The inductive McKay–Navarro conditions for the prime 2 and some groups of Lie type

By L. Ruhstorfer and A. A. Schaeffer Fry

Abstract

For a prime , the McKay conjecture suggests a bijection between the set of irreducible characters of a finite group with -degree and the corresponding set for the normalizer of a Sylow -subgroup. Navarro’s refinement suggests that the values of the characters on either side of this bijection should also be related, proposing that the bijection commutes with certain Galois automorphisms. Recently, Navarro–Späth–Vallejo have reduced the McKay–Navarro conjecture to certain “inductive” conditions on finite simple groups. We prove that these inductive McKay–Navarro (also called the inductive Galois–McKay) conditions hold for the prime for several groups of Lie type, namely the untwisted groups without non-trivial graph automorphisms.

1. Introduction

Many of the current problems in the character theory of finite groups are motivated by the celebrated McKay conjecture. This conjecture states that for a prime dividing the size of a finite group , there should be a bijection between the set of irreducible characters of degree relatively prime to and the corresponding set for the normalizer of a Sylow -subgroup of . Navarro later posited that this bijection should moreover be compatible with the action of certain Galois automorphisms.

We write for the field generated by all roots of unity in , and let be the corresponding Galois group. For a prime , let be the subgroup of consisting of those such that there is an integer such that for every root of unity of order not divisible by . The following is Navarro’s refinement of the McKay conjecture, sometimes also referred to as the Galois–McKay conjecture.

McKay–Navarro conjecture (Reference Nav04).

Let be a finite group and let be a prime. Let . Then there exists an -equivariant bijection between the sets and .

A huge step toward the proof of this conjecture was recently accomplished in Reference NSV20, where Navarro–Späth–Vallejo proved a reduction theorem for the McKay–Navarro conjecture. There, they show that the conjecture holds for all finite groups if every finite simple group satisfies certain “inductive” conditions.

These inductive McKay–Navarro conditions build upon the inductive conditions for the usual McKay conjecture, which was reduced to simple groups in Reference IMN07. Much work has been done toward proving the original inductive McKay conditions, and they were even completed for the prime in Reference MS16. The focus of the current paper is to work toward expanding that result to the case of the inductive McKay–Navarro conditions.

In Reference Ruh21, the first author proves that the simple groups of Lie type satisfy the inductive McKay–Navarro conditions for their defining prime, with a few low-rank exceptions that were settled in Reference Joh20. In Reference SF21, the second author shows that the maps used in Reference Mal07Reference Mal08Reference MS16 to prove the original inductive McKay conditions for the prime are further -equivariant, making them promising candidates for the inductive McKay–Navarro conditions.

Here we expand on the work of Reference SF21 to complete the proof that when , the inductive McKay–Navarro (also called inductive Galois–McKay) conditions from Reference NSV20 are satisfied for the untwisted groups of Lie type that do not admit graph automorphisms.

Theorem A.

The inductive McKay–Navarro conditions Reference NSV20, Definition 3.1 hold for the prime for simple groups with ; with and ; with ; ; ; and , where is a power of an odd prime.

We remark that Theorem A gives the first result in which a series of groups of Lie type is shown to satisfy the inductive McKay–Navarro conditions for a non-defining prime. Given the results of Reference SF21, the bulk of what remains to prove Theorem A is to study the behavior of extensions of odd-degree characters of groups of Lie type to their inertia group in the automorphism group, and similarly for the local subgroup used in the inductive conditions. To do this, we utilize work by Digne and Michel Reference DM94 on Harish-Chandra theory for disconnected groups and work of Malle and Späth Reference MS16 that tells us that, in our situation, odd-degree characters lie in very specific Harish-Chandra series.

The paper is structured as follows. In Section 2, we discuss a generalization of some aspects of Harish-Chandra theory to the case of disconnected reductive groups, which will help us understand the extensions of the relevant characters in our situation. In Section 3, we use this to make some observations specific to the principal series representations of groups of Lie type that will be useful in our extensions. In Section 4, we make some additional observations regarding extensions and the inductive McKay–Navarro conditions. In Section 5, we complete the proof of Theorem A in the case of type , and in Section 6, we finish the proof in the remaining cases.

1.1. Notation

We introduce some standard notation that we will use throughout. For finite groups , if , we use the notation to denote the set of such that . If , we use to denote the set of such that . Further, if a group acts on and , we write for the stabilizer in of .

