On the type of the von Neumann algebra of an open subgroup of the Neretin group
By Ryoya Arimoto
Abstract
The Neretin group $\mathcal{N}_{d, k}$ is the totally disconnected locally compact group consisting of almost automorphisms of the tree $\mathcal{T}_{d, k}$. This group has a distinguished open subgroup $\mathcal{O}_{d, k}$. We prove that this open subgroup is not of type I. This gives an alternative proof of the recent result of P.-E. Caprace, A. Le Boudec and N. Matte Bon which states that the Neretin group is not of type I, and answers their question whether $\mathcal{O}_{d, k}$ is of type I or not.
1. Introduction
The Neretin group $\mathcal{N}_{d, k}$ was introduced by Yu. A. Neretin in Reference 11 as an analogue of the diffeomorphism group of the circle. This group $\mathcal{N}_{d, k}$ consists of almost automorphisms of the tree $\mathcal{T}_{d, k}$ and is a totally disconnected locally compact Hausdorff group. It has a distinguished open subgroup $\mathcal{O}_{d, k}$; for an accurate definition, see Section 3. Recently, P.-E. Caprace, A. Le Boudec and N. Matte Bon proved that the Neretin group $\mathcal{N}_{d, k}$ is not of type I by constructing two weakly equivalent but inequivalent irreducible representations of $\mathcal{N}_{d, k}$Reference 4. In their paper, they conjectured that the subgroup $\mathcal{O}_{d, k}$ of the Neretin group $\mathcal{N}_{d, k}$ is not type I either Reference 4, Remark 4.8. Our main theorem answers their question.
This theorem gives an alternative proof of the fact that the Neretin group $\mathcal{N}_{d, k}$ is not of type I, since the type I property is inherited to open subgroups. In the proof of our main theorem, we construct a nontrivial central sequence in the corner of the group von Neumann algebra $L(\mathcal{O}_{d, k})$.
2. Preliminaries
2.1. von Neumann algebras
We refer the reader to Reference 6 for basics about von Neumann algebras. We review several topologies we use. Let $H$ be a separable Hilbert space. For $\xi \in H$, seminorms $p_{\xi }, p_{\xi }^*$ on $B(H)$ are defined by $p_{\xi }(x) = \| x \xi \|$ and $p_{\xi }^* (x) = \| x^* \xi \|$. The topology defined by these seminorms $\{ p_{\xi } \mid \xi \in H \} \cup \{ p_{\xi }^* \mid \xi \in H \}$ on $B(H)$ is called strong-$*$ operator topology. For $\{ \xi _n \} \in \ell ^2 \otimes H = \{ \{ \xi _n \} \mid \xi _n \in H, \sum _{n=1}^{\infty } \| \xi _n \| ^2 < \infty \}$, seminorms $q_{\{ \xi _n \} }, q_{\{ \xi _n \} }^*$ are defined by $q_{\{ \xi _n \} } (x) = ( \sum _{n=1}^{\infty } \| x \xi _n \| ^2 )^{\frac{1}{2}}$ and $q_{\{ \xi _n \} }^* (x) = ( \sum _{n=1}^{\infty } \| x^* \xi _n \| ^2 )^{\frac{1}{2}}$. The topology defined by these seminorms $\{ q_{\{ \xi _n \} } \mid \{ \xi _n \} \in \ell ^2 \otimes H \} \cup \{ q_{\{ \xi _n \} }^* \mid \{ \xi _n \} \in \ell ^2 \otimes H \}$ on $B(H)$ is called ultrastrong-$*$ topology. Note that these two topologies coincide on bounded subsets of $B(H)$.
We also review definitions of types of von Neumann algebras (see Reference 3, Section 1.3). A von Neumann algebra $M$ is of type I if it is isomorphic to $\prod _{j \in J} \mathcal{A}_j \mathbin{\bar{\otimes }} B(H_j)$ for some set $J$ of cardinal numbers, where $\mathcal{A} _j$ is an abelian von Neumann algebra and $H_j$ is a Hilbert space of dimension $j$. A von Neumann algebra $M$ is of type II$_\mathbf{1}$ if it has no nonzero summand of type I and there exists a separating family of normal tracial states. A von Neumann algebra $M$ is of type II$_\mathbf{\infty }$ if it has no nonzero summand of type I or $\mathrm{II_1}$ but there exists an increasing net of projections $\{ p_i \} _{i \in I} \subset M$ converging strongly to $1_M$ such that $p_i M p_i$ is of type $\mathrm{II}_1$ for every $i \in I$. A von Neumann algebra $M$ is of type II if it is a direct sum of a type II$_1$ and a type II$_{\infty }$ von Neumann algebra. A von Neumann algebra $M$ is of type III if it has no nonzero summand of type I, $\mathrm{II_1}$ or $\mathrm{II_{\infty }}$. Every von Neumann algebra $M$ has a unique decomposition $M \cong M_{\mathrm{I}} \oplus M_{\mathrm{II}} \oplus M_{\mathrm{III}}$ where $M_{\mathrm{I}}, M_{\mathrm{II}}, M_{\mathrm{III}}$ are of type I, type II, type III respectively.
