Quantum unique ergodicity and the number of nodal domains of eigenfunctions

By Seung uk Jang and Junehyuk Jung

Abstract

We prove that the Hecke-Maass eigenforms for a compact arithmetic triangle group have a growing number of nodal domains as the eigenvalue tends to . More generally the same is proved for eigenfunctions on negatively curved surfaces that are even or odd with respect to a geodesic symmetry and for which quantum unique ergodicity holds.

1. Introduction

1.1. Nodal domains of eigenfunctions on a surface

Let be a smooth compact Riemannian surface without boundary, and let be an orthonormal Laplacian eigenbasis ordered by the eigenvalue, i.e.,

where is the Laplace-Beltrami operator on . Here , where is the volume form of the metric . We assume throughout the paper that every eigenfunction is real valued. We denote by the nodal set of and by the number of nodal domains of , where nodal domains are the connected components of .

The purpose of this paper is to understand the growth of as tends to . Note that Courant’s nodal domain theorem Reference CH53 and Weyl law imply that . However, it is not true in general that the number of nodal domains necessarily grows with the eigenvalue. For instance, when (the standard sphere) or (the flat torus), there exists a sequence of eigenfunctions with that satisfy Reference Ste25Reference Lew77Reference JN99.

We first state the main result of the paper.

Theorem 1.1.

Let be a Hecke-Maass eigenform for an arithmetic triangle group with eigenvalue . Then we have .

Note that there are arithmetic triangle groups Reference Tak77a which are divided into commensurable classes Reference Tak77b.

Remark 1.2.

This result in the stronger form of a lower bound of for the number of nodal domains is obtained in Reference GRS15, however, assuming the generalized Lindelöf hypothesis for a certain family of -functions.

Remark 1.3.

We refer the readers to Section of Reference GRS15 for further examples; Section of Reference GRS15 might be required in order to apply Theorem 1.6 to those examples.

Theorem 1.1 is a consequence of Theorem 1.6 given below which considers the number of nodal domains when we have quantum unique ergodicity (QUE). Note that the arithmetic quantum unique ergodicity theorem by Lindenstrauss Reference Lin06 asserts that QUE holds for Maass-Hecke eigenforms on these triangles. In order to state Theorem 1.6, we first fix , a quantization of a symbol , to a pseudo-differential operator. (We refer the readers to Reference Zwo12 for detailed discussion on the subject.) We say QUE holds for the sequence of eigenfunctions if we have

for any fixed symbol of finite order. Here is a normalized Liouville measure on the unit cotangent bundle . We often write for an operator that acts on an eigenfunction with the eigenvalue as .

Remark 1.4.

The classical notions of equidistribution of these “Wigner measures” Reference Šni74Reference CdV85Reference Zel87 are concerned with Equation 1.1 for degree zero homogeneous symbols. One can prove that if Equation 1.1 holds with degree zero homogeneous symbols, then Equation 1.1 holds with finite order symbols, by observing that any weak limit of these measures is supported in .

Remark 1.5.

For a compact smooth negatively curved Riemannian manifold, it is conjectured by Rudnick and Sarnak Reference RS94 that QUE holds for any given orthonormal eigenbasis .

Theorem 1.6.

Let be a smooth compact Riemannian surface without boundary. Assume that there exists an orientation-reversing isometric involution such that is separating. Let be an orthonormal basis of such that each is a joint eigenfunction of the Laplacian and . Assume that QUE holds for the sequence . Then

We say a function on is even (resp. odd) if (resp. ). In order to prove Theorem 1.6, we first use a topological argument to bound the number of nodal domains of an even (resp. odd) eigenfunction from below by the number of sign changes (resp. the number of singular points) of the eigenfunction along . Such an argument is first developed in Reference GRS13, and we review in Section 4.1 in terms of the nodal graphs and Euler’s inequality as in Reference JZ16. We then use Bochner’s theorem and a Rellich type identity to deduce from QUE that even (resp. odd) eigenfunctions have a growing number of sign changes (resp. singular points) along as tends to . This is the main contribution of the paper, and we sketch the argument in the following section.