2. Harish-Chandra theory and disconnected groups

Let be a connected reductive group defined over an algebraic closure of and let be a Frobenius endomorphism defining an -structure. Consider a quasi-central automorphism commuting with the action of the Frobenius as in Reference DM94, Definition-Theorem 1.15. We form the reductive group . Let be a -stable parabolic subgroup of with -stable Levi complement and unipotent radical . We can then consider the parabolic subgroup with Levi subgroup in . In the following, we assume that is -stable such that we can consider the generalized Harish-Chandra induction

We note that, according to Reference DM94, Theorem 3.2, this map satisfies a Mackey formula in the sense of Reference DM94, Definition 3.1. We call a character cuspidal if any (hence every) irreducible constituent of is cuspidal.

Lemma 2.1.

Let and be two -stable Levi subgroups of -stable parabolic subgroups of as above. If is cuspidal and is a proper Levi subgroup of , then we have .

Proof.

By Reference DM94, Corollary 2.4 we have

where the last equality follows from the fact that all irreducible constituents of are cuspidal. Since and it follows that .

Proposition 2.2.

Let and be two cuspidal characters of -stable Levi subgroups of -stable parabolic subgroups of as above. Then we have

Proof.

We follow the proof in the case of connected reductive groups, see Reference DM91, Lemma 6.5. Denote

Then according to the Mackey formula from Reference DM94, Theorem 3.2 we obtain

As is cuspidal, we can apply Lemma 2.1 and deduce that unless which is equivalent to . We therefore obtain

Applying the same argument as before to the cuspidal character now yields

The claim of the proposition now easily follows from this.

Proposition 2.3.

Suppose that is a -invariant cuspidal character that extends to a character of , where and let be a character in the Harish–Chandra series of . Then for , there exists a unique such that . In particular, we have

Proof.

Since Harish-Chandra induction commutes with induction we have

where the last equality follows from Frobenius reciprocity. From this it follows that there exists some such that . It remains to show that is unique. By assumption extends to a -stable character of . Thus, there exists by Reference Spä12, Lemma 2.11 a unique character such that and .

Assume now that is a second character with the property . Proposition 2.2 therefore shows that for some . Note that both and must be extensions of since is -invariant, and hence we see . Since is the restriction of the character it is invariant under the action of , we therefore must necessarily have .

Finally, observe that the irreducible constituents of are all -conjugate. Since is -stable we deduce that is -stable. Thus, every irreducible constituent of occurs with the same multiplicity in and so

If is the trivial character of the torus then the result of the previous proposition is a consequence of Reference Mal91, Satz 1.5. In this case, a more precise description of the constituents of can be given by analyzing the action of on .

Corollary 2.4.

Assume that we are in the situation of the previous proposition. Then we have an -equivariant surjection

Further, this is a bijection if is -invariant.

Proof.

The map itself follows from Proposition 2.3, since the fact that and yields that (see e.g. Reference Isa06, Problem (5.2)), implying that given , there exists with . For we have , by e.g. Reference Isa06, Problem 5.3, so the compatibility with linear characters follows from the uniqueness statement in Proposition 2.3. As is equivariant with respect to Galois-automorphisms we similarly obtain that the map is -equivariant. If further is -invariant, then extends to and the map is a bijection thanks to Gallagher’s theorem Reference Isa06, Corollary 6.17 and Proposition 2.3.

The previous corollary allows us in principle to compute the action of the Galois group on constituents of . However, it could happen that is not contained in . Lemma 2.5 solves this problem under the assumption that centralizes the relative Weyl group of .

Lemma 2.5.

Keep the notation and assumption from Proposition 2.3.

(1)

We have .

(2)

Suppose that stabilizes . If centralizes and stabilizes , then we have for some .

Proof.

Part (1) is an easy computation. Let us prove part (2). Since stabilizes we have for some by Reference DM91, Lemma 6.5. By assumption, centralizes and so we have . From this we deduce that normalizes and thus there exists some linear character of such that . We deduce that

Since both and cover , we obtain by Corollary 2.4.

2.1. Descent of scalars

Let us from now on assume that is a connected reductive group with Frobenius endomorphism . If is an -stable subgroup of then we write for the set of -fixed points.

We assume that is a Frobenius endomorphism satisfying for some positive integer . For an -stable subgroup of , we consider with Frobenius endomorphism which we also denote by and the permutation

The projection map onto the first coordinate then yields an isomorphism and the automorphism corresponds to under this isomorphism. Moreover, induces a bijection on the level of characters.

Note that is a quasi-central automorphism of . We fix an -stable parabolic subgroup of with -stable Levi subgroup . We assume for the remainder of this section that centralizes the relative Weyl group . This implies that the projection map maps onto .

