The inductive McKay–Navarro conditions for the prime 2 and some groups of Lie type
By L. Ruhstorfer and A. A. Schaeffer Fry
Abstract
For a prime $\ell$, the McKay conjecture suggests a bijection between the set of irreducible characters of a finite group with $\ell '$-degree and the corresponding set for the normalizer of a Sylow $\ell$-subgroup. Navarro’s refinement suggests that the values of the characters on either side of this bijection should also be related, proposing that the bijection commutes with certain Galois automorphisms. Recently, Navarro–Späth–Vallejo have reduced the McKay–Navarro conjecture to certain “inductive” conditions on finite simple groups. We prove that these inductive McKay–Navarro (also called the inductive Galois–McKay) conditions hold for the prime $\ell =2$ for several groups of Lie type, namely the untwisted groups without non-trivial graph automorphisms.
1. Introduction
Many of the current problems in the character theory of finite groups are motivated by the celebrated McKay conjecture. This conjecture states that for a prime $\ell$ dividing the size of a finite group $G$, there should be a bijection between the set $\mathrm{Irr}_{\ell '}(G)$ of irreducible characters of degree relatively prime to $\ell$ and the corresponding set $\mathrm{Irr}_{\ell '}(\mathrm{N}_G(P))$ for the normalizer of a Sylow $\ell$-subgroup$P$ of $G$. Navarro later posited that this bijection should moreover be compatible with the action of certain Galois automorphisms.
We write $\mathbb{Q}^{\mathrm{ab}}$ for the field generated by all roots of unity in $\mathbb{C}$, and let $\mathcal{G}\coloneq \mathrm{Gal}(\mathbb{Q}^{\mathrm{ab}}/\mathbb{Q})$ be the corresponding Galois group. For a prime $\ell$, let $\mathcal{H}_\ell$ be the subgroup of $\mathcal{G}$ consisting of those $\tau \in \mathcal{G}$ such that there is an integer $f$ such that $\tau (\xi )=\xi ^{\ell ^f}$ for every root of unity $\xi$ of order not divisible by $\ell$. The following is Navarro’s refinement of the McKay conjecture, sometimes also referred to as the Galois–McKay conjecture.
A huge step toward the proof of this conjecture was recently accomplished in Reference NSV20, where Navarro–Späth–Vallejo proved a reduction theorem for the McKay–Navarro conjecture. There, they show that the conjecture holds for all finite groups if every finite simple group satisfies certain “inductive” conditions.
These inductive McKay–Navarro conditions build upon the inductive conditions for the usual McKay conjecture, which was reduced to simple groups in Reference IMN07. Much work has been done toward proving the original inductive McKay conditions, and they were even completed for the prime $\ell =2$ in Reference MS16. The focus of the current paper is to work toward expanding that result to the case of the inductive McKay–Navarro conditions.
In Reference Ruh21, the first author proves that the simple groups of Lie type satisfy the inductive McKay–Navarro conditions for their defining prime, with a few low-rank exceptions that were settled in Reference Joh20. In Reference SF21, the second author shows that the maps used in Reference Mal07Reference Mal08Reference MS16 to prove the original inductive McKay conditions for the prime $\ell =2$ are further $\mathcal{H}_\ell$-equivariant, making them promising candidates for the inductive McKay–Navarro conditions.
Here we expand on the work of Reference SF21 to complete the proof that when $\ell =2$, the inductive McKay–Navarro (also called inductive Galois–McKay) conditions from Reference NSV20 are satisfied for the untwisted groups of Lie type that do not admit graph automorphisms.
We remark that Theorem A gives the first result in which a series of groups of Lie type is shown to satisfy the inductive McKay–Navarro conditions for a non-defining prime. Given the results of Reference SF21, the bulk of what remains to prove Theorem A is to study the behavior of extensions of odd-degree characters of groups of Lie type to their inertia group in the automorphism group, and similarly for the local subgroup used in the inductive conditions. To do this, we utilize work by Digne and Michel Reference DM94 on Harish-Chandra theory for disconnected groups and work of Malle and Späth Reference MS16 that tells us that, in our situation, odd-degree characters lie in very specific Harish-Chandra series.