Remark 1.7.

In Reference JZ16, the same assertion has been obtained when is a negatively curved surface, but for a density one subsequence of . The argument of Reference JZ16 to detect a sign change of an eigenfunction on a curve is to compare

(See Reference GRS13Reference Jun16Reference BR15Reference JZ16Reference Mag15Reference GRS15, where such an idea is used to prove a lower bound for the number of sign changes in various contexts.) In order to bound from below using Hölder’s inequality, the authors use the quantum ergodic restriction (QER) theorem Reference TZ13Reference DZ13 for the lower bound of and the point-wise Weyl law with an improved error term Reference Bér77 for the upper bound of . For the upper bound of the integral of over , the authors use the Kuznecov sum formulas Reference Zel92. Note that the result of Reference Bér77 requires a global assumption on the geometry of that it does not have conjugate points, which is satisfied if is negatively curved. Also note that in order to bound such quantities using QER theorem and Kuznecov sum formulas, it is necessary to remove a density subsequence.

1.2. Sketch of the proof: sign changes of even eigenfunctions

The main step in the proof of Theorem 1.6 is to show that all but finitely many have at least one sign change on any given fixed segment of .

To simplify the discussion, let be a sequence of functions in . Assume that for any fixed integer we have

for some positive real number . Let , where is the Fourier transform of ,

Assume that there exists a unique probability measure whose th moment is and whose th moment is zero for any . Then Equation 1.2 implies that a sequence of probability measures converges to in moments.

We claim that all but finitely many have at least one sign change on under the assumption that is not positive-definite, i.e., not a Fourier transform of a positive measure (Lemma 4.6). Assume for contradiction that there exists a subsequence of such that does not change sign on for all . Then by Bochner’s theorem, is a sequence of positive-definite functions, and it cannot converge in moments to a measure that is not positive-definite, contradicting the assumption that is not positive-definite.

Now let be a non-negative function. Our aim is to apply the above argument to , when QUE holds for the sequence of eigenfunctions . Note that it is not known whether the limit

should exist. However, under the assumption that QUE holds for , we may instead compute the limit (Theorem 3.1)

for each fixed with an explicit constant using the Rellich identity, as in the proof of the quantum uniquely ergodic restriction theorem of Reference CTZ13.

We first deduce from Equation 1.3 that (Corollary 3.2)

and so

Assume for simplicity that, for some , we have

Then Equation 1.3 implies that

and we may apply the argument to

to conclude that all but finitely many have at least one sign change on , by verifying that the unique measure having as the th moment and as the th moment is not positive-definite for any given . This implies that the number of sign changes of along tends to as (Theorem 4.3).

2. estimates for the restriction to a curve of derivatives of eigenfunctions

Let be a Laplacian eigenfunction with the eigenvalue . Let be a degree linear differential operator on ; i.e., for any coordinate patch there exist smooth functions (in which for some with ) such that for any and for each ,

Recall that

which is a consequence of the generalization of remainder estimate for spectral function by Avakumovic-Levitan-Hörmander to that for the derivatives of spectral function Reference Bin04. Denoting by , Equation 2.1 implies that

In the proof of Theorem 3.1, we need an improvement over Equation 2.2, and we achieve an improvement by combining the eigenfunction restrictions estimates along curves due to Burq, Gérard, and Tzvetkov Reference BGT07 and Equation 2.1.

Lemma 2.1.

For any fixed degree differential operator , we have

Proof.

By Hölder’s inequality,

From Reference BGT07, we have ; hence

Therefore by Equation 2.1, we conclude

Since we only need any power saving over in Equation 2.2 in our proof, it is unnecessary to optimize our bound in Lemma 2.1. The optimal upper bound for is which is sharp when and is the standard sphere . Note that when corresponds to a normal derivative along , the bound can be improved to using second-microlocalization techniques, due to Reference CHT15.