For any -stable subgroup of we set . We define a generalized Harish-Chandra induction

and by construction we obtain . With this notation, we can reformulate Proposition 2.3:

Proposition 2.6.

Suppose that is an -invariant cuspidal character that extends to a character of , and let be a character in the Harish–Chandra series of . Then for , there exists a unique such that . If is -invariant, this yields a bijection .

Proof.

To prove this, consider Proposition 2.3 in the case of the -invariant character which is a cuspidal character of . Using the fact that via we see that the assumptions of Proposition 2.3 are all satisfied. The commutation of Harish-Chandra induction with then yields the result.

In particular, we obtain the following consequence of Lemma 2.5.

Corollary 2.7.

Keep the notation and assumption from Proposition 2.6 and assume that is -invariant. Suppose that stabilizes . Then we have for some . In particular, is such that and for some .

3. Principal series

In the situation of Theorem A, most of the characters that we are concerned with will lie in the principal series, so we present here some consequences of the previous section in that situation. We begin with the following, which will be useful on the “local” side.

Lemma 3.1.

Let be a finite group with , , and . Let be an -stable normal subgroup and let be -invariant and extend to . Let extend to . Then the following hold.

(1)

Let such that via Clifford correspondence. Then extends to and induces a bijection such that extensions of are mapped to extensions of .

(2)

There is an extension of to , and for any such extension, induces a bijection .

(3)

If , then there is an extension such that .

(4)

Continue to assume that , and suppose further that is relatively prime to the order of . Let preserve and (and hence also ). Then the extension from (3) satisfies .

Proof.

(1) Let be an extension of . In particular, note that , and hence by Clifford correspondence, there is a unique such that . Now, since and , we have (see e.g. Reference Isa06, Problem (5.2)). This forces to be irreducible and by the uniqueness of under Clifford correspondence, since both lie over . Now, identifying , we have by Gallagher’s theorem that and . Note that under our identification, we have , as the identification is via restriction (see e.g. Reference Isa06, Problem (5.3)).

(2) Let , where is an extension of to , which exists by assumption. Then is an extension of to . Again we use Gallagher’s theorem to achieve the stated bijection, noting that , with their characters identified via restriction.

(3) Certainly, we have , and we wish to prove that there exists such a satisfying the converse inclusion. Let . Note that the action of commutes with induction, so that letting be as in (1), we have by the uniqueness of Clifford correspondence and it suffices by (1) to find an extension such that . Now, let be the unique extension of to such that . (Indeed, note that such a character exists since is now assumed to be linear.) Then , and by (2) there is a unique extending . But since also extends and lies above , this forces .

(4) We have from the proof of (3) which is the unique extension of to of order , by Reference Isa06, Corollary (8.16), and therefore for any . Arguing similarly to part (3) now yields the last statement.

Remark 3.2.

We remark that the conclusion of (4) from Lemma 3.1 would also hold under the assumption that is -invariant, but this will not necessarily be the situation for our application.

Let , , and be as in Section 2.1 so that is defined over , and let be an -stable maximal torus and Borel subgroup, respectively, in such that centralizes , where and . We will write , , and , as before.

Let be a regular embedding, as in Reference CE04, (15.1), and let be an -stable maximally split torus of such that . Write and . Then , and hence , induces the so-called diagonal automorphisms on .

For , the principal series is the Harish-Chandra series of corresponding to , and is in bijection with the set of irreducible characters of . We write as in Reference MS16, 4.D for the character in corresponding to .

For finite groups , if every character extends to its inertia group , then by an extension map with respect to , we mean a map such that is an extension of for each .

Lemma 3.3.

Let be a prime and write . Let and suppose and are each invariant under both and . Then:

(1)

There exists an extension of to such that . If further has order prime to , then for any .

(2)

If is an extension map with respect to such that the map

defined by is -equivariant, then there also exists an extension of to such that .

Proof.

Let be the extension of to such that . Then in the notation of Corollary 2.7, we have , so may be chosen to be trivial. Then by our choice of . That is, in the notation of Corollary 2.7. Now, let correspond to as in Proposition 2.6. Then Corollary 2.7 yields , completing the proof of the first statement of (1). If has order prime to and , we have since it is the unique extension of to of order , by Reference Isa06, Corollary (8.16), and is necessarily -invariant. Then , forcing by Proposition 2.6.

Now, in the situation of (2), we have is - and -invariant by the equivariance of . Hence the statement follows from Lemma 3.1 applied to .

