Vanishing cycle control by the lowest degree stalk cohomology

By David B. Massey

Abstract

Given the germ of an analytic function on affine space with a smooth critical locus, we prove that the constancy of the reduced cohomology of the Milnor fiber in lowest possible non-trivial degree off a codimension two subset of the critical locus implies that the vanishing cycles are concentrated in lowest degree and are constant.

1. Introduction

Suppose that is a non-empty open neighborhood of the origin in , where , and let be a nowhere locally constant, complex analytic function. Then is a hypersurface in of pure dimension , where for convenience we have assumed that .

Let denote the dimension, , of the critical locus of at the origin. As is well-known, the Curve Selection Lemma implies that, near , , and we choose small enough so that this containment holds everywhere in and so ever irreducible component of in contains the origin.

Suppose that , and let ; it is well-known (see Reference 1) that the reduced integral homology, , of can be non-zero only for , and is free Abelian in degree . Cohomologically, this implies that can be non-zero only for , and is free Abelian in degree .

The most basic form of our main result is:

Theorem 1.1 (Main theorem – basic form).

Suppose that, at the origin, is smooth of dimension . Suppose also that there exists an analytic subset such that and, for all , , where is independent of .

Then, defines an -dimensional family of isolated singularities which is -constant (i.e., has constant Milnor number). In particular, this implies, for all near , is zero except when and .

We interpret this result in terms of the complex of sheaves of vanishing cycles and, of course, can combine it with the result of Lê-Ramanujam Reference 3 to reach a conclusion about the ambient topological-type of the hypersurface along .

The crux of the proof uses the main result of ours with Lê in Reference 2, the proof of which involves the geometry of the relative polar curve and distinguished bases for the vanishing cycles in the isolated critical point case.

In Section 2, we recall various equivalences for -constant families, as described in Reference 2. In Section 3, we recall basic properties of Lê cycles that we need, recall our main result with Lê from Reference 2, and prove the main theorem. In the final section of this paper, we discuss possible generalizations and questions that naturally arise.

2. Families with constant Milnor number

This section is essentially a summary of Reference 2, Section 2.

We continue with the notation from Section 1: is a non-empty open neighborhood of the origin in , where , is a nowhere locally constant, complex analytic function, and .

We will use to denote the standard coordinate functions on . We will use to denote arbitrary analytic local coordinates on near the origin. All of our constructions and results will depend only on the linear part of the coordinates ; hence, when we say that the are chosen generically, we mean that the linear part of consists of a generic linear combination of (generic in ).

We wish to consider families of singularities. Fix a set of local coordinates for at the origin. Let . If , we define .

Definition 2.1.

We say that is a simple -constant family at the origin if and only if at the origin

has an isolated critical point,

is smooth,

has a regular point, and,

for all close to the origin, the Milnor number, , of at is independent of .

A simple -constant family may seem like too strong a notion of a -constant family”. However, as we shall see in Theorem 2.2, all other reasonable concepts of -constant families are equivalent. First, we need some notation.

Suppose that . Then, the analytic cycle

has the origin as a -dimensional component, and appears in this cycle with multiplicity . Thus, at the origin, is purely -dimensional and is properly intersected by .

Let denote the sum of the components of which are not contained in , and let . The cycles and are, respectively, the -dimensional polar cycle and -dimensional Lê cycle; see Reference 4. It follows at once that, for all near ,

Note that is equivalent to the equality of sets .

For each -dimensional component, , of , for a generic point , for a generic codimension (in ) affine linear subspace, (a normal slice), containing , the function has an isolated critical point at and the Milnor number at is independent of the choices; we let denote this common value.

Then , where the sum is over the -dimensional components of , and, by definition, . Therefore, the -dimensional Lê number Reference 4, , at the origin is defined, and

If the coordinates are sufficiently generic, then obtains its minimum value of ; we denote this generic value by (with no subscript by the coordinates).

Note that implies that, for all near , .

There is one more piece of preliminary notation that we need. Consider the blow-up of along the Jacobian ideal, of , i.e., . This blow-up naturally sits inside . Thus, the exceptional divisor of the blow-up is a cycle in .

We now give a number of equivalent characterizations of -constant families; this is a combination of Reference 2, Theorem 2.3 and Corollary 5.4.

Theorem 2.2.