We review types of von Neumann algebras from the perspective of central sequences and obtain a criterion of having no nonzero type I summand.
A. Connes showed that any type I factor has no nontrivial central sequence Reference 5, Corollary 3.10 and this fact can be easily extended to type I von Neumann algebras.
2.2. Hecke algebras
We refer the reader to Reference 9 and Reference 10 for definitions and basic properties of Hecke algebras.
Suppose $(G,H)$ is a Hecke pair and $H \backslash G$ is a discrete space. Then the Hecke algebra $\mathcal{H} (G, H)$ acts on $\ell ^2 (H \backslash G)$ from left; define $\lambda \colon \mathcal{H} (G, H) \to B(\ell ^2(H \backslash G))$ by
for $f \in \mathcal{H} (G, H)$ and $\xi \in \ell ^2 (H \backslash G)$. We may omit $\lambda$ and write $\mathcal{H} (G, H) \subset B(\ell ^2(H \backslash G))$.
Let $\rho \colon G \to B(\ell ^2 (H \backslash G))$ be the right quasi-regular representation defined by $[ \rho _s \xi ] (x) = \xi (xs)$. One can easily check that $\mathcal{H} (G, H) \subset \rho (G) '$. Moreover, one has $\mathcal{H} (G, H)'' = \rho (G) '$ (see Reference 1, Theorem 1.4). The unit vector $\delta _H \in \ell ^2 (H \backslash G)$ is a separating vector for $\mathcal{H} (G, H)$, since $\delta _H$ is a $\rho (G)$-cyclic vector. Moreover, if $R(x) = R(x^{-1})$ for every $x \in G$, then it is not hard to see that $\delta _H$ is a tracial vector, i.e., the vector state associated with $\delta _H$ is a trace on $\lambda (\mathcal{H} (G, H))$. In particular, the vector state $x \mapsto \langle x \delta _H, \delta _H \rangle$ is a faithful tracial state of $\mathcal{H} (G, H)$ for a unimodular locally compact group $G$ and its compact open subgroup $H$.
For a finite group $G$ and its subgroup $H \leq G$, note that the Hecke algebra $\mathcal{H} (G, H)$ is identical to $p_H \mathbb{C} [G] p_H$ where $p_H = \frac{1}{|H|} \sum _{h \in H} h \in \mathbb{C} [G]$ is a projection (see Reference 9, Corollary 4.4).
In this paper, topological groups are assumed to be Hausdorff. Let $G$ be a locally compact second countable group and $\mu$ be its left Haar measure. The left regular representation of $G$ is a unitary representation $\lambda \colon G \to \mathcal{U} (L^2(G))$ defined by $(\lambda _g f) (h) = f(g^{-1}h)$ for $f \in L^2(G)$ where $L^2(G)$ is a Haar square integrable function on $G$. The von Neumann algebra $\{ \lambda _g \mid g \in G \} '' \subset B(L^2(G))$ is called the group von Neumann algebra. The representation $\lambda$ extends to a representation of $L^1(G)$:$\lambda (f) g = f * g$ for $f \in L^1(G)$ and $g \in L^2(G)$.
A unitary representation $( \pi , H)$ of $G$ is called of being type I if the associated von Neumann algebra $\pi (G) '' \subset B(H)$ is of type I. A locally compact group $G$ is called of being type I if all its unitary representations are of type I. See Reference 2, Chapter 6, 7 for more details and properties of type I groups.
3. Neretin groups
Let $d, k \geq 2$ be integers and $\mathcal{T}_{d, k}$ be a rooted tree such that the root has $k$ adjacent vertices and the others have $d+1$ adjacent vertices. An almost automorphism of $\mathcal{T}_{d, k}$ is a triple $(A, B, \varphi )$ where $A, B \subset \mathcal{T}_{d, k}$ are finite subtrees containing the root with $| \partial A| = | \partial B |$ and $\varphi \colon \mathcal{T}_{d, k} \setminus A \rightarrow \mathcal{T}_{d, k} \setminus B$ is an isomorphism. The Neretin group$\mathcal{N}_{d, k}$ is the quotient of the set of all almost automorphisms by the relation which identifies two almost automorphisms $(A_1, B_1, \varphi _1), \, (A_2, B_2, \varphi _2)$ if there exists a finite subtree $\tilde{A} \subset \mathcal{T}_{d, k}$ containing the root such that $A_1, \, A_2 \subset \tilde{A}$ and $\varphi _1 | _{\mathcal{T}_{d, k} \setminus \tilde{A}} = \varphi _2 | _{\mathcal{T}_{d, k} \setminus \tilde{A}}$. One can easily check that $\mathcal{N}_{d, k}$ is a group.