The paper is structured as follows. In Section 2, we discuss a generalization of some aspects of Harish-Chandra theory to the case of disconnected reductive groups, which will help us understand the extensions of the relevant characters in our situation. In Section 3, we use this to make some observations specific to the principal series representations of groups of Lie type that will be useful in our extensions. In Section 4, we make some additional observations regarding extensions and the inductive McKay–Navarro conditions. In Section 5, we complete the proof of Theorem A in the case of type $\mathsf{C}$, and in Section 6, we finish the proof in the remaining cases.
1.1. Notation
We introduce some standard notation that we will use throughout. For finite groups $X\vartriangleleft Y$, if $\psi \in \mathrm{Irr}(X)$, we use the notation $\mathrm{Irr}(Y|\psi )$ to denote the set of $\chi \in \mathrm{Irr}(Y)$ such that $\langle \psi , \mathrm{Res}_X^Y \chi \rangle \neq 0$. If $\chi \in \mathrm{Irr}(Y)$, we use $\mathrm{Irr}(X|\chi )$ to denote the set of $\psi \in \mathrm{Irr}(X)$ such that $\langle \psi , \mathrm{Res}_X^Y \chi \rangle \neq 0$. Further, if a group $A$ acts on $\mathrm{Irr}(X)$ and $\psi \in \mathrm{Irr}(X)$, we write $A_\psi$ for the stabilizer in $A$ of $\psi$.
2. Harish-Chandra theory and disconnected groups
Let $\mathbf{G}^\circ$ be a connected reductive group defined over an algebraic closure of $\mathbb{F}_p$ and let $F: \mathbf{G}^\circ \to \mathbf{G}^\circ$ be a Frobenius endomorphism defining an $\mathbb{F}_q$-structure. Consider a quasi-central automorphism $\sigma : \mathbf{G}^\circ \to \mathbf{G}^\circ$ commuting with the action of the Frobenius $F$ as in Reference DM94, Definition-Theorem 1.15. We form the reductive group $\mathbf{G}\coloneq \mathbf{G}^\circ \rtimes \langle \sigma \rangle$. Let $\mathbf{P}^\circ$ be a $\sigma$-stable parabolic subgroup of $\mathbf{G}^\circ$ with $\sigma$-stable Levi complement $\mathbf{L}^\circ$ and unipotent radical $\mathbf{U}$. We can then consider the parabolic subgroup $\mathbf{P}\coloneq \mathbf{P}^\circ \langle \sigma \rangle$ with Levi subgroup $\mathbf{L}\coloneq \mathbf{L}^\circ \langle \sigma \rangle$ in $\mathbf{G}$. In the following, we assume that $(\mathbf{L},\mathbf{P})$ is $F$-stable such that we can consider the generalized Harish-Chandra induction
We note that, according to Reference DM94, Theorem 3.2, this map satisfies a Mackey formula in the sense of Reference DM94, Definition 3.1. We call a character $\delta \in \mathrm{Irr}(\mathbf{L}^F)$ cuspidal if any (hence every) irreducible constituent $\delta ^\circ \in \mathrm{Irr}((\mathbf{L}^\circ )^F)$ of $\delta |_{(\mathbf{L}^\circ )^F}$ is cuspidal.
If $\delta$ is the trivial character of the torus $\mathbf{T}^F$ then the result of the previous proposition is a consequence of Reference Mal91, Satz 1.5. In this case, a more precise description of the constituents of $\mathrm{R}_\mathbf{T}^\mathbf{G} 1_{\mathbf{T}^F}$ can be given by analyzing the action of $\sigma$ on $W$.
The previous corollary allows us in principle to compute the action of the Galois group $\mathcal{G}_{\delta ^\circ }$ on constituents of $\mathrm{R}_{\mathbf{L}}^{\mathbf{G}}(\delta )$. However, it could happen that $\mathcal{G}_{\chi ^\circ }$ is not contained in $\mathcal{G}_{\delta ^\circ }$. Lemma 2.5 solves this problem under the assumption that $\sigma$ centralizes the relative Weyl group of $\mathbf{L}$.
2.1. Descent of scalars
Let us from now on assume that $\mathbf{G}$ is a connected reductive group with Frobenius endomorphism $F: \mathbf{G} \to \mathbf{G}$. If $\mathbf{H}$ is an $F$-stable subgroup of $\mathbf{G}$ then we write $H$ for the set $\mathbf{H}^F$ of $F$-fixed points.