4. Extensions and the inductive McKay–Navarro conditions

Let be a non-abelian finite simple group and a prime dividing . Let be a universal covering group of and . Write . The inductive McKay–Navarro conditions Reference NSV20, Definition 3.1 (referred to there as inductive Galois–McKay conditions) require an -stable subgroup and an -equivariant bijection such that, roughly speaking, the projective representations extending any to its inertia subgroup in and to its inertia subgroup in behave similarly when twisted by an element of . (See Reference NSV20, Definitions 1.5 and 3.1 for the precise definition.) Here is the -orbit of .

In our situation of Theorem A, the second author has proven in Reference SF21 that the groups and bijections from Reference Mal07Reference Mal08Reference MS16 for the inductive McKay conditions are indeed -equivariant. Hence here we must study the behavior of the projective representations under the appropriate twists. We recall the statement of Reference NSV20, Lemma 1.4, which makes this idea more precise:

Lemma 4.1.

Let be a finite group and . Let and assume that for some and . Let be a projective representation of associated with with values in and factor set . Then is a projective representation associated with , with factor set for . In particular, there exists a unique function

with , constant on cosets of such that the projective representation is similar to .

Given the main results of Reference MS16Reference SF21, our primary remaining obstruction to proving Theorem A is in working with the characters as in Lemma 4.1. If extends to , then is just the linear character guaranteed by Gallagher’s theorem Reference Isa06, Corollary 6.17. In this situation, our main task will be to prove part (iv) of Reference NSV20, Definition 1.5 for certain triples, which, roughly speaking, will require that the characters for are the same on either side of the bijection when and (or their corresponding projective representations) are extended to their inertia groups in and , respectively. We will assume throughout, without loss of generality, that all linear representations are realized over the field .

4.1. Further notation

Keep the notation for , , and , from Section 3 and further assume that is simple of simply connected type. If , write , , , and , and if , let be a regular embedding and let and as before. Note that for an appropriate group generated by field and graph automorphisms, we have induces .

Let be the order of modulo for odd, or the order of modulo 4 for , and suppose that . Let be a Sylow -torus for and write and .

4.2. The characters in our situation

Let and . Suppose that is a character such that and such that extends to . Note that since restrictions of irreducible characters from to are multiplicity-free by the work of Lusztig and the same is true for to by Reference MS16, Corollary 3.21, we also have extends to .

Let be a representation affording and let , respectively , be the representation of , respectively , extending . For we let be the character of the representation . Then we define to be the projective representation of above given by

for and , as in Reference Spä12, Lemma 2.11.

In this situation, we can now state Lemma 4.2, whose proof is exactly the same as Reference Ruh21, Lemma 7.2.

Lemma 4.2.

Assume we are in the situation above. Let with . Suppose that and are such that for . Then there exists an invertible matrix such that

for all and .

5. Proof of Theorem A for symplectic groups

We fix some notation to be used throughout our proof of Theorem A in the case of the symplectic groups. Let be a power of an odd prime and let with be one of the simple symplectic groups. Let and , so that is a universal covering group for unless , and with induces all automorphisms on . Here is the field automorphism induced by the map in .

Note that for , we have , , and . We begin with a lemma to help in this case.

Lemma 5.1.

Let and . Then there exists a character which has an extension to such that .

Proof.

There exists a field automorphism such that . The statement is true for the unipotent characters by Corollary 2.7 as both of them lie in the principal series. So we may assume lies in a rational Lusztig series for some semisimple element of the dual group . It follows that is a maximal torus. In particular, is a regular-semisimple character. As such a character, it is a constituent of a Gelfand–Graev character. Let be a non-trivial -stable character, where is the subgroup of upper unitriangular matrices in . It follows that some -conjugate of is a constituent of multiplicity one of the Gelfand–Graev character . As all diagonal automorphisms are induced by elements of . Therefore, we can assume by possibly replacing by its -conjugate character that is a constituent of .

Let be the trivial extension of and set . By Mackey’s formula and is multiplicity free. By Frobenius reciprocity, there exists a constituent of of multiplicity one, which is an extension of . The group stabilizes and acts transitively on it. Hence, . Let be a Galois automorphism stabilizing the set . Then we find such that , see e.g. Reference Ruh21, Lemma 6.3 or by direct calculation. Thus, and are both constituents of . From this we deduce that . Moreover, as is -stable the character , and therefore also , is -stable. It follows that is -stable as well. Thus, .