Let $d$ be the graph metric on $\mathcal{T}_{d, k}$,$v_0$ be the root of $\mathcal{T}_{d, k}$ and $B_n \coloneq \{ v \in \mathcal{T}_{d, k} \mid d(v_0, v) \leq n \}$ for $n \geq 0$. Every automorphism of $\mathcal{T}_{d, k}$ leaves $B_n$ invariant. For each $n \geq 0$,$\mathcal{O}_{d, k}^{(n)}$ denotes the subgroup consisting of automorphisms on $\mathcal{T}_{d, k} \setminus B_n$ and we write $\mathcal{O}_{d, k} \coloneq \bigcup _{n=0}^{\infty } \mathcal{O}_{d, k}^{(n)}$. Each $\mathcal{O}_{d, k} ^{(n)}$ is a subgroup of $\mathcal{N}_{d, k}$ containing $K \coloneq \operatorname {Aut}{(\mathcal{T}_{d, k})}$. Let $V_n : = \partial B_n = \{ v \in \mathcal{T}_{d, k} \mid d(v, v_0) = n \}$. Note that $\mathcal{O}_{d, k} ^{(n)} \cong \operatorname {Aut}{(\mathcal{T}_{d, d})} \wr \mathfrak{S}_{|V_n|} = \operatorname {Aut}{(\mathcal{T}_{d, d})} ^{|V_n|} \rtimes \mathfrak{S}_{|V_n|}$ and $\mathcal{O}_{d, d} ^{(l)} \wr \mathfrak{S} _{|V_n|} < \mathcal{O}_{d, k} ^{(n+l)}$.
The Neretin group $\mathcal{N}_{d, k}$ admits a totally disconnected locally compact group topology such that the inclusion map $K \hookrightarrow \mathcal{N}_{d, k}$ is continuous and open Reference 7, Theorem 4.4. The Neretin group $\mathcal{N}_{d, k}$ is compactly generated and simple; see Reference 7.
The group $\mathcal{O}_{d, k}$ is an open subgroup of $\mathcal{N}_{d, k}$. It is unimodular and amenable since $\mathcal{O}_{d, k}$ is an increasing union $\bigcup _{n=1}^{\infty } \mathcal{O}_{d, k} ^{(n)}$ of its compact subgroups.
4. Proof of theorem
We normalize the Haar measure $\mu$ on $\mathcal{O}_{d, k}$ so that $\mu (K) = 1$. Let $p = \lambda (\chi _K)$ be the projection onto the subspace of left $K$-invariant functions. This subspace can be identified with $\ell ^2 (K \backslash \mathcal{O}_{d, k})$. The Hecke algebra $\mathcal{H} (\mathcal{O}_{d, k}, K) \subset B(\ell ^2 (K \backslash \mathcal{O}_{d, k}))$ is a dense subalgebra of the corner $pL(\mathcal{O}_{d, k})p \subset B(\ell ^2(K \backslash \mathcal{O}_{d, k}))$ with respect to the weak operator topology. We will show that $p L(\mathcal{O}_{d, k}) p$ is of type II.
