 (PP 1, Q) 
 -(-1) P (P, Q) 
 (-1) P 1 (P 1, Q) 
 - (P, Q) (P 1, Q) .
 array 
This shows that (P, Q) 0 .
We now prove the existence of the module P 1 .
Assume P -1 . 
There exists a regular sequence on A with length d- , 
 x 1, , x d - ,
such that the module Q (x 1, , x d- ) has 
finite length. Following a standard commutative algebra argument,
such a regular sequence may be constructed by
avoiding finitely many prime ideals at each step. Therefore, 
 P 1 A (x 1, , x d- ) has dimension as required. 
Moreover, the Koszul complex on x 1, , x d- is a 
resolution of P 1 so P 1 has finite projective dimension. 
All three conditions in Property A hold. 
 proof 
In section 3, we have seen that the vanishing theorem and
Formula ( eq:result1 ) over a complete intersection or a small
Gorenstein ring share essentially the same proof. It is worth pointing
out that Theorem thm:regular together with
Theorem relation shows the equivalence of the vanishing theorem
and the formula over a regular local ring as Theorem thm2.4 also 
proves. It
is not clear that this equivalence is true in general. Roberts
in R5 further proved the vanishing theorem when the singular
locus of A has dimension at most one. In this generality,
there will be a lot more terms that remain undetermined than those in the
proof of Theorem thm:dim5 and it is not obvious that the formula
will hold. However, we do know that the formula holds if A is a
Gorenstein ring with singular locus of dimension at most one. It is
unknown whether or not the vanishing conjecture and the formula are
equivalent over arbitrary Gorenstein rings.
Although the generalized vanishing conjecture has a counterexample,
Theorem thm2.4 can be revised so that the vanishing conjecture
over a Gorenstein ring is a sufficient condition for
Formula ( eq:length ) (see D2 ). Dutta proved the vanishing theorem
for Gorenstein rings of dimension 5 by proving Formula ( eq:length )
is true. 
As the referee pointed out,
Theorem relation can be derived from either Theorem thm2.4 
or its revised form since the conditions of M and N in
Theorem thm2.4 all satisfy Property A and the formulas in these
two theorems are equivalent under the conditions in which M is 
perfect and N is Cohen-Macaulay. 
Dutta, Hochster and McLaughlin constructed an example over a complete
intersection which shows that the generalized vanishing theorem is not
true DHM ; that is, one of the modules has infinite projective dimension.
Over the same ring, there exist two modules which have Property A ,
but the formula is not satisfied. These
modules may be constructed by going through
Theorem relation based on Dutta, Hochster and McLaughlin's example. 
 Acknowledgments Many of ideas in this paper were 
developed in the discussions with Professor Paul C. Roberts. 
I would like to express my gratitude to Professor Roberts for sharing 
his broad knowledge on this subject. I also would like to thank
the referee for the valuable suggestions and comments. 
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