A modular construction of unramified -extensions of

By Jaclyn Lang and Preston Wake

Abstract

We show that for primes with , the class number of is divisible by . Our methods are via congruences between Eisenstein series and cusp forms. In particular, we show that when , there is always a cusp form of weight and level whose th Fourier coefficient is congruent to modulo a prime above , for all primes . We use the Galois representation of such a cusp form to explicitly construct an unramified degree- extension of .

1. Introduction

Throughout this paper, and denote prime numbers such that .

1.1. Main results

We give a proof of the following theorem via congruences between Eisenstein series and cuspidal modular forms.

Theorem A.

If then divides the class number of .

This was first proven by Iimura Reference Iim86, Corollary to Theorem 2.3Footnote1. An alternate proof of Theorem A using Galois cohomology was sketched by Calegari on his blog Reference Cal17. Calegari asks whether there is a direct proof of Theorem A and whether there is “an easy way to construct the relevant unramified extension of degree ”. The purpose of this paper is to do exactly that.

1

We were unaware of the work of Iimura when writing an earlier draft of this article. Theorem A was conjectured by Kobayashi Reference Kob16, Conjecture 1, to whom the result of Iimura was apparently also unknown.

We give an explicit construction of the corresponding unramified extension of degree of using the Galois representation of a modular form. Explicitly, we prove the following.

Theorem B.

Assume that .

(a)

There is a newform of weight and level and a prime ideal over in the ring of integers of the Hecke field of such that for all primes ,

(b)

Moreover, if is the largest integer such that for all primes and denotes the trace of the Galois representation of , then

where is a nontrivial everywhere unramified character with and is the -adic cyclotomic character.

Note that Theorem B implies Theorem A by class field theory, because cuts out a degree- unramified extension of . Theorem B may be thought of as an explicit version of Theorem A because the Fourier coefficients of the newform can often be efficiently computed. Extra information about the class field of can be read off from this data, as we illustrate in Section 3.2.

The values on the right hand side of Equation 1 are the Hecke eigenvalues of an Eisenstein series, so we say that a form satisfying Equation 1 for all primes is congruent to an Eisenstein series, and say Equation 1 is an Eisenstein congruence, modulo .

The idea of using Eisenstein congruences to construct unramified extensions goes back to the seminal work of Ribet Reference Rib76 in which he used this idea to prove the converse to Herbrand’s theorem. Variants of Ribet’s method have been used to great effect to construct interesting cohomology classes (see, for instance, Reference MW84 or Reference DDP11). In our situation, the cohomology class produced from Ribet’s method is something we already know: it is the Kummer class cutting out the extension . The novel idea here is that when we restrict our Galois representation to the Galois group of the splitting field of this cohomology class, then the representation becomes extra reducible, as expressed in Equation 2. For an application of extra reducibility in another context, see Reference Wak22.

Remark 1.1.

For level with prime, Mazur Reference Maz77, Proposition II.9.7, pg. 96 gave a necessary and sufficient condition for an Eisenstein congruence to exist. For squarefree , partial necessary and sufficient conditions have been found by Ribet Reference Rib10 (see also Reference Yoo19a) using geometry of modular Jacobians, and by the second author and Wang-Erickson Reference WWE21 using Galois deformation theory. For some nonsquarefree , sufficient conditions have been proven by Martin Reference Mar17 using Jacquet–Langlands theory and necessary conditions by Yoo Reference Yoo19b using geometry of modular Jacobians. However, both those works do not consider the case where is the square of a prime. The case where is the square of a prime has been considered by Gross–Lubin Reference GL86 and Calegari Reference Cal06, but only when .

1.2. The case

To understand the context for Theorems A and B, we recall what is known in the case when — a congruence condition we impose throughout Section 1.2. In this case, it is easy to see that — the -torsion in the class group of — is nontrivial: there is a degree- subextension of and is unramified. Letting

we can see , but the exact value of is interesting. In particular, it is interesting to ask when , or, in other words, when there is an unramified -extension of that is not explained by genus theory.

