What makes a complex a virtual resolution?

By Michael C. Loper

Abstract

Virtual resolutions are homological representations of finitely generated -graded modules over the Cox ring of a smooth projective toric variety. In this paper, we identify two algebraic conditions that characterize when a chain complex of graded free modules over the Cox ring is a virtual resolution. We then turn our attention to the saturation of Fitting ideals by the irrelevant ideal of the Cox ring and prove some results that mirror the classical theory of Fitting ideals for Noetherian rings.

1. Introduction

In a famous paper, Buchsbaum and Eisenbud present two criteria that completely determine whether or not a chain complex is exact over a Noetherian ring Reference BE73. This is done without examining the homology of the complex. These criteria are useful in investigating a module by examining the minimal free resolution.

In turn, these criteria can be used to study the geometry of projective space. Coherent sheaves over projective space correspond to finitely generated graded modules over a standard-graded polynomial ring. Properties of this module and the sheaf associated to the graded module, such as degree, dimension, and Hilbert polynomial, are encoded in the minimal free resolution of the graded module.

Before stating the main theorem from Reference BE73, we must introduce some notation. A map of free -modules can be expressed as a matrix with entries in by choosing bases of and . Denote by the ideal generated by the minors of . Then will be the largest such that . The ideal will be the most important of these ideals of minors, and we set . By convention, we define for every integer .

In fact, these ideals of minors can be extended to projective modules (that may not be finitely generated). Indeed gives rise to a map , and the rank of is the largest such that . In this context, is the image of the map . The main theorem from Reference BE73 can now be stated.

Theorem 1.1 (Reference BE73).

Let be a Noetherian ring. Suppose

is a chain complex of free -modules. Then is exact if and only if both of the following conditions are satisfied:

(a)

(taking ),

(b)

for each , , …, .

When the toric variety is projective space, the locally free resolutions of coherent sheaves over and the free resolutions of -modules coincide. Unfortunately when studying coherent sheaves over more general smooth projective toric varieties, the situation is not as well-behaved. Locally free resolutions of a coherent sheaf are often shorter and thinner than the corresponding minimal free resolutions of the modules. Tying these concepts more closely together, Berkesch, Erman, and Smith introduced the notion of virtual resolutions in Reference BES20. The main theorem in the present paper (Theorem 1.3) is the virtual analogue to the main theorem of Reference BE73 (Theorem 1.1).

Notation

Throughout this paper, will be a smooth projective toric variety and will denote the Cox ring of over an algebraically closed field . The Cox ring is graded by the Picard group of , which we denote by Reference Cox95, §1. In particular, is a polynomial ring with a multigrading by for . Let denote the irrelevant ideal of , which is radical; will be a finitely generated -graded module over and denotes the sheaf of over , as constructed in Reference Cox95, §3. Given an ideal of , we denote the set of all homogenous prime ideals containing by .

Definition 1.2.

A graded free complex

of -modules is called a virtual resolution of if the corresponding complex of vector bundles is a locally free resolution of the sheaf .

Definition 1.2 uses the geometric language, but virtual resolutions can be equivalently defined algebraically. The -graded -module associated to a sheaf over is defined to be

(see Reference Cox95, Theorem 3.2). The complex is a virtual resolution of if

and for every , there is an such that , where again is the irrelevant ideal of .

The main result of this paper is Theorem 1.3.

Theorem 1.3.

Let be a smooth projective toric variety with . Suppose

is a -graded complex of free -modules. Then is a virtual resolution if and only if both of the following conditions are satisfied:

(a)

(with ),

(b)

for each , , …, .

As in Reference BE73, we assign the unit ideal infinite depth, so that condition holds if , i.e., is irrelevant. The difference between Theorem 1.1 and Theorem 1.3 is the replacement of exactness with virtuality and the addition of the saturation of ideals of minors by the irrelevant ideal . Of course, any complex of graded free -modules that is exact will also be a virtual resolution. Further, if a complex is exact, then the conditions of Theorem 1.3 will be satisfied by Theorem 1.1. On the other hand, below is an example of a complex that is a virtual resolution but is not exact.