We assume that $F_0: \mathbf{G} \to \mathbf{G}$ is a Frobenius endomorphism satisfying $F_0^r=F$ for some positive integer $r$. For an $F_0$-stable subgroup $\mathbf{H}$ of $\mathbf{G}$, we consider $\underline{\mathbf{H}}= \mathbf{H}^r$ with Frobenius endomorphism $F_0 \times \dots \times F_0: \underline{\mathbf{H}} \to \underline{\mathbf{H}}$ which we also denote by $F_0$ and the permutation
The projection map $\mathrm{pr}: \underline{\mathbf{H}} \to \mathbf{H}$ onto the first coordinate then yields an isomorphism $\underline{\mathbf{H}}^{\pi F_0} \cong \mathbf{H}^{F}$ and the automorphism $\pi \in \mathrm{Aut}(\underline{\mathbf{G}}^{ \pi F_0})$ corresponds to $F_0^{-1} \in \mathrm{Aut}(\mathbf{G}^F)$ under this isomorphism. Moreover, $\mathrm{pr}$ induces a bijection $\mathrm{pr}^\vee : \mathrm{Irr}(\mathbf{H}^F) \to \mathrm{Irr}(\underline{\mathbf{H}}^{\pi F_0})$ on the level of characters.
Note that $\pi$ is a quasi-central automorphism of $\mathbf{G}$. We fix an $F_0$-stable parabolic subgroup $\mathbf{P}$ of $\mathbf{G}$ with $F_0$-stable Levi subgroup $\mathbf{L}$. We assume for the remainder of this section that $F_0$ centralizes the relative Weyl group $\mathrm{N}_{G}(\mathbf{L})/L$. This implies that the projection map $\mathrm{pr}$ maps $\mathrm{N}_{\underline{\mathbf{G}}^{\pi F_0}}(\underline{\mathbf{L}} \langle \pi \rangle )$ onto $\mathrm{N}_{G}(\mathbf{L})$.
For any $F_0$-stable subgroup $H$ of $G$ we set $\hat{H}\coloneq H \langle F_0 \rangle$. We define a generalized Harish-Chandra induction
and by construction we obtain $\mathrm{pr}^\vee \mathrm{R}_{\hat{L}}^{\hat{G}}=\mathrm{R}_{\underline{\mathbf{L}} \langle \pi \rangle }^{\underline{\mathbf{G}} \langle \pi \rangle } \mathrm{pr}^\vee$. With this notation, we can reformulate Proposition 2.3:
In particular, we obtain the following consequence of Lemma 2.5.
3. Principal series
In the situation of Theorem A, most of the characters that we are concerned with will lie in the principal series, so we present here some consequences of the previous section in that situation. We begin with the following, which will be useful on the “local” side.
Let $\mathbf{G}$,$F$, and $F_0$ be as in Section 2.1 so that $G=\mathbf{G}^F$ is defined over $\mathbb{F}_q$, and let $\mathbf{T}\leq \mathbf{B}$ be an $F$-stable maximal torus and Borel subgroup, respectively, in $\mathbf{G}$ such that $F_0$ centralizes $N/T$, where $T\coloneq {\mathbf{T}}^F$ and $N\coloneq \mathrm{N}_G(\mathbf{T})$. We will write $\hat{T}\coloneq T\langle F_0\rangle$,$\hat{G}\coloneq G\langle F_0\rangle$, and $\hat{N}\coloneq N\langle F_0\rangle$, as before.
Let $\mathbf{G}\hookrightarrow \widetilde{\mathbf{G}}$ be a regular embedding, as in Reference CE04, (15.1), and let $\widetilde{\mathbf{T}}$ be an $F$-stable maximally split torus of $\widetilde{\mathbf{G}}$ such that $\mathbf{T}=\widetilde{\mathbf{T}}\cap \mathbf{G}$. Write $\widetilde{T}\coloneq \widetilde{\mathbf{T}}^F$ and $\widetilde{G}\coloneq \widetilde{\mathbf{G}}^F$. Then $\widetilde{G}$, and hence $\widetilde{T}$, induces the so-called diagonal automorphisms on $G$.