On the modular forms side, Mazur Reference Maz77, Proposition II.9.7 proved that there is a cusp form of weight and level that is congruent to the Eisenstein series modulo if and only if . Letting denote the completion of the space of cusp forms at the Eisenstein maximal ideal, and letting

Mazur’s result implies , but he also asked about the significance of in general Reference Maz77, Section II.19, page 140.

The first result about was obtained by Mazur Reference Maz77, Proposition II.19.2, pg. 140, who showed that if and only if the Weil pairing on has a certain property. Merel used modular symbols and Mazur’s result to prove a remarkable numerical criterion for to equal Reference Mer96, Théorème 2. Recently, Lecouturier has greatly generalized Merel’s techniques to relate the value of to “higher Merel invariants”.

Calegari and Emerton Reference CE05 were the first to find a relationship between and . They proved

using Galois deformation theory and explicit class field theory. Later, Lecouturier Reference Lec18 used Merel’s result to give a new proof of Equation 3 by purely algebraic-number-theoretic methods.

The second author and Wang-Erickson refined Calegari and Emerton’s method to precisely determine the value of in terms of vanishing of a certain cup product (or, more generally, Massey product) in Galois cohomology Reference WWE20. In particular, they show that if and only if a certain cup product vanishes Reference WWE20, Theorem 1.2.1. They also show that the vanishing of this cup product implies , hence giving a new proof of Equation 3. Schaefer and Stubley Reference SS19 built upon this cup product technique and the results of Reference Lec18 to prove more precise bounds on .

1.3. Comparing and

When , in contrast to the previous section, the genus field of is trivial. Hence Theorem A is analogous to in Section 1.2.

When , then Mazur’s results imply that is trivial. Instead, we study and Theorem B implies that this is nontrivial. We think of this as being analogous to of the previous section.

The surprising thing is that, although and do not always hold for , their analogs for do always hold. Just as and are related to the vanishing of a cup product, their analogs for are also related to the vanishing of a cup product. The difference is that, when , the relevant cup product always vanishes because the codomain group vanishes. Indeed, this is the observation that Calegari made after attending a lecture by the second author about the work of Reference WWE20 explaining the relation between cup products and the class group of that allowed him to give a Galois cohomology proof of Theorem A using the methods of Reference WWE20.

1.4. Eisenstein congruences in the case

The purpose of this paper is to show that, just as in Reference WWE20, the abstract Galois cochain used in Reference Cal17 actually appears in the Galois representation associated to a newform. The newform we need has to be congruent to an Eisenstein series, but Mazur’s theorem implies that there is no such newform of level when . Our motivation came from considering the obstruction, from the point of view of Galois deformation theory, to producing the relevant Galois representation. The observation we made is that there is no obstruction to producing such a representation that is unramified outside and ; the only obstruction comes from making it be Steinberg at . Consequently, if we relax the local condition at by considering forms of level , we expect to find a newform that is congruent to the Eisenstein series. Although these deformation-theoretic considerations led us to conjecture that Theorem B should be true, the proof does not use deformation theory; it is a direct computation using Eisenstein series.

Remark 1.2.

In fact, Iimura’s result Reference Iim86, Corollary to Theorem 2.3 implies that for any -power-free positive integer , the -rank of the class group of is bounded below by the number of distinct prime divisors of that are congruent to modulo . Calegari explains how to use cup products to prove a result in this direction as well Reference Cal17. We believe a modular approach is also possible by combining the methods of the current paper with those of the second author and Wang-Erickson in Reference WWE21, but we have elected not to do so in this paper for simplicity.

1.5. Layout

In Section 2 we establish the Eisenstein congruence promised in Theorem B(a). There are no Galois representations in this section; the main calculation is to compute the constant terms at the cusps of an Eisenstein series. We then derive the consequences of this congruence for Galois representations and the class group of in Section 3, thus proving Theorem B(b) and hence Theorem A. We end by showing, in Section 3.2, how explicit information about the Fourier coefficients of the modular form found in Theorem B gives explicit information about the primes that split in the class field of , thus demonstrating the advantages of a modular proof of Theorem A.