Now, letting , there is an appropriate -stable subgroup satisfying , defined as in Reference IMN07, Theorem 15.3 if , Reference Mal07, Theorem 7.8 if with , and as in Reference Mal08, Section 4.4 otherwise. Throughout the next proof, we let be this group.

Proof of Theorem A for .

Keep the notation from before. Let and write . Then for , by Reference SF21, Theorem 6.2 and Proposition 7.3, there is an -equivariant bijection

When , note that the assumption is simple implies . Further, the case has been handled in Reference Joh20, Proposition 5.3. Hence we may assume is the universal covering group for . The odd-degree characters of are the two unipotent characters , and the two characters of degree , where with . The two unipotent characters are rational-valued, and the remaining two odd-degree characters are stabilized by when and are fixed by if and only if fixes when . When , the group is the normalizer of a Sylow -torus, which is of the form with the acting via inversion and induced by an element such that has order . Here is a semidirect product . In this case, the odd-degree characters of are the extensions to of the trivial character and the unique character of order of , both of which are trivial on . It follows that the members of here are then rational-valued. When , the group is isomorphic to , so the set is analogous to , comprised of and two characters of degree whose behavior under is the same as the non-unipotent characters in . From this, we can see that the -equivariant bijection in Reference IMN07, Theorem 15.3 is also -equivariant.

In all cases, it therefore suffices to show that

for all , in the notation of Reference NSV20, Definition 1.5. Let . Since induces all automorphisms of , and can be chosen to be -stable, Reference NSV20, Theorem 2.9 further implies that it suffices to show

for all . We remark that the groups involved satisfy part (i) of Reference NSV20, Definition 1.5 and that since is -equivariant, part (ii) is also satisfied.

Let . By Reference Mal08, Theorem 2.5 and Proposition 4.9, we have if is a unipotent character and otherwise.

Note that since is a -group, is trivial on (since has odd degree and is perfect), so through deflation and inflation, we may view as a character of trivial on . Throughout, we will sometimes make this identification. In particular, since the maps are constructed so that and lie over the same character of , their extensions to and , which exist by Reference Mal08, Proposition 4.9 (see also the proofs of Reference Mal08, Theorems 4.10 and 4.11), may be taken to lie over the same (namely, trivial) character of , giving part (iii) of Reference NSV20, Definition 1.5. Hence, it suffices to find extensions of and to and , respectively, satisfying part (iv) of Reference NSV20, Definition 1.5. We also note that by Reference Mal08, Proposition 4.5, lies in a rational Lusztig series with .

(0) Let , so . Let and let . Note that is either -invariant or for inducing the non-trivial diagonal automorphism in . First suppose that . Then in the proof of Lemma 5.1, we may take , since all members of are -invariant (see the discussion in the second paragraph of the proof). Hence, there is a -invariant extension to . Recalling that the odd-degree characters of are linear and rational-valued here, we may extend them trivially to as well, to obtain the desired extensions when is not unipotent. When , there is a rational extension to . Here is trivial on and we have , where is an abelian group containing . Then taking the two extensions of the trivial character of , we may argue as before to get extensions of to .

Now let . Then since , the required extensions exist if (and hence ) are unipotent, as before. So assume that is one of the non-unipotent members of . Since centralizes , extends to a character of with the same field of values as . Let be as in the proof of Lemma 5.1. Recall that is -invariant if and only if is, in which case we may take . If , we have with inducing the non-trivial diagonal automorphism, and the same is true for . (Note that such a also induces the non-trivial diagonal automorphism on .) By Lemma 5.1, we have an extension to that also satisfies . Since the same holds for , we have obtained the desired extensions.

(1) Now, suppose that and , and let . Then by Reference SFT20, Lemma 4.10 and Theorem B, and hence , so we aim to show

in this case. Further, by Reference MS16, Lemma 7.5 and Theorem 7.7, lies in a principal series with . Note that is -invariant, so . In this case, the group is , where is a maximally split torus in , and the map is induced by one as in Lemma 3.3(2).

Now, Lemma 3.3 yields an extension of to and of to that are each -invariant. If is not unipotent, this implies that there are -invariant extensions to and , giving part (iv) of Reference NSV20, Definition 1.5 in this case.

Now assume is unipotent. Since is unipotent and lies in a principal series, we have and extends to a unipotent character in the principal series for . The character is also rational-valued and satisfies . On the other hand, may be identified with an odd-degree character of . Then the same arguments as in Lemma 3.3 yields a rational-valued character of extending , and hence , as well as a rational-valued character of extending , again giving part (iv) of Reference NSV20, Definition 1.5.