For $\delta \in \mathrm{Irr}(T)$, the principal series $\mathcal{E}(G, (T, \delta ))$ is the Harish-Chandra series of $G$ corresponding to $(T, \delta )$, and is in bijection with the set of irreducible characters of $N_\delta /T$. We write $\mathrm{R}_{\mathbf{T}}^{\mathbf{G}}(\delta )_{\eta }$ as in Reference MS16, 4.D for the character in $\mathcal{E}(G, (T, \delta ))$ corresponding to $\eta \in \mathrm{Irr}(N_{\delta }/T)$.
For finite groups $X\vartriangleleft Y$, if every character $\theta \in \mathrm{Irr}(X)$ extends to its inertia group $Y_\theta$, then by an extension map with respect to $X\vartriangleleft Y$, we mean a map $\Lambda \colon \mathrm{Irr}(X)\rightarrow \bigcup _{\theta \in \mathrm{Irr}(X)} \mathrm{Irr}(Y_\theta )$ such that $\Lambda (\theta )\in \mathrm{Irr}(Y_\theta )$ is an extension of $\theta$ for each $\theta \in \mathrm{Irr}(X)$.
4. Extensions and the inductive McKay–Navarro conditions
Let $S$ be a non-abelian finite simple group and $\ell$ a prime dividing $|S|$. Let $H$ be a universal covering group of $S$ and $P\in \mathrm{Syl}_\ell (H)$. Write $\mathcal{H}\coloneq \mathcal{H}_\ell$. The inductive McKay–Navarro conditions Reference NSV20, Definition 3.1 (referred to there as inductive Galois–McKay conditions) require an $\mathrm{Aut}(H)_P$-stable subgroup $\mathrm{N}_H(P)\leq M<H$ and an $\mathcal{H}\times \mathrm{Aut}(H)_P$-equivariant bijection $\Omega \colon \mathrm{Irr}_{\ell '}(H)\rightarrow \mathrm{Irr}_{p'}(M)$ such that, roughly speaking, the projective representations extending any $\chi \in \mathrm{Irr}_{\ell '}(H)$ to its inertia subgroup in $H\rtimes \mathrm{Aut}(H)_{P, \chi ^{\mathcal{H}}}$ and $\Omega (\chi )$ to its inertia subgroup in $M\rtimes \mathrm{Aut}(H)_{P, \chi ^{\mathcal{H}}}$ behave similarly when twisted by an element of $(M\rtimes \mathrm{Aut}(H)_{P, \chi ^{\mathcal{H}}}\times \mathcal{H})_\chi$. (See Reference NSV20, Definitions 1.5 and 3.1 for the precise definition.) Here $\chi ^\mathcal{H}$ is the $\mathcal{H}$-orbit of $\chi$.
In our situation of Theorem A, the second author has proven in Reference SF21 that the groups $M$ and bijections $\Omega$ from Reference Mal07Reference Mal08Reference MS16 for the inductive McKay conditions are indeed $\mathcal{H}$-equivariant. Hence here we must study the behavior of the projective representations under the appropriate twists. We recall the statement of Reference NSV20, Lemma 1.4, which makes this idea more precise:
Given the main results of Reference MS16Reference SF21, our primary remaining obstruction to proving Theorem A is in working with the characters $\mu _{g\tau }$ as in Lemma 4.1. If $\theta$ extends to $Y_\theta$, then $\mu _{g\tau }$ is just the linear character guaranteed by Gallagher’s theorem Reference Isa06, Corollary 6.17. In this situation, our main task will be to prove part (iv) of Reference NSV20, Definition 1.5 for certain triples, which, roughly speaking, will require that the characters $\mu _{g\tau }$ for $g\tau \in (M\rtimes \mathrm{Aut}(H)_{P, \chi ^{\mathcal{H}}}\times \mathcal{H})_\chi$ are the same on either side of the bijection $\Omega$ when $\chi$ and $\Omega (\chi )$ (or their corresponding projective representations) are extended to their inertia groups in $M\rtimes \mathrm{Aut}(H)_{P, \chi ^\mathcal{H}}$ and $H\rtimes \mathrm{Aut}(H)_{P, \chi ^\mathcal{H}}$, respectively. We will assume throughout, without loss of generality, that all linear representations are realized over the field $\mathbb{Q}^{\mathrm{ab}}$.