Notation.

For a positive integer , let denote a primitive th root of unity. When is a subset of , we write for the subset of with positive determinant. For a field of characteristic 0, fix an algebraic closure . Write , which we may implicitly view as a subgroup of when is a number field. Let denote the Galois group of the maximal extension of that is unramified outside . We fix an embedding and let denote the corresponding inertia subgroup of . Let be the -adic cyclotomic character and its mod reduction. We write for the elements in that are integral over . If is a scheme, then denotes its structure sheaf.

2. Eisenstein series and residues

In this section we prove Theorem B(a). To do this, we need to consider an Eisenstein series of weight and level with -eigenvalue for all primes . There is a 2-dimensional space of such Eisenstein series; we consider -eigenvalues to narrow the search. Since Mazur’s result Reference Maz77, Proposition II.9.7, pg. 96 implies that any cusp form satisfying Equation 1 cannot come from level (that is, must be new of level ), we know that , if it exists, must have -eigenvalue . Hence we only consider Eisenstein series with -eigenvalue , and this gives us a unique normalized form we call .

Now we continue by a standard argument. We show that the residue of at each cusp of is divisible by . This residue calculation is done by computing the Hecke action on the cusps, which suffices since is an eigenform and the residue map is Hecke equivariant. We show that the part of the module of degree-0 divisors supported on the cusps with the same Hecke eigenvalues as is generated by the residue of another modular form . Thus the residue of must be a constant times the residue of , and we show is divisible by by computing the residue of at the zero cusp. Hence is a cusp form that is congruent to modulo , which implies that the maximal ideal of the Hecke algebra generated by and the annihilator of is contained in the support of the cuspidal Hecke algebra. Since the cuspidal Hecke algebra is finite-flat over , this implies that it has a height one prime ideal contained in this maximal ideal, and this height one prime corresponds to the cuspidal eigenform required in Theorem B(a).

2.1. The modular curve and its cusps

Recall that and always denote distinct primes, and . Define

which acts on the upper half complex plane by Möbius transformations. The open Riemann surface can be compactified to by adding the cusps . The complex curves descend to and admit a smooth model over . Let denote the base change of these smooth models to .

Let denote the scheme of cusps on . A standard calculation shows that there are geometric points of Reference DS05, §3.8, all defined over Reference DR73, §VI.5, represented by the following elements in :

We sometimes conflate with its set of geometric points. It will be convenient to consider as the indexing set for the set . For , we define to be the class of , where such that . Similarly, write for the cusp to avoid confusion. We write for the divisor group supported on the cusps and for the degree-0 part.

2.2. Modular forms and the residue sequence

Let be the invertible sheaf of 1-forms on over . Viewing as a divisor on we have the sheaf of 1-forms on where we allow simple poles at . Define the space of modular forms (respectively, cusp forms) of weight 2 and level with coefficients in by (respectively, ). Note that this definition is compatible with the usual definition. That is, fixing an isomorphism , we can identify with the subspace of whose -expansions have -coefficients since Reference Maz77, Lemma II.4.5.

Proposition 2.1.

There is an exact sequence

where sends a modular form to the formal sum of its residues at the cusps, and is the sum map.

Proof.

This is certainly well known, though we could only find a convenient reference when the coefficients are a field, namely Reference Oht99, Lemma 3.1.13(ii). The proof comes from the long exact sequence in cohomology associated to the exact sequence of sheaves coming from the inclusions for , namely

The main thing that needs to be checked is that , which follows from the fact that is a smooth curve over .

We briefly recall the formula for the residue map in terms of constant terms of -expansions of modular forms; see Reference Oht99, §4.5 for more details. Given , its width is a positive integer such that, up to sign, the stabilizer of in can be conjugated to

In our case, has width 1, has width , and all the other cusps of have width . The Fourier expansion of at is of the form

and

That is, writing for the coefficient of in , we have . Note that for the cusp , the Atkin-Lehner involution incorporates the width of , and hence .