Let be local coordinates for at the origin such that . Then, the following are equivalent:

(1)

For all near the origin, .

(2)

.

(3)

is a simple -constant family.

(4)

.

(5)

.

Furthermore, if , then (1), (2), (3), (4), and (5) above hold if and only if the local, ambient, topological-type of at is independent of the point near the origin.

In addition, the following are equivalent:

(a)

There exist coordinates such that (1), (2), (3), (4), and (5) above hold.

(b)

Near the origin, is smooth and is an stratification, i.e., for all near the origin, for every limiting tangent space, , from level hypersurfaces of approaching , .

(c)

is smooth at the origin, and over an open neighborhood of the origin, the exceptional divisor, , as a set, is equal to the projectivized conormal variety to and, hence, as cycles for some positive integer .

(d)

For generic , near the origin.

(e)

is smooth at the origin and, for all local coordinates such that transversely intersects at the origin, is a simple -constant family.

(f)

is smooth at the origin and, for all near the origin, the non-zero reduced cohomology of is concentrated in degree , and , where is independent of .

(g)

is smooth at the origin and the constructible complex of shifted, restricted vanishing cycles is isomorphic in the derived category (or category of perverse sheaves) to a shifted constant sheaf for some positive integer .

In addition, the in (c), (f), and (g) equals the in (1).

Of course, we make Definition 2.3:

Definition 2.3.

We say that defines a -constant family at/near the origin provided that the equivalent conditions in (a)-(g) of Theorem 2.2 hold.

Of course, we say that defines a -constant family near an arbitrary point provided that conditions in (a)-(g) of Theorem 2.2 hold with the origin replaced with .

3. Lê cycles and the main theorem

We continue with as in the previous two sections; in particular, and . The reader is referred to Reference 4 and Reference 5 for details of Lê cycles and Lê numbers, but we shall summarize needed properties here. Recall that the cycle was defined in the previous section.

Proposition 3.1.

For a generic linear choice of coordinates (prepolar coordinates) for , there exists an open neighborhood of the origin (which we call again) such that the Lê cycles , …, , are defined inside and have the following properties:

(1)

Each is a purely -dimensional analytic effective cycle (not a cycle class) in .

(2)

, where denotes the underlying set, and so every -dimensional component of is contained in .

(3)

If , then . In particular, if the cycle , then, for , .

(4)

For all , for all such that , properly intersects at (when , the intersection is with ). The -th Lê number of at with respect to , , is defined to be the intersection number

(5)

For each , letting , there is a chain complex of free Abelian -modules

where the cohomology at the term is isomorphic to .

We also recall Reference 2, Theorem 5.3:

Theorem 3.2 (Lê-Massey).

Let , let , and suppose that are prepolar coordinates for at . Finally, suppose that . Then defines a -constant family near .

Now we prove the main theorem; it is essentially an application of Theorem 3.2, but we find the statement surprising.

Theorem 3.3.

Suppose is purely -dimensional and that every irreducible component of is smooth at . Suppose also that there exists an analytic subset of dimension at most such that is smooth and, for all , , where is independent of .

Then defines a -constant family near with constant Milnor number (in particular, at , has a single smooth irreducible component).

Proof.

Let be prepolar coordinates for at such that transversely intersects each irreducible component of at . We first wish to show that is zero near . Suppose that it is not.

Let be such that is a smooth point of and is not in a smaller-dimensional Lê cycle. Furthermore, we choose close enough to so that transversely intersects at .

Note that (5) of Proposition 3.1 implies that, for near , . But is smooth at and transversely intersected by ; thus . Thus, our hypothesis implies that

and so, by Theorem 3.2, defines a -constant family near . Now, by (e) and (5) from Theorem 2.2, is near , which, by Property (3) above of Lê cycles, implies that is zero near ; a contradiction of the choice of .

Therefore is zero near , which means . Now (5) of Proposition 3.1 tells us that and thus Theorem 3.2 yields that defines a -constant family near .

Remark 3.4.

Note that the assumption that is independent of the chosen is a priori weaker than saying that cohomology sheaf of the shifted, restricted vanishing cycles in degree is locally constant on .