We may therefore assume that and is an odd power of an odd prime.

(2) Assume is a power of . Here is of the form and the non-unipotent members of for lie in a single principal series with a maximally split torus of and with . The map sends unipotent characters to the extensions in of characters for unipotent and sends non-unipotent characters to corresponding extensions for non-unipotent . (See Reference SF21, Lemma 7.2 for details.)

The same arguments as above yield extensions of to , and of to that are invariant under any . Here since induces the action of on each component, we by an abuse of notation write for the corresponding field automorphism of . Further, note that the action of on (viewed as being embedded into block-diagonally) is induced by the matrix , so we see that commutes with this element. With this, we have an extension of to invariant under such a , applying Reference SF21, Lemma 5.5. If , by Reference SFT20, Lemma 4.10 and Theorem B and this completes part (iv) of Reference NSV20, Definition 1.5.

So, suppose and does not fix . Then is non-unipotent and we have with , as above. Suppose that satisfies . Then since is -invariant, we may without loss assume that induces the non-trivial diagonal automorphism of order 2 in and that . Here is a maximally split torus of containing . Note then that preserves and .

As in Lemma 3.3, extending to in via yields . Let be such that as in Proposition 2.6. Note that and that lies above . This forces by Proposition 2.6. This then implies that there is an -invariant extension of to .

Arguing analogously for the characters of and noting that induces the corresponding diagonal automorphism on the two components, we obtain an -invariant extension of to , and hence an -invariant extension of to , and hence . (Indeed, since may be chosen to commute with the -action, arguing exactly as in Reference SF21, Lemma 5.5 for yields such an extension.) This completes part (iv) of Reference NSV20, Definition 1.5 in this case.

(3) Now assume the -adic decomposition of is with , and write and . Then in this case, . Write and . The map sends unipotent characters in to products of unipotent characters in . Again, every odd-degree unipotent character of for lies in the principal series, and hence arguing as before yields part (iv) of Reference NSV20, Definition 1.5 if is unipotent.

We therefore assume is not unipotent, so with at least one of or non-unipotent. Note that the diagonal and field automorphisms of induce the corresponding automorphism on and . Also, recall that non-unipotent members of lie in a single principal series as in part (2). Further, if both and also lie in a principal series, then arguing as in part (2) gives the desired extensions for , and , and gives part (iv) of Reference NSV20, Definition 1.5.

Now assume does not lie in a principal series. Then , is odd, and lies in a Harish-Chandra series where with a maximally split torus of and with satisfying and one of the two characters of of degree . (See Reference MS16, Theorem 7.7.) Analogous odd-degree characters exist for , and the map is constructed so that is also of this form. Say with . (Here is the same as for .)

Now, Reference SFT20, Theorem B, together with the explicit knowledge of the values of , yields that is fixed by if and only if is, and that both are fixed by . Further, recall that Reference Mal08, Theorem 4.9 yields that and have the same stabilizer in . Note that induces the corresponding field automorphism on the and components of and that . Then since is -invariant, we see satisfies the assumptions of Proposition 2.6 since does in , being of the same form as the case of principal series characters in .

Assume that for and . If is non-trivial, we may again assume that induces the non-trivial diagonal automorphism and that it further induces a non-inner diagonal automorphism on and . As in part (2), is invariant under and .

As in part (2), may be extended to a character of satisfying . Let be some extension of to a character of with for . Then the extension of to satisfies . Let be such that as in Proposition 2.6. Note that and that lies above . This forces by Proposition 2.6, and hence .

Now, since is -equivariant, we have and . Recalling that is defined using the same as for , the exact same arguments can be made for and , so there is an extension of to such that . The argument in part (2) yields an extension of to such that . Together, the extension of to satisfies , giving part (iv) of Reference NSV20, Definition 1.5 in this final case and completing the proof.

6. The Proof of Theorem A: Remaining cases

We keep the notation of Section 4.1. We now assume that is one of the simple groups listed in Theorem A. Then , where is a well-chosen group of field and graph automorphisms, induces all automorphisms of .

It will also be useful to keep the notation of Reference SF21, Section 2.2, so that is the canonical representative in the extended Weyl group of of the longest element in the Weyl group , which induces an isomorphism ; for a Sylow -torus of ; ; and . Further let . (We remark that when , we have , , and .)

Proof of Theorem A.

From Section 5, we may assume that is one of the remaining groups in Theorem A. Further, recall that we assume that is the universal covering group of . (That is, .) Let , , and let be the order of modulo 4.