Example 1.4.

Let so that with and . Then the irrelevant ideal is . Let be the following -saturated ideal of 4 points:

The minimal free resolution of is included below, calculated using Macaulay2 Reference M2:

Reference BES20, Theorem 1.3 states that if , the -ideal is -saturated (as it is in this example), and is an an element in the multigraded Castelnuovo–Mumford regularity of (see Reference MS04 for a detailed introduction to multigraded regularity), then the chain complex consisting of all twists less than or equal to is a virtual resolution. They call this the virtual resolution of the pair . In this example, is in the multigraded regularity of and the virtual resolution of the pair is shown below:

Notice that this virtual resolution is both shorter and thinner than the minimal free resolution. This virtual resolution has nonzero first homology module , which is annihilated by . Consequently, this virtual resolution is not exact. Calculating the depth of the (non--saturated) ideal of minors of each differential yields

indicating again that this virtual resolution is not exact, because the depth of is less than three. Though the complex is not exact, , so it is indeed a virtual resolution.

Remark 1.5.

In the special case of the smooth projective toric variety , the Cox ring is with the standard grading, and the irrelevant ideal is the maximal homogeneous ideal . If the length of the complex is not longer than (the bound from the Hilbert Syzygy Theorem), then Theorem 1.3 recovers Theorem 1.1. This is because each is homogeneous (in fact, every minor of is homogeneous), and for any homogeneous ideal ,

where the second to last equality follows from the fact that any homogeneous radical ideal other than is -saturated. Therefore, condition in Theorem 1.3 becomes

which exactly matches condition (b) in Theorem 1.1.

As condition (a) is the same in the two theorems, we have thus proved the following proposition. A slightly different proof is offered below.

Proposition 1.6.

Let . If

is a virtual resolution with , then is exact.

Proof.

The irrelevant ideal is . Since is a virtual resolution, all of its homology modules are annihilated by a power of . Assume has a nonzero homology module and let where is the largest index with nonzero. The Peskine–Szpiro Acyclicity Lemma Reference PS73, Lemma 1.8 guarantees and hence has a nonzerodivisor on , a contradiction to the assumption that is a virtual resolution. Therefore, in this setting, if is a virtual resolution, it must be exact.

If the length of is larger than , then virtual resolutions do not need to be exact. An example is illustrated below.

Example 1.7.

Let and . Let be the Koszul complex on .

Set . That is,

Then the length of is and is a virtual resolution as the only nonzero higher homology module is which is annihilated by the irrelevant ideal .

Outline

Section 2 lays the groundwork for the rest of the paper. This includes notation, relevant definitions, and some preliminary facts about -saturated homogeneous prime ideals. These primes are important, because the homogeneous localization of a module at a -saturated homogeneous prime corresponds to taking the stalk of a sheaf over the toric variety . Section 3 contains the proof of Theorem 1.3. In Section 4, the invariance of saturated Fitting ideals of virtual presentations is presented along with an obstruction to the number of generators of a module up to saturation. Finally, Section 5 contains a connection between saturated Fitting ideals and locally free sheaves. It ends with a useful result concerning unbounded virtual resolutions. The results in Sections 4 and 5 can be used to prove the reverse direction of Theorem 1.3 in the same way that results of Fitting ideals can be used to prove Theorem 1.1.

2. -saturated prime ideals

In this section the structure of -saturated prime ideals in the Cox ring is discussed, which will aid in later proofs. Indeed, in order to show that a complex is a virtual resolution, we will show that after sheafifying, the complex of vector bundles is acyclic by showing it is exact in each place. The latter will be true if and only if the stalk at each -saturated homogeneous prime is exact.

Recall the saturation of an ideal by is

There is a correspondence between -saturated ideals of and closed subschemes of Reference CLS11, Proposition 6.A.7.

Throughout the paper we will often be concerned with the structure of the homogeneous -saturated prime ideals of , which form a proper subset of the homogeneous prime ideals of . It will be important to see which prime ideals are -saturated.