4. Remarks and questions

The most basic statement of the main theorem – that, if has a smooth -dimensional critical locus and the shifted vanishing cycles in degree have constant stalk cohomology off a set of codimension 2, then the shifted vanishing cycles on all of consist merely of a shifted constant sheaf – is a surprising result which in no way refers to Lê cycles.

One could hope to generalize Theorem 3.3 by first proving a generalization of Theorem 3.2. Perhaps the hypothesis that could be replaced with for some or perhaps one could use the hypothesis that one of the maps in the Lê number chain complex from (5) of Proposition 3.1, other than , is zero. However, aside from trivial generalizations, we do not see such a result.

Finally, we mention that we originally hoped that Reference 4, Proposition 1.31 would enable us to produce a generalization of Theorem 3.3. That proposition says that, for prepolar coordinates at a point , if pairs of distinct irreducible germs of intersect in dimension at most at and , then, for all , and so, by (5) of Proposition 3.1, for .

Again, we have yet to see how this leads to a non-trivial generalization of Theorem 3.3 or Theorem 3.2.

Mathematical Fragments

Theorem 2.2.

Let be local coordinates for at the origin such that . Then, the following are equivalent:

(1)

For all near the origin, .

(2)

.

(3)

is a simple -constant family.

(4)

.

(5)

.

Furthermore, if , then (1), (2), (3), (4), and (5) above hold if and only if the local, ambient, topological-type of at is independent of the point near the origin.

In addition, the following are equivalent:

(a)

There exist coordinates such that (1), (2), (3), (4), and (5) above hold.

(b)

Near the origin, is smooth and is an stratification, i.e., for all near the origin, for every limiting tangent space, , from level hypersurfaces of approaching , .

(c)

is smooth at the origin, and over an open neighborhood of the origin, the exceptional divisor, , as a set, is equal to the projectivized conormal variety to and, hence, as cycles for some positive integer .

(d)

For generic , near the origin.

(e)

is smooth at the origin and, for all local coordinates such that transversely intersects at the origin, is a simple -constant family.

(f)

is smooth at the origin and, for all near the origin, the non-zero reduced cohomology of is concentrated in degree , and , where is independent of .

(g)

is smooth at the origin and the constructible complex of shifted, restricted vanishing cycles is isomorphic in the derived category (or category of perverse sheaves) to a shifted constant sheaf for some positive integer .

In addition, the in (c), (f), and (g) equals the in (1).

Definition 2.3.

We say that defines a -constant family at/near the origin provided that the equivalent conditions in (a)-(g) of Theorem 2.2 hold.

Proposition 3.1.

For a generic linear choice of coordinates (prepolar coordinates) for , there exists an open neighborhood of the origin (which we call again) such that the Lê cycles , …, , are defined inside and have the following properties:

(1)

Each is a purely -dimensional analytic effective cycle (not a cycle class) in .

(2)

, where denotes the underlying set, and so every -dimensional component of is contained in .

(3)

If , then . In particular, if the cycle , then, for , .

(4)

For all , for all such that , properly intersects at (when , the intersection is with ). The -th Lê number of at with respect to , , is defined to be the intersection number

(5)

For each , letting , there is a chain complex of free Abelian -modules

where the cohomology at the term is isomorphic to .

Theorem 3.2 (Lê-Massey).

Let , let , and suppose that are prepolar coordinates for at . Finally, suppose that . Then defines a -constant family near .

Theorem 3.3.

Suppose is purely -dimensional and that every irreducible component of is smooth at . Suppose also that there exists an analytic subset of dimension at most such that is smooth and, for all , , where is independent of .

Then defines a -constant family near with constant Milnor number (in particular, at , has a single smooth irreducible component).