By Reference SF21, Theorem 6.2 and Proposition 8.1, there is an -equivariant bijection

where for a Sylow -torus of . Let . By Reference SF21, Proposition 8.1, is rational-valued, so that . By Reference MS16, Lemma 7.5 and Theorem 7.7 and Reference SF21, Lemma 2.6, lies in a principal series with . Note also that is as in Lemma 3.3(2) if .

Write and . Note that, as in the proof for symplectic groups, it again suffices to show

for all , and that we again have parts (i) and (ii) of Reference NSV20, Definition 1.5 are satisfied. Note that for a generating field automorphism . When , by applying Reference NSV20, Lemma 2.1, it will be useful to identify with , with , and with , in which case there is a field automorphism that acts on as and so that and are stabilized by (see Notation 3.3 and the proof of Proposition 3.4 of Reference MS16).

Now, note that divides and that for some field automorphism . By Reference GLS98, Theorem 2.5.12(g), we have commutes with the action of up to conjugation by . Write and .

By Reference MS16, Corollary 5.3, we have for some -conjugate of . However, this gives since and commute up to the action of . We further have , arguing similarly and using Reference MS16, Theorems 3.1 and 3.18. We have part (iii) of Reference NSV20, Definition 1.5 by Reference Spä12, Lemma 2.11 and Reference Spä12, Lemma 2.13 and its proof. We are therefore left to prove that part (iv) of Reference NSV20, Definition 1.5 holds.

Let such that . Then since is rational-valued. By Lemma 4.2, it suffices to show that there are extensions and , respectively and , of to and , resp. of to and , such that if , , , , then for . (Throughout, we will identify the characters of , , and , and similar for , and .)

We first show that there are appropriate extensions and as above such that . We may assume that since certainly extensions and to and will be -invariant. Hence we may assume . Note that preserves . If , then Lemma 3.3 yields extensions and such that and . Let such that . In the notation of the proof of Lemma 3.3, we have . This forces by Proposition 2.6, since by Reference Isa06, Problem (5.3). Now, recall that and , where is the extension map with respect to studied in Reference SF21, Section 4, is a linear character of , and is the unique common extension of and to . Let be such that . Since , the uniqueness of Clifford correspondence and Reference MS16, Proposition 3.15 yields that . That is, and . Then it follows that and , completing the claim in this case.

If , note that is not a square, so has odd order. Here is in bijection with pairs where satisfies is odd, , and . Here we define . Now, the member of corresponding to is of the form , where is an extension map with respect to . (See Reference SF21, Section 8.) Then in this case, since the order of is relatively prime to and , we may appeal to Lemma 3.3(1) and Lemma 3.1 with , to obtain the extensions such that .

Finally, it remains to show that we may obtain extensions and as described above such that when in the cases of or . It suffices here to assume that , since certainly an extension of or to or is fixed by . Further, note that , so is necessarily trivial on the center. Hence we may trivially extend to , and we may similarly extend to . Then since , we wish to show that is fixed by if and only if is. Now, from Reference MS16, Theorem 6.3, we see there is a -equivariant map , so it suffices to show that is fixed by if and only if is.

Now, recall that lies in a principal series with . Let , where is a maximally split torus of containing . Then an application of Mackey’s theorem yields that for some . Since the corresponding relative Weyl group is a Weyl group, Reference SF19, Theorem 3.8 (see also Reference Gec03, Proposition 5.5) implies that if and only if .

On the other hand, recall that . Note that

by Reference SF21, Proposition 4.6 and the last paragraph of Proposition 8.1. Let be an extension of to and let be the unique common extension of and as in the proof of Reference MS16, Proposition 3.20. Similarly, let be the unique common extension of and . Then using Equation 1 and by uniqueness, this forces .

Now, Reference Isa06, Problems (5.1)-(5.3) imply that is of the form for some linear . Note that since it is a linear character of a real reflection group. Hence if and only if . In the case (and hence ), this completes the proof. Now, note that is in duality with , where lies in the Lusztig series of when viewed as a character of . But we also have is in duality with , where lies in the series . Hence when , it remains to note that if and only if , since they are linear and must have the same order.

Acknowledgments

The authors thank G. Malle for helpful comments on an early preprint, as well as the anonymous referee for their careful reading and comments that improved the exposition.

Mathematical Fragments

Theorem A.

The inductive McKay–Navarro conditions Reference NSV20, Definition 3.1 hold for the prime for simple groups with ; with and ; with ; ; ; and , where is a power of an odd prime.

Lemma 2.1.