2.3. Hecke operators

The Hecke operators for primes and act on and this action preserves . By sequence Equation 5, this gives an induced action on . In fact, this action extends to in a way that makes Equation 5 Hecke-equivariant, as Proposition 2.2 makes explicit. While the proof is quite standard, we include a sketch to warn the reader that the -action is not the “standard” one, but rather the adjoint action.

Proposition 2.2.

Define an action of the Hecke operators with and on as follows:

(1)

For a prime and let

(2)

For let

Then sequence Equation 5 is Hecke-equivariant.

Proof.

Note that, to prove the proposition, it suffices to work with -coefficients (or even -coefficients), so this is entirely classical. To explain why the adjoint of the “standard” action appears, we must fix our conventions for Hecke operators.

For any , let . Then we have two maps :

Define as an operator on all of the cohomology groups in Equation 6 (base-changed to ). For any prime , let , and let and define . With this definition, it is clear that Equation 5 is Hecke-equivariant. To prove the proposition, it remains to see what this action is on .

We now consider the standard action of Hecke operators on . We have the identifications

where is the upper-triangular Borel. The inverse of the first map is given by sending the class of to , and the second map is induced by the natural inclusion . For an element , let denote its class. For , the standard action of on is given by , where .

The key observation, which we learned from Reference Oht99, Proposition 3.4.12, is that the identification of with swaps standard Hecke operators with their adjoints. (Intuitively, this is because

is the Serre-dual of .) Equivalently, to make Equation 5 Hecke-equivariant, has to act on via the standard action of , where .

Given this, the proposition follows from the following two lemmas, whose simple proofs we omit.

Lemma 2.3.

For a prime , let .

(1)

Let be a prime. A set of representatives for is given by together with any matrices of the form

where and ranges over a set of representatives of .

(2)

A set of representatives for is given by the matrices

for , …, .

Lemma 2.4.

For an element , we can determine its class in as follows. If then the class of is . If , write with coprime.

If , then the class of is ;

if , then the class of is ;

if with , then the class of is .

2.4. Eisenstein series

To prove Theorem B(a), we consider congruences between elements of and an Eisenstein series with -eigenvalue for all primes . There are two such Eisenstein series in , both old forms. We write them explicitly.

Define

where . It is nearly holomorphic of weight 2 and level . Then

defines the unique Eisenstein series of weight and level ; its -eigenvalue is for all primes and its -eigenvalue is . The constant term of is . Let

which has -eigenvalue for all primes and -eigenvalue . The constant term of its -expansion at is .

To understand congruences between these Eisenstein series and elements in , we need to calculate the constant terms of their -expansions at all cusps, not only . To do this, we make use of the Hecke action on the residue sequence Equation 5.

Let be the -subalgebra of generated by for and , and let be the subalgebra generated just by the . We consider as a -module via the action described in Proposition 2.2, so there is an exact sequence of -modules

Let be the ideal of generated by the elements for prime and , which is maximal. Write

Proposition 2.5.

When , the localization is a free -module of rank 2 with basis

that is annihilated by . Moreover, acts by and .

Proof.

Set . Let be the -span of and in . The facts that is annihilated by and acts as described follow from Proposition 2.2. Since , the same lemma shows that the section that is the identity on and sends to for is -equivariant. Letting , we have a -equivariant splitting .

To complete the proof, it is enough to show that . Indeed, this implies that , from which we deduce that since is an Artin local ring, and hence .

Suppose is annihilated by . Equivalently, is annihilated by for all primes . We will use the formulas from Proposition 2.2 to show this implies that for all . Hence we will have

To show that for all , choose a prime such that and such that is a primitive root modulo . Then, since , we have for all . Since is a primitive root, this implies that if is a square, and if is a nonsquare. Now take to be a prime that is a not a square modulo . Then, since , we have

Since is not a square, , so we have

which implies because . Hence for all , so is in .