Proposition 2.1 (Reference AM69, Exercise 1.12).

Suppose is a homogenous prime ideal of . Then either is -saturated or a prime component of is contained in , in which case .

Proof.

We first prove the second statement. Let with each a homogeneous prime ideal. Then

Now if , then . This proves the second part of the proposition.

In order to show the first part, it suffices to show that if and are prime ideals so that does not contain , then . Suppose and let be such that . Since , there is a . Thus , but so .

This first proposition says that every homogenous prime ideal of is either -saturated or irrelevant. The lemma below implies we need only consider prime ideals of small enough height.

Lemma 2.2.

If is a homogeneous ideal of codimension greater than , then .

Proof.

Homogeneous ideals that saturate to all of are ideals that correspond to the empty subvariety of . It is enough to show that if corresponds to a nonempty subvariety of , then the height of is less than or equal to the dimension of . Let , , and be the number of variables of the polynomial ring . Suppose is in the subvariety of corresponding to . Considering the quotient construction of , there is a torus that acts on -dimensional affine space . As acts freely on Reference CLS11, Exercise 5.1.11, the dimension of both and the orbit in is . Then implies that , since

Therefore, when considering homogeneous -saturated primes of the Cox ring of , we need only consider the homogeneous primes of codimension at most the dimension of that do not contain any prime components of the irrelevant ideal .

3. When complexes are virtual resolutions

In this section Theorem 1.3 is proved. The proof relies on a lemma relating the minimum of the depths of homogeneous localization of an ideal with depth of the ideal after saturation by the irrelevant ideal . There is some care that must be taken in examining degree zero component of the localization of the ideal. Fortunately, Proposition 3.1 guarantees that every element of the localization can be written as the product of a unit and a degree zero element so and may be viewed as “the same up to units.” In order to prove the proposition, we use the combinatorial structure of the smooth toric variety and exploit a fact about determinants of two maps in a short exact sequence.

Let be the complete fan of the smooth projective toric variety , and denote a cone in . Then as in Reference Cox95, let

where is the variable of the Cox ring corresponding to the ray (see Reference CLS11, Section 5.2 for a more detailed exposition). The irrelevant ideal is generated by the monomials as ranges over the maximal cones of .

Proposition 3.1.

Let be a smooth projective toric variety. Let be a maximal cone of the fan of . The elements of , generate the Picard group.

Proof.

Consider the short exact sequence

of Reference Cox95, Thm 4.3, where is the lattice of characters of and is the group of torus invariant Weil divisors of . Each of , , and are free abelian groups. Here the matrix contains the rays of as rows. Since is a smooth cone, the determinant of the rows corresponding to the rays of is . Number these rows , , …, . Since the image of is the cokernel of , the determinant of obtained by omitting columns , , …, also has determinant . The columns we have omitted correspond to rays in so omitting these columns corresponds to rays not in . Therefore, the degrees of the generate .

Lemma 3.2.

If is a homogeneous ideal of with , then

Proof.

First we claim for -saturated homogeneous primes . As is -saturated, it does not contain for some maximal cone . Letting , by Proposition 3.1, generate . So if is a homogeneous element of , then there is a unit so that . As multiplying by a unit does not change whether or not an element is a zero divisor, this proves that . Then as is Cohen–Macaulay,

Proof of Theorem 1.3.

Suppose first that is a virtual resolution. Then as is exact, it is also true that is exact for every -saturated prime ideal . In particular, it is true for the zero ideal, so is an exact sequence of vector spaces and condition (a) is satisfied. Further, by Lemma 3.2

and by Theorem 1.1

Conversely, suppose conditions (a) and (b) are satisfied. We use a similar strategy and show that is exact by showing that is exact for every -saturated prime ideal . Proposition 3.1 implies that after homogeneous localization, has the same rank as in every homological degree so condition (a) of Theorem 1.1 is satisfied. By Lemma 3.2, , so condition (b) is also satisfied, proving the is exact. Therefore is a virtual resolution.