4.1. Further notation
Keep the notation for $T=\mathbf{T}^F$,$G=\mathbf{G}^F$, and $N$, from Section 3 and further assume that $\mathbf{G}$ is simple of simply connected type. If $\mathrm{Z}(G)=1$, write $\widetilde{\mathbf{G}}=\mathbf{G}$,$\widetilde{G}=G$,$\widetilde{\mathbf{T}}=\mathbf{T}$, and $\widetilde{T}\coloneq T$, and if $\mathrm{Z}(G)\neq 1$, let $\mathbf{G} \hookrightarrow \widetilde{\mathbf{G}}$ be a regular embedding and let $\widetilde{G}\coloneq {\widetilde{\mathbf{G}}}^F$ and $\widetilde{T}\coloneq \widetilde{\mathbf{T}}^F$ as before. Note that for an appropriate group $D$ generated by field and graph automorphisms, we have $\widetilde{G}\rtimes D$ induces $\mathrm{Aut}(G)$.
Let $d\coloneq d_\ell (q)$ be the order of $q$ modulo $\ell$ for $\ell$ odd, or the order of $q$ modulo 4 for $\ell =2$, and suppose that $d\in \{1, 2\}$. Let $\mathbf{S}_0$ be a Sylow $d$-torus for $(\mathbf{G}, F)$ and write $N_0\coloneq \mathrm{N}_{G}(\mathbf{S}_0)$ and $\widetilde{N}_0\coloneq \mathrm{N}_{\widetilde{G}}(\mathbf{S}_0)$.
4.2. The characters $\mu _{g\tau }$ in our situation
Let $\widetilde{X} \in \{ \widetilde{G}, \widetilde{N}_0 \}$ and $X\coloneq G \cap \tilde{X}\in \{G, N_0\}$. Suppose that $\psi \in \mathrm{Irr}(X)$ is a character such that $(\widetilde{X} D)_\psi =\widetilde{X}_\psi D_\psi$ and such that $\psi$ extends to ${X} D_\psi$. Note that since restrictions of irreducible characters from $\widetilde{G}$ to $G$ are multiplicity-free by the work of Lusztig and the same is true for $\widetilde{N}_0$ to $N_0$ by Reference MS16, Corollary 3.21, we also have $\psi$ extends to $\widetilde{X}_\psi$.
Let $\mathcal{D}$ be a representation affording $\psi$ and let $\mathcal{D}_1$, respectively $\mathcal{D}_2$, be the representation of $\widetilde{X}_{\psi }$, respectively $X D_\psi$, extending $\mathcal{D}$. For $i=1,2$ we let $\psi _i$ be the character of the representation $\mathcal{D}_i$. Then we define $\mathcal{P}$ to be the projective representation of $(\widetilde{X}D)_{\psi }$ above $\psi$ given by
We fix some notation to be used throughout our proof of Theorem A in the case of the symplectic groups. Let $q$ be a power of an odd prime $p$ and let $S\coloneq \operatorname {PSp}_{2n}(q)$ with $n\geq 1$ be one of the simple symplectic groups. Let $G\coloneq \operatorname {Sp}_{2n}(q)$ and $\widetilde{G}\coloneq \operatorname {CSp}_{2n}(q)$, so that $G$ is a universal covering group for $S$ unless $(n,q)=(1,9)$, and $\widetilde{G}\rtimes D$ with $D=\langle F_p\rangle$ induces all automorphisms on $G$. Here $F_p$ is the field automorphism induced by the map $x\mapsto x^p$ in $\mathbb{F}_q$.
Note that for $n=1$, we have $S\cong \operatorname {PSL}_2(q)$,$G\cong \operatorname {SL}_2(q)$, and $\widetilde{G}\cong \operatorname {GL}_2(q)$. We begin with a lemma to help in this case.
Now, letting $P\in \mathrm{Syl}_2(G)$, there is an appropriate $\mathrm{Aut}(G)_P$-stable subgroup $M$ satisfying $\mathrm{N}_{G}(P)\leq M<G$, defined as in Reference IMN07, Theorem 15.3 if $n=1$,Reference Mal07, Theorem 7.8 if $q\equiv 1\pmod 8$ with $n\geq 2$, and as in Reference Mal08, Section 4.4 otherwise. Throughout the next proof, we let $M$ be this group.