References

Reference [1]
Mitsuyoshi Kato and Yukio Matsumoto, On the connectivity of the Milnor fiber of a holomorphic function at a critical point, Manifolds—Tokyo 1973 (Proc. Internat. Conf., Tokyo, 1973), Univ. Tokyo Press, Tokyo, 1975, pp. 131–136. MR0372880,
Show rawAMSref \bib{katomatsu}{article}{ author={Kato, Mitsuyoshi}, author={Matsumoto, Yukio}, title={On the connectivity of the Milnor fiber of a holomorphic function at a critical point}, conference={ title={Manifolds---Tokyo 1973}, address={Proc. Internat. Conf., Tokyo}, date={1973}, }, book={ publisher={Univ. Tokyo Press, Tokyo}, }, date={1975}, pages={131--136}, review={\MR {0372880}}, }
Reference [2]
Dũng Tráng Lê and David B. Massey, Hypersurface singularities and Milnor equisingularity, Pure Appl. Math. Q. 2 (2006), no. 3, Special Issue: In honor of Robert D. MacPherson., 893–914, DOI 10.4310/PAMQ.2006.v2.n3.a13. MR2252122,
Show rawAMSref \bib{lemassey}{article}{ author={L\^{e}, D\~{u}ng Tr\'{a}ng}, author={Massey, David B.}, title={Hypersurface singularities and Milnor equisingularity}, journal={Pure Appl. Math. Q.}, volume={2}, date={2006}, number={3, Special Issue: In honor of Robert D. MacPherson.}, pages={893--914}, issn={1558-8599}, review={\MR {2252122}}, doi={10.4310/PAMQ.2006.v2.n3.a13}, }
Reference [3]
Lê Dũng Tráng and C. P. Ramanujam, The invariance of Milnor’s number implies the invariance of the topological type, Amer. J. Math. 98 (1976), no. 1, 67–78, DOI 10.2307/2373614. MR399088,
Show rawAMSref \bib{leramanujam}{article}{ author={L\^{e} D\~{u}ng Tr\'{a}ng}, author={Ramanujam, C. P.}, title={The invariance of Milnor's number implies the invariance of the topological type}, journal={Amer. J. Math.}, volume={98}, date={1976}, number={1}, pages={67--78}, issn={0002-9327}, review={\MR {399088}}, doi={10.2307/2373614}, }
Reference [4]
David B. Massey, Lê cycles and hypersurface singularities, Lecture Notes in Mathematics, vol. 1615, Springer-Verlag, Berlin, 1995, DOI 10.1007/BFb0094409. MR1441075,
Show rawAMSref \bib{lecycles}{book}{ author={Massey, David B.}, title={L\^{e} cycles and hypersurface singularities}, series={Lecture Notes in Mathematics}, volume={1615}, publisher={Springer-Verlag, Berlin}, date={1995}, pages={xii+131}, isbn={3-540-60395-6}, review={\MR {1441075}}, doi={10.1007/BFb0094409}, }
Reference [5]
David B. Massey, Non-isolated hypersurface singularities and Lê cycles, Real and complex singularities, Contemp. Math., vol. 675, Amer. Math. Soc., Providence, RI, 2016, pp. 197–227, DOI 10.1090/conm/675. MR3578726,
Show rawAMSref \bib{nonisolle}{article}{ author={Massey, David B.}, title={Non-isolated hypersurface singularities and L\^{e} cycles}, conference={ title={Real and complex singularities}, }, book={ series={Contemp. Math.}, volume={675}, publisher={Amer. Math. Soc., Providence, RI}, }, date={2016}, pages={197--227}, review={\MR {3578726}}, doi={10.1090/conm/675}, }

Article Information

MSC 2020
Primary: 32S25 (Complex surface and hypersurface singularities), 32S15 (Equisingularity (topological and analytic)), 32S55 (Milnor fibration; relations with knot theory)
Keywords
  • Vanishing cycles
  • Milnor fiber
  • Lê cycles and numbers
Author Information
David B. Massey
Dept. of Mathematics, Northeastern University, 360 Huntington Ave, Boston, MA 02115
MathSciNet
Communicated by
Alexander Braverman
Journal Information
Proceedings of the American Mathematical Society, Series B, Volume 9, Issue 25, ISSN 2330-1511, published by the American Mathematical Society, Providence, Rhode Island.
Publication History
This article was received on and published on .
Copyright Information
Copyright 2022 by the author under Creative Commons Attribution-NonCommercial 3.0 License (CC BY NC 3.0)
Article References
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  • DOI 10.1090/bproc/93
  • MathSciNet Review: 4425277
  • Show rawAMSref \bib{4425277}{article}{ author={Massey, David}, title={Vanishing cycle control by the lowest degree stalk cohomology}, journal={Proc. Amer. Math. Soc. Ser. B}, volume={9}, number={25}, date={2022}, pages={266-271}, issn={2330-1511}, review={4425277}, doi={10.1090/bproc/93}, }

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