Remark 3.3.

The same proof as above with “homogenous” omitted everywhere shows that in the setup of a Cohen–Macaulay ring , a radical ideal , and a bounded free chain complex of modules

then satisfies and for every , , …,  if and only if has homology only possibly supported on . That is, the complex of -modules is exact on the open subscheme .

4. Invariance of saturated fitting ideals

Between this section and Section 5, we record the groundwork of tools for an alternative proof of the reverse direction of Theorem 1.3, using -saturated Fitting ideals in the Cox ring of a smooth projective toric variety . Here, we present some facts about the -saturation of Fitting ideals of an -module. The Fitting ideals of a finitely-generated module over a Noetherian ring can be calculated by a free presentation

Let denote the rank of . The th Fitting ideal of , , is defined to be . This ideal is independent of the free presentation Reference Fit36.

We now adapt this idea of Fitting ideals to virtual presentations of a -graded -module , beginning with the invariance of the -saturated Fitting ideals. We then produce further facts about saturated Fitting ideals that mirror the classical theory of Fitting ideals.

Let a chain complex

be called a virtual presentation if both and are free -modules and .

Lemma 4.1 (Saturated Fitting’s Lemma).

Suppose is a smooth projective toric variety and is the Cox ring of with irrelevant ideal . Let

be finite virtual presentations of and , respectively, with and of ranks and . If , then for every .

Proof.

We may harmlessly assume that is already -saturated and that

is the truncation of the minimal free resolution of . By replacing with if necessary, we may also assume that

is a free presentation of .

Now if and only if the sheaves and are equal. We will show the equality of the sheaves by showing that they agree on an open cover of by some distinguished open affines . The cocycle condition is then satisfied because taking Fitting ideals commutes with base change. Given , can be written (by abusing notation) as .

The open cover will be by the generators of the irrelevant ideal. To see that this forms an open cover of , begin by fixing a -saturated prime . We shall show that for some . Notice exactly when . If for every , then contains the irrelevant ideal and is therefore not -saturated.

By Proposition 3.1, homogeneous localization by preserves free modules and so

where the last equality holds because taking Fitting ideals commutes with base change. Because localization is exact, and Proposition 3.1 implies that every element of is equal to a product of a unit and an element of ,

is a free presentation of .

Furthermore, since , we have

Fitting’s Lemma Reference Fit36 implies .

Thus and agree on an open cover of , and glue in the same way so the sheaves are equal.

We will call the th saturated Fitting ideal of . Lemma 4.1 allows us to prove that the th saturated Fitting ideal not equaling is an obstruction to generating a module up to saturation by elements. It is analogous to the fact that the th Fitting ideal not equaling is an obstruction to generating a module by elements in the classical theory of Fitting ideals of Noetherian rings (see Reference Eis95, Proposition 20.6).

Define to be the set of homogeneous -saturated prime ideals of such that . In particular,

Proposition 4.2.

The set consists of exactly the homogeneous -saturated primes such that there does not exist an -module where can be generated by elements and .

Proof.

Suppose and is an module such that the sheaves and are isomorphic. Then by Lemma 4.1, for every , . So

and therefore cannot be generated by elements Reference Eis95, Proposition 20.6.

On the other hand, suppose is a homogeneous -saturated prime not belonging to . In this case, cannot be contained in . For if , then . Thus can be generated by elements.

As mentioned above, the previous proposition can be rephrased as saying that is an obstruction to generating the sheaf by elements. One may hope that the converse is true as well, that is, if , then there is a module generated by elements such that . Unfortunately, this fails to be true as shown by the following example.

Example 4.3.

Let so that with and . Consider the -saturated ideal of three points lying on a ruling of as in Figure 1.

Then has minimal resolution

The ideal is generated by the entries of the matrix above, so

However, there cannot be two homogenous polynomials of whose intersection vanishes exactly at the above three points. For if and are homogeneous forms of degree and respectively, the multigraded version of Bézout’s Theorem (see example 4.9 in Reference Sha13) says that the intersection multiplicity of and is . For concreteness, the leftmost vertical line is , the middle vertical line is , the topmost horizontal line is and the middle horizontal line is . Then there are two cases for which .