3. Rellich type analysis when QUE holds: even eigenfunctions

In this section, we prove Equation 1.3 with explicit constants . The main idea is to follow the computation involving the Rellich identity in Reference CTZ13, with a specific choice of symbols.

Theorem 3.1.

Assume that QUE holds for the sequence of even eigenfunctions . Fix a segment . For any fixed real valued function and for any fixed non-negative integer , we have

Proof.

We drop the subscript in and for simplicity.

Let be Fermi normal coordinates in a small tubular neighborhood of near a point . Let be the coordinate chart. We may assume that

in these coordinates, where is a coordinate chart that contains . Let be the local coordinates of under the identification

We consider the standard quantization in these coordinates; i.e., for any given symbol of finite order, we let

For example, if , then

Let be given by

For any pseudo-differential operator on , from Green’s formula, we have

Since is an eigenfunction, . Also since we are assuming that is even, . Therefore we have the Rellich identity,

where is the normalizing factor.

Now fix such that

We define a symbol supported near for ,

and let . Observing that along , we may rewrite the right-hand side (RHS) of Equation 3.2 as

We integrate by parts to further simplify the second term as follows:

where we used Lemma 2.1 with in the last estimate. So we have

Now let . Observe from Equation 2.1 that if ,

and that if ,

for some symbol of finite order depending only on . Therefore we may reexpress the left-hand side (LHS) of Equation 3.2 as

for some finite order symbol .

We bound the second inner product using Cauchy-Schwartz inequality by

and from the assumption that the QUE holds, we may estimate the last quantity as as tends to .

Now let be given by if , and otherwise. We then have

as tends to from the assumption that QUE holds.

We therefore conclude from Equation 3.3 and Equation 3.4 that

and so

Note that no terms in the left-hand side depend on . Also note that and since we are taking the Fermi normal coordinate. Therefore by taking , we have

This implies that

as , and since can be chosen arbitrarily small, we conclude that

As an immediate application of Theorem 3.1, we give a sharp lower bound for the estimate of the restriction of eigenfunctions.

Corollary 3.2.

Assume that QUE holds for the sequence of even eigenfunctions . Then for any fixed real valued function , we have

Proof.

By the positivity of ,

Since the limit does not depend on , we conclude that

Remark 3.3.

A constant lower bound for the norm of the restriction of an eigenfunction to a geodesic segment is first proven in Reference GRS13, when the geodesic segment is sufficiently long, from the arithmetic QUE theorem Reference Lin06Reference Sou10.

Remark 3.4.

If the geodesic flow on is ergodic, it is known that there exists a density subsequence of even eigenfunctions that satisfies

hence the lower bound in Corollary 3.2 is sharp. The existence of such a subsequence is a consequence of results which are studied in Reference Bur05Reference TZ13Reference DZ13Reference CTZ13.

Remark 3.5.

If is not a part of and satisfies a certain asymmetry condition (see, for instance, Reference TZ13, Definition 1), then

along a density subsequence of . When is a segment of , then every odd eigenfunction vanishes identically on , hence explaining why we expect the factor in Equation 3.5.

4. The number of nodal domains of even eigenfunctions

4.1. Graph structure of the nodal set and Euler’s inequality

In this section we briefly review the topological argument in Reference GRS13Reference JZ16 on bounding the number of nodal domains from below by the number of zeros on . We refer the readers to Reference JZ16 for details.

First note that if there exists a segment of such that , then because the normal derivative of vanishes along , any point on is a singular point, contradicting the upper bound on the number of singular points in Reference Don92. Therefore together with the following lemma on the local structure of the nodal set, we conclude that is a finite set of points.

Lemma 4.1 (Section 6.1, Reference JZ16).

Assume that vanishes to order at . Then there exists a small neighborhood of such that the nodal set in is equivalent to equi-angular rays emanating from .