We keep the notation of Section 4.1. We now assume that $S=G/Z(G)$ is one of the simple groups listed in Theorem A. Then $\widetilde{G}D$, where $D$ is a well-chosen group of field and graph automorphisms, induces all automorphisms of $S$.
It will also be useful to keep the notation of Reference SF21, Section 2.2, so that $v\in \mathbf{G}$ is the canonical representative in the extended Weyl group of $G$ of the longest element in the Weyl group $\mathbf{W}\coloneq \mathrm{N}_\mathbf{G}(\mathbf{T})/\mathbf{T}$, which induces an isomorphism $G\cong \mathbf{G}^{vF}$;$\mathbf{T}=\mathrm{N}_\mathbf{G}(\mathbf{S})$ for a Sylow $d$-torus$\mathbf{S}$ of $(\mathbf{G}, vF)$;$T_1\coloneq \mathbf{T}^{vF}$; and $N_1\coloneq \mathrm{N}_{\mathbf{G}^{vF}}(\mathbf{S})$. Further let $\widetilde{N}_1\coloneq \mathrm{N}_{\widetilde{\mathbf{G}}^{vF}}(\mathbf{S})$. (We remark that when $d=1$, we have $T_1=T$,$N_1=N$, and $\widetilde{N}_1=\mathrm{N}_{\widetilde{G}}(\mathbf{T})$.)
Acknowledgments
The authors thank G. Malle for helpful comments on an early preprint, as well as the anonymous referee for their careful reading and comments that improved the exposition.
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Reference [Ruh21]
Lucas Ruhstorfer, The Navarro refinement of the McKay conjecture for finite groups of Lie type in defining characteristic, J. Algebra 582 (2021), 177–205, DOI 10.1016/j.jalgebra.2021.04.025. MR4259262, Show rawAMSref\bib{ruhstorfer}{article}{
label={Ruh21},
author={Ruhstorfer, Lucas},
title={The Navarro refinement of the McKay conjecture for finite groups of Lie type in defining characteristic},
journal={J. Algebra},
volume={582},
date={2021},
pages={177--205},
issn={0021-8693},
review={\MR {4259262}},
doi={10.1016/j.jalgebra.2021.04.025},
}
Reference [SF19]
A. A. Schaeffer Fry, Galois automorphisms on Harish-Chandra series and Navarro’s self-normalizing Sylow 2-subgroup conjecture, Trans. Amer. Math. Soc. 372 (2019), no. 1, 457–483, DOI 10.1090/tran/7590. MR3968776, Show rawAMSref\bib{SFgaloisHC}{article}{
label={SF19},
author={Schaeffer Fry, A. A.},
title={Galois automorphisms on Harish-Chandra series and Navarro's self-normalizing Sylow 2-subgroup conjecture},
journal={Trans. Amer. Math. Soc.},
volume={372},
date={2019},
number={1},
pages={457--483},
issn={0002-9947},
review={\MR {3968776}},
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A. A. Schaeffer Fry, Galois-equivariant McKay bijections for primes dividing $q-1$, Israel J. Math., 2021, Online first, https://doi.org/10.1007/s11856-021-2266-2.
Reference [SFT20]
A. A. Schaeffer Fry and Jay Taylor, Galois automorphisms and classical groups, Preprint, arXiv:2005.14088, 2020.
The authors were supported by the Isaac Newton Institute for Mathematical Sciences in Cambridge and the organizers of the Spring 2020 INI program Groups, Representations, and Applications: New Perspectives, EPSRC grant EP/R014604/1, where this work began.
The second author was supported by the National Science Foundation (Award Nos. DMS-1801156 and DMS-2100912).
Show rawAMSref\bib{4412275}{article}{
author={Ruhstorfer, L.},
author={Schaeffer Fry, A.},
title={The inductive McKay--Navarro conditions for the prime 2 and some groups of Lie type},
journal={Proc. Amer. Math. Soc. Ser. B},
volume={9},
number={20},
date={2022},
pages={204-220},
issn={2330-1511},
review={4412275},
doi={10.1090/bproc/123},
}
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