Case 1.

One of the terms ( or ) is 3 and one is 0. Without loss of generality, assume , . If , then , which cannot vanish at all three points. Hence, and . Plugging in , gives a degree form that must vanish at and which means must vanish on all of . Similarly, plugging in , to yields a degree 1 form that also vanishes at these two points, implying vanishes on all of . Therefore .

Case 2.

One of the terms is 2, and the other is equal to 1. It suffices to assume and . Then both and restricted to are degree one polynomials in and that vanish at two points so again . Therefore, no ideal generated by two elements will saturate to the ideal .

5. Saturated fitting ideals and locally free sheaves

In the classical theory of Fitting ideals, a module is projective if and only if its first nonzero Fitting ideal is the whole ring. Sheafifying a projective module yields a locally free sheaf. The situation is similar for modules over the Cox ring and saturated Fitting ideals.

Proposition 5.1.

If is a -graded -module, then and if and only if the sheaf is locally free of constant rank .

Proof.

First, if is locally free of rank , then for any -saturated prime , is a free -module of rank . Since is -saturated, there is some so that , which implies . Therefore, has the free presentation

so and . Since taking Fitting ideals commutes with localization, and for every -saturated prime , . By definition,

is strictly greater than the codimension of any -saturated prime (see Section 2). The maximal codimension of any -saturated prime of is by Lemma 2.2. So again by Lemma 2.2, as desired.

Now suppose and , and let be a -saturated prime ideal of . By Proposition 4.2, there is an -module with such that can be generated by elements over . Let be a free presentation of . Then

Thus , which implies and . Since each the stalk at each point of the sheaf is free of rank , this means is locally free of rank , as desired.

Notice that in everything up to this point, we have required that the complex be bounded. This may seem unsatisfying as Definition 1.2 does not require the length of a virtual resolution to be finite. The following result does not require this hypothesis, again mirroring the classical theory of Fitting ideals and exactness.

Proposition 5.2.

A complex of free -modules

with has irrelevant homology (i.e. the homology is supported only on ) if and only if .

Proof.

The sequence

is right exact and a free presentation of . Letting and ,

By Proposition 5.1, is a locally free sheaf of constant rank . As localization is exact, homogeneous localization at a -saturated prime gives

The rank of is equal to . Notice that since contains a nonzerodivisor. Now since

is a complex, factors through :

As is free of rank , and for every .

Now is exact if and only is exact in which case . Assembling the equalities shows

This proposition can be used in an alternate proof of the reverse direction of Theorem 1.3.

Proof.

We prove the conditions (a) and (b) imply the complex

is a virtual resolution.

It is enough to show for each -saturated homogeneous prime ideal of , the complex is exact. This is because is a graded complex so if it is exact it will remain exact after taking the degree zero strand . Since is a polynomial ring, it is an integral domain, so each contains a nonzerodivisor. Therefore, as localization commutes with taking Fitting ideals Reference Eis95, Corollary 20.5, the hypotheses are not weakened. We will show that is exact by induction on the codimension of . The unique minimal prime ideal of is , and localizing at this ideal gives a complex of vector spaces. The complex therefore becomes exact by assumption .

Now suppose is a -saturated prime of codimension . By assumption , , so is not contained in . Therefore is also not contained in . Indeed, if , then . Hence , so can be broken into two complexes:

where is induced from . Now since for every , the complex is exact. All that is left to show is that is exact. Since , the -module is projective and hence free. Also notice that .

By induction, becomes exact when localizing at any homogeneous -saturated prime ideal properly contained in . So by Proposition 2.1, it becomes exact when localizing at any prime ideal contained in (if a smaller prime contains a prime component of , then does as well, which means that would not be -saturated). Therefore the homology modules are only supported on the maximal ideal and thus have depth 0. The depth of each free -module is equal to the codimension of (since is Cohen–Macaulay), which is strictly positive. Therefore, applying the Peskine–Szpiro Acyclicity Lemma Reference PS73, Lemma 1.8 completes the proof.