Since $K$ acts on $V_n$, there exists a canonical group homomorphism $K \to \operatorname {Aut}{(V_n)} \cong \mathfrak{S}_{|V_n|}$. The range of this homomorphism is denoted by $P_n = \operatorname {Aut}{(B_n)} < \mathfrak{S} _{|V_n|}$. Similarly, let $Q_n$ be the range of the canonical group homomorphism $\operatorname {Aut}{(\mathcal{T}_{d, d})} \to \operatorname {Aut}{( W_n )}$, where $W_n$ is the subset $\{ v \in \mathcal{T}_{d, d} \mid d(v, v_0) = n \}$ of $\mathcal{T}_{d, d}$. One has $\mathcal{H} (\mathcal{O}_{d, k}, K) \cong \cup _{n=1}^{\infty } \mathcal{H} (\mathcal{O}_{d, k}^{(n)}, K)$ and $\mathcal{H} (\mathcal{O}_{d, k}^{(n)}, K) \cong \mathcal{H} (\mathfrak{S}_{|V_n|}, P_n)$. We use this identification freely. For finite groups $G_1, G_2$ and their subgroups $H_i < G_i$,$\mathcal{H} (G_1, H_1) \otimes \mathcal{H} (G_2, H_2) \cong \mathcal{H} (G_1 \times G_2, H_1 \times H_2)$. Proposition 2.5 for $G=\mathfrak{S} _{|V_n|}, \Gamma = P_n, V = \mathfrak{S} _{d^l}^{|V_n|}, V_0 = Q_l^{|V_n|}$ implies
for $l \in \mathbb{N}$. Moreover, Corollary 2.6 implies $(\mathcal{H} (\mathfrak{S} _{d^l}^{|V_n|}, Q_l^{|V_n|}))^{\mathfrak{S} _{|V_n|}} \subset \mathcal{H} (\mathfrak{S} _{|V_n|}, P_n)'$. Since $\mathcal{H} (\mathcal{O}_{d, d} ^{(l)}, \operatorname {Aut}{(\mathcal{T}_{d, d})}) \cong \mathcal{H} (\mathfrak{S} _{d^l}, Q_l)$ and $(\mathfrak{S} _{d^l}, Q_l)$ is not a Gelfand pair for $l \geq 3$ (see Reference 8, Theorem 1.2), $\mathcal{H} (\mathcal{O}_{d, d} ^{(3)}, \operatorname {Aut}{(\mathcal{T}_{d, d})})$ is noncommutative.
Let $\tau$ be the vector state associated with $\delta _{K} \in \ell ^2 (K \backslash \mathcal{O}_{d, k})$. This is a trace, since $\mathcal{O}_{d, k}$ is a unimodular locally compact group and $K$ is its compact open subgroup. Note that $\tau (x^{\otimes |V_n|}) = (\tau (x))^{|V_n|}$ for $x \in \mathcal{H} (\mathcal{O}_{d, d} ^{(3)}, \operatorname {Aut}{(\mathcal{T}_{d, d})})$ where $\tau$ also denotes the canonical trace on $\mathcal{H} (\mathcal{O}_{d, d} ^{(3)}, \operatorname {Aut}{(\mathcal{T}_{d, d})})$. Since $\mathcal{H} (\mathcal{O}_{d, d} ^{(3)}, \operatorname {Aut}{(\mathcal{T}_{d, d})})$ is a noncommutative finite dimensional algebra, there exist two unitaries $u, v \in \mathcal{H} (\mathcal{O}_{d, d} ^{(3)}, \operatorname {Aut}{(\mathcal{T}_{d, d})})$ such that $| \tau ((u^*v^*uv)^k) | < 1$ and $| \tau ((v^*u^*vu)^k) | < 1$ for all $k \in \mathbb{Z} \setminus \{ 0 \}$. Set $u_n \coloneq u^{\otimes |V_n|} \in \mathcal{H} (\mathcal{O}_{d, k} ^{(n)}, K)'$ and $v_n \coloneq v^{\otimes |V_n|} \in \mathcal{H} (\mathcal{O}_{d, k} ^{(n)}, K)'$. Then for every $x \in \mathcal{H} (\mathcal{O}_{d, k}, K)'' = pL(\mathcal{O}_{d, k})p$,$[x,u_n] \to 0$ and $[x,v_n] \to 0$ in the ultrastrong-$*$ topology. Thus $\{ u_n \}$ and $\{ v_n \}$ are central sequences. In addition, $\tau ((u_n v_n u_n^* v_n ^*)^k ) = \tau ( (u v u^* v ^*)^k )^n \to 0$ as $n \to \infty$ for every $k \in \mathbb{Z} \setminus \{ 0 \}$. So by Lemma 2.4, $p L(\mathcal{O}_{d, k}) p$ has no nonzero type I summand and it is of type II.
Let $K_n \coloneq \{ \varphi \in K \mid \varphi | _{B_n} = \mathrm{id} _{B_n} \}$ and $p_n \coloneq \frac{1}{\mu (K_n)} \lambda (\chi _{K_n}) \in L(\mathcal{O}_{d, k})$. Then $\{ p_n \}$ converges $1_{L(\mathcal{O}_{d, k})}$ in the strong operator topology. Applying the same argument as above to $p_n L(\mathcal{O}_{d, k}) p_n$, one finds that $p_n L(\mathcal{O}_{d, k}) p_n$ is of type II. Therefore $L(\mathcal{O}_{d, k})$ is of type II.
Acknowledgment
The author would like to express his deep gratitude to his supervisor, Professor Narutaka Ozawa, for his support and providing many insightful comments.
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