From Lemma 4.1, we may view the nodal set as a graph (a nodal graph) embedded on a surface as follows:

(1)

For each connected component of that is homeomorphic to a circle and that does not intersect , we add a vertex.

(2)

Each singular point is a vertex.

(3)

Each intersection point in is a vertex.

(4)

Edges are the arcs of that join the vertices listed above.

Let and be the finite set of vertices and the finite set of edges given above, respectively. This way, we obtain a nodal graph of embedded into the surface .

From the assumption that is separating, the nodal domains that intersect are cut in two by . Therefore the number of faces divided by two bounds the number of nodal domains from below.

Observe from Lemma 4.1 that every vertex of a nodal graph has a degree at least . Then by Euler’s inequality Reference JZ16, (6.1),

we obtain a lower bound for the number of nodal domains by the number of zeros on . Here is the number of connected components of the nodal graph, and is the genus of the surface .

Lemma 4.2 (Lemma 6.4, Reference JZ16).

Therefore in order to prove Theorem 1.6, it is sufficient to prove the following theorem.

Theorem 4.3.

Assume that QUE holds for the sequence of even eigenfunctions . Then

4.2. Lemmata from probability theory

In order to prove Theorem 4.3, we first recall some facts about probability measures. We assume that all random variables in this section are defined on the real line.

Lemma 4.4.

Suppose a random variable has moments that satisfies the condition

Then, has the unique distribution with moments .

Proof.

See Reference Dur10, Theorem 3.3.11.

Lemma 4.5.

If converges to in moments and the distribution of is uniquely determined by its moments, then for each , converges to .

Proof.

Suppose we have a counterexample of this lemma. That is, we have a sequence of random variables and a random variable, such that for all , but for some .

Let be the cumulative distribution functions of random variable . By Helly’s selection theorem Reference Dur10, Theorem 3.2.6, together with the tightness of ’s Reference Dur10, Theorems 3.2.7 and 3.2.8 there exists a subsequence that converges to a cumulative distribution function of some random variable on the real line.

Reference Dur10, Theorem 3.2.2 implies that, by appropriately settling the probability space for ’s and , we can have almost surely for . (For instance, we can set , the Lebesgue measure), and , etc.) In particular, as almost surely, together with for all implies that by the bounded convergence theorem.

From the assumption that is the unique random variable with the sequence of the moments , we claim by showing that for all . Equivalently, as . Denote by the indicator function of for . We first estimate

We bound the first term by Cauchy-Schwarz inequality and Markov inequality,

where . We bound the second term by Fatou’s lemma,

where we used the estimate of the first term in the last inequality. Finally, observe that the third term converges to , i.e., as , by the bounded convergence theorem.

Therefore

and since can be chosen arbitrarily large, we conclude which implies that . Therefore , contradicting the initial assumption

We now present a new method for detecting sign changes of functions using Lemma 4.4, Lemma 4.5, and Bochner’s theorem.

Lemma 4.6.

Let be a sequence of real valued functions in , and let be a sequence of positive reals such that for each fixed non-negative integer we have

for some positive real numbers . Assume that is the unique probability distribution whose th moment is and whose th moment is zero for any . If is not positive-definite, then all but finitely many has at least one sign change on .

Proof.

Assume for contradiction that there exists a subsequence such that does not change sign on for all . Let be given by

Then from Equation 4.1, we have for each ,

and since is an even function in , the sequence of probability distribution converges in moments to . We therefore conclude from Lemma 4.5 that the sequence of characteristic functions of converges point-wise to the characteristic function of .

Now observe that since does not change sign along , is a positive-definite function in for each by Bochner’s theorem. Therefore the characteristic function of is a non-negative function for each . However, since we assumed is not positive-definite, the characteristic function is negative for some , which contradicts the point-wise convergence of characteristic functions. We therefore conclude that all but finitely many has at least one sign change on .