Corollary 2.6.

We have and .

Proof.

Since is Hecke equivariant, it follows that , and , where and . This proves the claim for . Letting be the Atkin-Lehner operator, we can calculate . As , we see that and hence .

For , let be the maximal ideal generated by and . We consider the localizations at these two maximal ideals. Write and so that . The results about and below are due to Mazur Reference Maz77; we include them simply to draw parallels between the cases when and .

Lemma 2.7.

For , we have if and only if there is a form such that for all .

Proof.

This follows from the Deligne–Serre lifting lemma Reference DS74, Lemma 6.11.

Theorem 2.8.

Assume . Then and there is a -equivariant short exact sequence

Moreover, if and only if .

In particular, there exists such that for all primes if and only if .

Proof.

Suppose that . Then, by Lemma 2.7, there is an with for all . Since is not , this implies that there is a nonzero constant in , a contradiction.

The exact sequence Equation 8 follows directly from Equation 7 and Proposition 2.5. If , then let be such that and let . Then and, since , we have . Note that since and so since the latter does not have integral coefficients.

Conversely, suppose that and, for the sake of contradiction, that . Let be the reduction of modulo . By Lemma 2.7, there is an with for all . Since also , this implies that by the -expansion principle. This implies , but by Corollary 2.6, a contradiction.

For the final statement, simply note that such an must belong to and that

since and are the only maximal ideals of containing .

Now set and let be the maximal quotient of acting faithfully on . Recall that by duality, minimal prime ideals of are in one-to-one correspondence with Galois conjugacy classes of normalized eigenforms in that are congruent to modulo the unique prime above in the -adic ring . By Theorem 2.8, we know that when . Moreover, we know that the eigenform corresponding to any minimal prime must be a newform because, by Mazur’s theorem, there are no oldforms that are congruent to . Thus we have the following corollary, which gives Theorem B(a).

Corollary 2.9.

Assume that . Then there is a newform of weight and level and a prime ideal over in the ring of integers of the Hecke field of such that for all primes .

Remark 2.10.

Let be the image of in . Just as in Reference WWE20, Lemma 3.2.2, the exact sequence Equation 8 together with duality imply that the map given by induces an isomorphism and moreover that the natural map is an isomorphism. In particular, we see that if and only if .

3. An unramified -extension of when

In this section we use a congruence between a cusp form and the Eisenstein series from Corollary 2.9 to give a modular construction of a degree- unramified extension of when , thus proving Theorem A and Theorem B(b). Throughout this section we assume .

As in Corollary 2.9, fix an eigenform that is congruent to modulo the prime lying over . Let be the field generated by the Hecke eigenvalues of , its ring of integers, a uniformizer, and . Let be the largest integer such that , so is the largest integer such that for all primes . The goal of this section is to prove Theorem B(b), which in turn implies Theorem A. In particular, we show the following.

Theorem 3.1.

There is character that is everywhere unramified, has order , and satisfies .

A key observation is Lemma 3.3, where we use Ribet’s method to produce a cocycle from the Galois representation of the Eisenstein-congruent cusp form and identify it as the Kummer cocycle cutting out the extension . Crucial to this identification is the fact that the level of the cusp form is prime-to-, so the Galois representation is crystalline at . In this case, the crystalline property forces the mod- reduction to be finie in the sense of Serre’s conjecture Reference Ser87, which allows us to explicitly identify the cocycle.

3.1. Constructing an unramified -extension

We recall a Galois-theoretic interpretation of the integer . Let the Galois representation corresponding to and let be its trace. Recall the reducibility ideal of , as defined in Reference BC09, Section 1.5: it is the smallest ideal such that for characters .

Lemma 3.2.

The reducibility ideal of is .

Proof.

Let be the reducibility ideal of and write for characters . Since , we can write and for a character with . In particular, has -power order. We claim that is trivial. Assuming this claim, we see that for the largest integer such that , so by Chebotarov density.