Acknowledgments

The author is incredibly grateful to Christine Berkesch for her guidance while this work was conducted. He would also like to thank Daniel Erman and Jorin Schug for helpful conversations and Patricia Klein, Gennady Lyubeznik, and Robert Walker for suggestions that improved the readability of this note. Finally, he also thanks an anonymous referee for a suggestion of a strengthening of Lemma 3.2 that resulted in a simpler proof of Theorem 1.3.

Figures

Figure 1.

A variety of three points in .

\renewcommand{\arraystretch}{1} \setlength{\unitlength}{1.0pt} \begin{tikzpicture} \draw(-1,0) -- (3,0); \draw(-1,1) -- (3,1); \draw(-1,2) -- (3,2); \draw(0,-1) -- (0,3); \draw(1,-1) -- (1,3); \draw(2,-1) -- (2,3); \draw[fill] (0,2) circle [radius=0.1]; \draw[fill] (1,2) circle [radius=0.1]; \draw[fill] (0,1) circle [radius=0.1]; \end{tikzpicture}

Mathematical Fragments

Theorem 1.1 (Reference BE73).

Let be a Noetherian ring. Suppose

is a chain complex of free -modules. Then is exact if and only if both of the following conditions are satisfied:

(a)

(taking ),

(b)

for each , , …, .

Definition 1.2.

A graded free complex

of -modules is called a virtual resolution of if the corresponding complex of vector bundles is a locally free resolution of the sheaf .

Theorem 1.3.

Let be a smooth projective toric variety with . Suppose

is a -graded complex of free -modules. Then is a virtual resolution if and only if both of the following conditions are satisfied:

(a)

(with ),

(b)

for each , , …, .

Proposition 2.1 (Reference AM69, Exercise 1.12).

Suppose is a homogenous prime ideal of . Then either is -saturated or a prime component of is contained in , in which case .

Lemma 2.2.

If is a homogeneous ideal of codimension greater than , then .

Proposition 3.1.

Let be a smooth projective toric variety. Let be a maximal cone of the fan of . The elements of , generate the Picard group.

Lemma 3.2.

If is a homogeneous ideal of with , then

Lemma 4.1 (Saturated Fitting’s Lemma).

Suppose is a smooth projective toric variety and is the Cox ring of with irrelevant ideal . Let

be finite virtual presentations of and , respectively, with and of ranks and . If , then for every .

Proposition 4.2.

The set consists of exactly the homogeneous -saturated primes such that there does not exist an -module where can be generated by elements and .

Proposition 5.1.

If is a -graded -module, then and if and only if the sheaf is locally free of constant rank .

References

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Article Information

MSC 2020
Primary: 13D02 (Syzygies, resolutions, complexes and commutative rings)
Secondary: 14M25 (Toric varieties, Newton polyhedra, Okounkov bodies), 14F06 (Sheaves in algebraic geometry)
Author Information
Michael C. Loper
Department of Mathematics, University of Wisconsin River Falls, River Falls, Wisconsin 54022
michael.loper@uwrf.edu
MathSciNet
Additional Notes

The author was supported by the NSF RTG grant DMS-1745638.

Journal Information
Transactions of the American Mathematical Society, Series B, Volume 8, Issue 28, ISSN 2330-0000, published by the American Mathematical Society, Providence, Rhode Island.
Publication History
This article was received on , revised on , and published on .
Copyright Information
Copyright 2021 by the author under Creative Commons Attribution 3.0 License (CC BY 3.0)
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  • DOI 10.1090/btran/91
  • MathSciNet Review: 4325863
  • Show rawAMSref \bib{4325863}{article}{ author={Loper, Michael}, title={What makes a complex a virtual resolution?}, journal={Trans. Amer. Math. Soc. Ser. B}, volume={8}, number={28}, date={2021}, pages={885-898}, issn={2330-0000}, review={4325863}, doi={10.1090/btran/91}, }

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