4.3. Sign changes of even eigenfunctions on fixed segments

Lemma 4.7.

Assume that QUE holds for the sequence of even eigenfunctions . For any fixed segment , all but finitely many have at least one sign change on .

Proof.

Assume for contradiction that there exists a subsequence of even eigenfunctions such that does not change sign along for all . Fix a non-negative function .

First, by Corollary 3.2, we can find a subsequence such that

for some . Then by Theorem 3.1, we have that

We therefore have

where is the probability measure given by

Here is the indicator function of . Observe that

and

so by Lemma 4.4, is the only probability measure on whose th moment is and whose th moment is zero for any .

Note that the characteristic function of is given by

where is the Bessel function of the first kind and that

which implies that is not positive-definite.

It now follows from Lemma 4.6 that has at least one sign change along for all but finitely many , which contradicts the assumption that does not change sign on for all . We therefore conclude that all but finitely many have at least one sign change on .

We complete the proof of Theorem 1.6 by proving Theorem 4.3.

Proof of Theorem 4.3.

Fix . Let be a set of disjoint segments. Then by Lemma 4.7, for all sufficiently large , has at least one sign change on each curve for . Hence we have

and since can be chosen arbitrarily large, we conclude that

5. Nodal domains of odd eigenfunctions

In this section we prove an analogy of Theorem 1.6 for sequence odd eigenfunctions assuming QUE. Recall from Equation 3.1 that

From the assumption that is an odd eigenfunction, we have the Rellich identity for odd eigenfunctions

Let

and let . For simplicity, let . Then the RHS of Equation 5.1 is

and the LHS of Equation 5.1 is

Therefore Theorem 3.1 for odd eigenfunctions assuming QUE is

Let . Observe that

and

so by Lemma 4.4, is the only probability measure on whose th moment is and whose th moment is zero for any . Now note that

and since , is not positive-definite, so we may apply Lemma 4.6 to conclude.

Lemma 5.1.

Assume that QUE holds for a sequence of odd eigenfunctions . For any fixed segment , all but finitely many has at least one sign change on .

As in Theorem 4.3, Lemma 5.1 implies the following.

Theorem 5.2.

Assume that QUE holds for a sequence of odd eigenfunctions . Then

We now use the topological argument in Reference GRS13Reference JZ16 to conclude an analogy of Theorem 1.6 for odd eigenfunctions.

Theorem 5.3.

Assume that QUE holds for a sequence of odd eigenfunctions . Then

6. Proof of Theorem 1.1

We now prove Theorem 1.1 using Theorem 1.6. Let be an arithmetic triangle group, and let . Let be the complete sequence of Hecke-Maass eigenforms on ; i.e., it is a joint eigenfunction of and Hecke operators . It is shown in Reference GRS15 that there exists an orientation-reversing isometric involution such that is separating and that commutes with all . From the multiplicity one theorem for Hecke eigenforms Reference AL70, the sequence of Hecke eigenvalues of (i.e., ) determines uniquely. Hence any Hecke-Maass eigenform on is an eigenfunction of so that we have either or for all . Now from the arithmetic quantum unique ergodicity theorem by Lindenstrauss Reference Lin06, QUE holds for —hence we conclude that by Theorem 1.6.

Acknowledgments

This work was supported by the National Research Foundation of Korea (NRF) grant funded by the Korea government (MSIP) (No. 2013042157) and by the National Science Foundation under agreement No. DMS-1128155. The authors thank P. Sarnak, S. Zelditch, A. Reznikov, J. Toth, S. Eswarathasan, M. Magee, and Y. Canzani for many helpful discussions and enlightening comments.

Mathematical Fragments

Theorem 1.1.

Let be a Hecke-Maass eigenform for an arithmetic triangle group with eigenvalue . Then we have .

Equation (1.1)
Theorem 1.6.