To see that is trivial, note that is ordinary since . Hence we have , so we see that is unramified at . Then factors through the maximal unramified-outside- abelian pro- extension of , which is trivial since . Hence is trivial.

For a -stable -lattice , let denote the corresponding representation. Recall the isomorphism of Kummer theory. For , we say that a cocycle is a Kummer cocycle for if the class of corresponds to under the Kummer isomorphism. Choices of are given by for a choice of th root of .

Lemma 3.3.

There is a -stable lattice such that

where is a Kummer cocycle for . Moreover, writing , the set generates .

Proof.

Using Ribet’s lemma Reference Rib76, Proposition 2.1, we choose such that

where is a cocycle with nontrivial cohomology class. Write the entries of as . By Lemma 3.2 and Reference BC09, Proposition 1.5.1, pg. 35, we see that , where are the ideals generated by and , respectively, for all . Since is nontrivial, we see that is the unit ideal, so . From this we see that has the desired upper-triangular shape, and it remains to describe the cocycle .

The class of belongs to , which is generated by the Kummer classes and of and by Kummer theory. Note that is finie in the sense of Serre Reference Ser87 (that is, it comes from the generic fiber of a finite flat group scheme over ) since it comes from a modular form of weight 2 and level prime-to-, hence corresponds to the -torsion of an abelian variety with good reduction at . It follows that has Serre weight 2 and hence is peu ramifié Reference Ser87, Proposition 3, 4. Since is nontrivial, we see that the only way can be peu ramifié is for to be a unit multiple of , and we can change basis to ensure that has the desired form.

Fix a lattice as in Lemma 3.3, and let and . Since is the Kummer cocycle associated to , we see that , where . This implies that takes values in . Since we also know that takes values in , we see that the reducibility ideal (in the sense of Reference BC09, Section 1.5) of is contained in . This implies that

is a group homomorphism. Define a character by

Note that, since , we have , so

To complete the proof of Theorem 3.1, it suffices to prove that has order and is unramified everywhere, which we prove in the following two propositions.

Proposition 3.4.

The character is nontrivial.

Proof.

Let . Suppose, for the sake of contradiction, that is trivial. Then we have

Now choose such that , and let and write . Since , we compute that

As is normal in , we see that . Since and are units, we conclude that . Thus for any , we have .

By Lemma 3.3, we can write for a cochain such that is nontrivial. It follows that is a cocycle with nontrivial class. Then is a homomorphism cutting out a degree- extension such that acts on via . But, since we assume that is trivial, the previous paragraph shows that for all , so . But acts on via , so this implies , which contradicts .

Proposition 3.5.

The character is unramified everywhere.

Proof.

Since is unramified outside , is as well. It remains to show that is unramified at and . We first consider ramification at . By local class field theory, the maximal abelian tame quotient of the inertia group at in has order , which is prime-to- by our assumptions that and . Since the image of has order , this implies that is unramified at .

Finally, to see that is unramified at we need to show that . By Lemma 3.3 and the definition of , we can write for an additive character , and we need to show that . In this notation, Equation 9 says

On the other hand, as we noted in the proof of Lemma 3.2, the fact that is ordinary implies that . Combining these two, we have on . This is equivalent to as functions . If , then it follows that . For , choose any . Then and , so we obtain

and thus .

3.2. Explicit class field theory encoded by

Keep the notation from the previous section. In particular, are all fixed. From , there is an associated character of as in Theorem B(b), or equivalently as defined prior to Proposition 3.5. Let be the degree- extension of cut out by character , so is an everywhere unramified degree- extension. In this section we show how the Fourier coefficients of (modulo ) carry information about how primes of split in as well as when is not a th power modulo when . This explicit information shows the advantage of our modular methods compared to Calegari’s abstract cup product argument (cf. Section 1.3).

We begin by understanding how rational primes split in . For each prime , fix a discrete logarithm , so is a th power if and only if , which is automatic whenever .