Let and be two -stable Levi subgroups of -stable parabolic subgroups of as above. If is cuspidal and is a proper Levi subgroup of , then we have .

Proposition 2.2.

Let and be two cuspidal characters of -stable Levi subgroups of -stable parabolic subgroups of as above. Then we have

Proposition 2.3.

Suppose that is a -invariant cuspidal character that extends to a character of , where and let be a character in the Harish–Chandra series of . Then for , there exists a unique such that . In particular, we have

Corollary 2.4.

Assume that we are in the situation of the previous proposition. Then we have an -equivariant surjection

Further, this is a bijection if is -invariant.

Lemma 2.5.

Keep the notation and assumption from Proposition 2.3.

(1)

We have .

(2)

Suppose that stabilizes . If centralizes and stabilizes , then we have for some .

Proposition 2.6.

Suppose that is an -invariant cuspidal character that extends to a character of , and let be a character in the Harish–Chandra series of . Then for , there exists a unique such that . If is -invariant, this yields a bijection .

Corollary 2.7.

Keep the notation and assumption from Proposition 2.6 and assume that is -invariant. Suppose that stabilizes . Then we have for some . In particular, is such that and for some .

Lemma 3.1.

Let be a finite group with , , and . Let be an -stable normal subgroup and let be -invariant and extend to . Let extend to . Then the following hold.

(1)

Let such that via Clifford correspondence. Then extends to and induces a bijection such that extensions of are mapped to extensions of .

(2)

There is an extension of to , and for any such extension, induces a bijection .

(3)

If , then there is an extension such that .

(4)

Continue to assume that , and suppose further that is relatively prime to the order of . Let preserve and (and hence also ). Then the extension from (3) satisfies .

Lemma 3.3.

Let be a prime and write . Let and suppose and are each invariant under both and . Then:

(1)

There exists an extension of to such that . If further has order prime to , then for any .

(2)

If is an extension map with respect to such that the map

defined by is -equivariant, then there also exists an extension of to such that .

Lemma 4.1.

Let be a finite group and . Let and assume that for some and . Let be a projective representation of associated with with values in and factor set . Then is a projective representation associated with , with factor set for . In particular, there exists a unique function

with , constant on cosets of such that the projective representation is similar to .

Lemma 4.2.

Assume we are in the situation above. Let with . Suppose that and are such that for . Then there exists an invertible matrix such that

for all and .

Lemma 5.1.

Let and . Then there exists a character which has an extension to such that .

Equation (1)

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Article Information

MSC 2000
Primary: 20C15 (Ordinary representations and characters), 20C33 (Representations of finite groups of Lie type)
Keywords
  • Local-global conjectures
  • characters
  • McKay conjecture
  • Galois–McKay
  • McKay–Navarro conjecture
  • finite simple groups
  • Lie type
  • Galois automorphisms
Author Information
L. Ruhstorfer
Fachbereich Mathematik, TU Kaiserslautern, 67653 Kaiserslautern, Germany
ruhstorf@mathematik.uni-kl.de
MathSciNet
A. A. Schaeffer Fry
Deptartment of Mathematics and Statistics, Metropolitan State University of Denver, Denver, Colorado 80217
aschaef6@msudenver.edu
ORCID
MathSciNet
Additional Notes

The authors were supported by the Isaac Newton Institute for Mathematical Sciences in Cambridge and the organizers of the Spring 2020 INI program Groups, Representations, and Applications: New Perspectives, EPSRC grant EP/R014604/1, where this work began.

The second author was supported by the National Science Foundation (Award Nos. DMS-1801156 and DMS-2100912).

Communicated by
Martin Liebeck
Journal Information
Proceedings of the American Mathematical Society, Series B, Volume 9, Issue 20, ISSN 2330-1511, published by the American Mathematical Society, Providence, Rhode Island.
Publication History
This article was received on , revised on , , and published on .
Copyright Information
Copyright 2022 by the authors under Creative Commons Attribution-NonCommercial 3.0 License (CC BY NC 3.0)
Article References
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  • DOI 10.1090/bproc/123
  • MathSciNet Review: 4412275
  • Show rawAMSref \bib{4412275}{article}{ author={Ruhstorfer, L.}, author={Schaeffer Fry, A.}, title={The inductive McKay--Navarro conditions for the prime 2 and some groups of Lie type}, journal={Proc. Amer. Math. Soc. Ser. B}, volume={9}, number={20}, date={2022}, pages={204-220}, issn={2330-1511}, review={4412275}, doi={10.1090/bproc/123}, }

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