Let be a smooth compact Riemannian surface without boundary. Assume that there exists an orientation-reversing isometric involution such that is separating. Let be an orthonormal basis of such that each is a joint eigenfunction of the Laplacian and . Assume that QUE holds for the sequence . Then

Equation (1.2)
Equation (1.3)
Equation (2.1)
Equation (2.2)
Lemma 2.1.

For any fixed degree differential operator , we have

Theorem 3.1.

Assume that QUE holds for the sequence of even eigenfunctions . Fix a segment . For any fixed real valued function and for any fixed non-negative integer , we have

Equation (3.1)
Equation (3.2)
Equation (3.3)
Equation (3.4)
Corollary 3.2.

Assume that QUE holds for the sequence of even eigenfunctions . Then for any fixed real valued function , we have

Remark 3.4.

If the geodesic flow on is ergodic, it is known that there exists a density subsequence of even eigenfunctions that satisfies

hence the lower bound in Corollary 3.2 is sharp. The existence of such a subsequence is a consequence of results which are studied in Reference Bur05Reference TZ13Reference DZ13Reference CTZ13.

Lemma 4.1 (Section 6.1, Reference JZ16).

Assume that vanishes to order at . Then there exists a small neighborhood of such that the nodal set in is equivalent to equi-angular rays emanating from .

Theorem 4.3.

Assume that QUE holds for the sequence of even eigenfunctions . Then

Lemma 4.4.

Suppose a random variable has moments that satisfies the condition

Then, has the unique distribution with moments .

Lemma 4.5.

If converges to in moments and the distribution of is uniquely determined by its moments, then for each , converges to .

Lemma 4.6.

Let be a sequence of real valued functions in , and let be a sequence of positive reals such that for each fixed non-negative integer we have

for some positive real numbers . Assume that is the unique probability distribution whose th moment is and whose th moment is zero for any . If is not positive-definite, then all but finitely many has at least one sign change on .

Lemma 4.7.

Assume that QUE holds for the sequence of even eigenfunctions . For any fixed segment , all but finitely many have at least one sign change on .

Equation (5.1)
Lemma 5.1.

Assume that QUE holds for a sequence of odd eigenfunctions . For any fixed segment , all but finitely many has at least one sign change on .

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Article Information

MSC 2010
Primary: 58J51 (Relations between spectral theory and ergodic theory, e.g. quantum unique ergodicity)
Secondary: 11F41 (Automorphic forms on ; Hilbert and Hilbert-Siegel modular groups and their modular and automorphic forms; Hilbert modular surfaces)
Author Information
Seung uk Jang
Center for Applications of Mathematical Principles (CAMP), National Institute for Mathematical Sciences (NIMS), Daejeon 34047, South Korea
seungukj@nims.re.kr
Junehyuk Jung
360 State Street, New Haven, Connecticut 06510
junehyuk@ias.edu
Additional Notes

The first author was partially supported by the National Institute for Mathematical Sciences (NIMS) grant funded by the Korea government (No. A2320).

The second author was partially supported by the TJ Park Post-doc Fellowship funded by POSCO TJ Park Foundation.

This work was supported by the National Research Foundation of Korea (NRF) grant funded by the Korea government (MSIP) (No. 2013042157) and by the National Science Foundation under agreement No. DMS-1128155.

Journal Information
Journal of the American Mathematical Society, Volume 31, Issue 2, ISSN 1088-6834, published by the American Mathematical Society, Providence, Rhode Island.
Publication History
This article was received on , revised on , and published on .
Copyright Information
Copyright 2017 American Mathematical Society
Article References
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  • DOI 10.1090/jams/883
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  • Show rawAMSref \bib{3758146}{article}{ author={Jang, Seung uk}, author={Jung, Junehyuk}, title={Quantum unique ergodicity and the number of nodal domains of eigenfunctions}, journal={J. Amer. Math. Soc.}, volume={31}, number={2}, date={2018-04}, pages={303-318}, issn={0894-0347}, review={3758146}, doi={10.1090/jams/883}, }

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