Lemma 3.6.

Let be prime and let be the multiplicative order of in . If , then is inert in . Otherwise, there are primes of lying over , one with residue degree and the rest having residue degree .

Proof.

Note that the only prime factors dividing the discriminant of the order are and — the same prime divisors of the discriminant of . Thus we can understand the splitting behavior of in by considering how factors over .

First suppose , so is not a th power in . Then it is well known that is irreducible over (see Reference Lan02, Theorem VI.9.1, pg. 297, for example).

Now suppose , so for some . Using the substitution , we get

where is the cyclotomic polynomial. For the last isomorphism, note that divides but for any , so the irreducible factors of all have degree .

Proposition 3.7.

Let be prime.

(1)

If and , then , so is inert in and splits completely in (in fact, in the Hilbert class field of ).

(2)

If , then the unique prime of lying over of residue degree splits in if and only if .

Proof.

Write the character from Theorem B(b) as with an additive character. Then

Suppose that so that has a prime of lying above it of residue degree . Up to conjugation we may take . Thus by Equation 9, we have

whenever .

When , we see that if and only if . Since is cut out by , it follows that splits in if and only if , proving (2).

In contrast, when , Equation 10 shows that under the assumption that , thus establishing the contrapositive of (1). The last part of (1) follows from Lemma 3.6 and the fact that the principal ideals of are exactly those that split completely in its Hilbert class, which contains .

Remark 3.8.

Note that if a prime satisfies , then cannot generate the Eisenstein ideal since that would force the entire Eisenstein congruence to persist modulo , contradicting the definition of .

If we impose the hypothesis that the class number of is , so is its Hilbert class field, then we can further interpret our results in a classical style suggestive of results in explicit class field theory in the case of imaginary quadratic fields. While this hypothesis on the class number is certainly not always satisfied, it holds in many examples. For instance, the hypothesis holds when and

and when and .

Corollary 3.9.

Assume that has class number . Let be a prime of lying over .

(1)

If and either or , then the following are equivalent:

(a)

is a principal -ideal;

(b)

splits completely in over ;

(c)

is a norm from ;

(d)

.

(2)

If and , then is inert in and then splits in . In this case is not a norm from .

Proof.

Write , and suppose that and . The equivalence of (a) and (b) follows from the fact that the primes that split in the Hilbert class field of are exactly the principal ideals. The equivalence of (a) and (c) follows from the fact that the norm of an element is equal to the norm of the ideal it generates. The equivalence of (b) and (d) follows from the first part of Proposition 3.7.

The second part follows from Proposition 3.7 and the fact that is the Hilbert class field of .

Example 3.10.

We finish with an example when and . We compute that has class number , so Corollary 3.9 applies. In this case has LMFDB label 361.2.a.f and Hecke field . The Eisenstein congruence holds modulo , but not modulo , so in this case. Set . Table 1 contains the first sixty prime-index coefficients for . The ones in bold are those for which the Eisenstein congruence persists modulo , and the circled primes are those for which Corollary 3.9 implies that there exists a principal prime ideal of lying over . (We also circle since the principal ideal generated by clearly lies over it.) Moreover, in this example we can calculate that and hence it is easy to write the norm form explicitly. In particular, the four equivalent conditions on in Corollary 3.91 are also equivalent to

for some .

Acknowledgments

We thank Frank Calegari for asking the question that inspired this work and for his encouragement. We also thank Pedro Lemos and Samit Dasgupta for helpful conversations related to this project, Pip Goodman for bringing the paper Reference Iim86 to our attention, and Bruce Jordan, Lillian Pierce, Victor Rotger, and the anonymous referee for feedback on an earlier version.

Figures

Table 1.

Prime-index coefficients of 361.2.a.f, with

2 53 127 199
3 59 131
5 137 223
139 227
229
73 151 233
17 79 157 239
83 163 241
23 89 167 251
29 97 173
101 179 263
37 103 181 269
41 107
43 109 193 277
113

Mathematical Fragments

Theorem A.

If then divides the class number of .

Theorem B.

Assume that .

(a)

There is a newform of weight and level and a prime ideal over in the ring of integers of the Hecke field of such that for all primes ,

(b)

Moreover, if is the largest integer such that for all primes and denotes the trace of the Galois representation of , then

where is a nontrivial everywhere unramified character with and is the -adic cyclotomic character.

Equation (3)
Proposition 2.1.

There is an exact sequence

where sends a modular form to the formal sum of its residues at the cusps, and is the sum map.

Equation (6)
Proposition 2.2.

Define an action of the Hecke operators with and on as follows:

(1)

For a prime and let

(2)

For let

Then sequence Equation 5 is Hecke-equivariant.

Equation (7)
Proposition 2.5.

When , the localization is a free -module of rank 2 with basis

that is annihilated by . Moreover, acts by and .

Corollary 2.6.

We have and .

Lemma 2.7.

For , we have if and only if there is a form such that for all .

Theorem 2.8.

Assume . Then and there is a -equivariant short exact sequence

Moreover, if and only if .

In particular, there exists such that for all primes if and only if .

Corollary 2.9.

Assume that . Then there is a newform of weight and level and a prime ideal over in the ring of integers of the Hecke field of such that for all primes .

Theorem 3.1.

There is character that is everywhere unramified, has order , and satisfies .

Lemma 3.2.

The reducibility ideal of is .

Lemma 3.3.

There is a -stable lattice such that

where is a Kummer cocycle for . Moreover, writing , the set generates .

Equation (9)
Proposition 3.5.

The character is unramified everywhere.

Lemma 3.6.

Let be prime and let be the multiplicative order of in . If , then is inert in . Otherwise, there are primes of lying over , one with residue degree and the rest having residue degree .

Proposition 3.7.

Let be prime.

(1)

If and , then , so is inert in and splits completely in (in fact, in the Hilbert class field of ).

(2)

If , then the unique prime of lying over of residue degree splits in if and only if .

Equation (10)
Corollary 3.9.

Assume that has class number . Let be a prime of lying over .

(1)

If and either or , then the following are equivalent:

(a)

is a principal -ideal;

(b)

splits completely in over ;

(c)

is a norm from ;

(d)

.

(2)

If and , then is inert in and then splits in . In this case is not a norm from .

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Article Information

MSC 2020
Primary: 11F33 (Congruences for modular and -adic modular forms), 11F80 (Galois representations), 11R29 (Class numbers, class groups, discriminants), 11R37 (Class field theory)
Keywords
  • Eisenstein ideal
  • class group
  • Galois representation
Author Information
Jaclyn Lang
Temple University, Department of Mathematics, Philadelphia, PA 19122
jaclyn.lang@temple.edu
ORCID
MathSciNet
Preston Wake
Michigan State University, Department of Mathematics, East Lansing, MI 48824
wakepres@msu.edu
MathSciNet
Additional Notes

The second author was supported by the NSF grant DMS-1901867.

Communicated by
Romyar T. Sharifi
Journal Information
Proceedings of the American Mathematical Society, Series B, Volume 9, Issue 39, ISSN 2330-1511, published by the American Mathematical Society, Providence, Rhode Island.
Publication History
This article was received on , revised on , and published on .
Copyright Information
Copyright 2022 by the authors under Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 License (CC BY NC ND 4.0)
Article References
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  • DOI 10.1090/bproc/141
  • MathSciNet Review: 4503449
  • Show rawAMSref \bib{4503449}{article}{ author={Lang, Jaclyn}, author={Wake, Preston}, title={A modular construction of unramified $p$-extensions of $\mathbb{Q}(N^{1/p})$}, journal={Proc. Amer. Math. Soc. Ser. B}, volume={9}, number={39}, date={2022}, pages={415-431}, issn={2330-1511}, review={4503449}, doi={10.1090/bproc/141}, }

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